EFTA01422243

Subject: RE: trading meeting [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 12:55:03 -0400 To: Richard Kahn Cc: Stewart Oldfield Liam Osullivan Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and Liam in case you have questions. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 12:52 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: Re: trading meeting [C] Liam Osullivan received and will send back middle of September once our consultant begins thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01422243 On Aug 25, 2017, at 3:04 PM, Vahe Stepanian a wrote: Classification: Confidential Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the HE personal account — the "Trading Authorization Limited" form should be completed. For only the HE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe EFTA01422244 From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn Cc: Vahe Stepanian Subject: RE: trading meeting Vahe - Can you help Rich with those docs? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn [mailto: Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield e > Subject: Re: trading meeting i just found out that our new hire will be out that week...drama continues... can we target the week of september 18th? EFTA01422245 also can you send us trading authority docs on all brokerage accounts so that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield ‹ > wrote: Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' Subject: RE: trading meeting Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the llth-13th at the DB Technology conference (let me know if you want to join in Las Vegas . . .) Can we try for the 14th or 15th? Thanks EFTA01422246 From: Richard Kahn [mailto: Sent: Tuesday, August 22, 2017 3:59 PM To: Stewart Oldfield ‹ > Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. looking at sep 5 / 6 / 7 for trading meeting might any of those dates work for your team? please advise thanks EFTA01422247 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel IM I fax cell On Jul 24, 2017, at 2:48 PM, Stewart Oldfield a wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) EFTA01422248 Martin Zeman — KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn [mailto: Sent: Monday, July 24, 2017 1:17 PM To: Stewart Oldfield Subject: Re: trading meeting please confirm when date is firm along with individuals we will be meeting EFTA01422249 thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I= fax cell On Jul 20, 2017, at 2:35 PM, Stewart Oldfield ‹ > wrote: I think 8/10 at 10am works for us EFTA01422250 From: Richard Kahn [mailto: Sent: Wednesday, July 19, 2017 11:23 AM To: Stewart Oldfield ‹ > Subject: Re: trading meeting can we move apt to 8/9 or 8/10 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01422251 On Jul 13, 2017, at 10:17 AM, Stewart Oldfield wrote: Confirmed for the morning of 8/8. Aiming for 10am in our office. You'll meet the whole gang. In other news, I went running this morning. It was brutal outside. EFTA01422252 Thanks! From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 9:09 PM To: Stewart Oldfield <E > Subject: Re: trading meeting 9 or 10am thanks EFTA01422253 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 12, 2017, at 6:34 PM, Stewart Oldfield wrote: Lemme check and come back to you tmw. Any time preference? EFTA01422254 From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 6:21 PM To: Stewart Oldfield e > Subject: Re: trading meeting how is 8/8? EFTA01422255 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 12, 2017, at 4:50 PM, Stewart Oldfield ‹ > wrote: 8/3 doesn't work on our side unfortunately. What's the next date 8/7 or later that works for you? EFTA01422256 Thanks From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 4:48 PM To: Stewart Oldfield Subject: Re: trading meeting EFTA01422257 8/3 is best for us Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel lin fax cell On Jul 11, 2017, at 2:25 PM, Stewart Oldfield a wrote: EFTA01422258 Turns out our new head of trading starts on July 31. Makes sense to wait and include him I think. Can we do morning of 7/31 or 8/1 or any time the following week? Thanks EFTA01422259 From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 1:17 PM To: Stewart Oldfield Subject: Re: trading meeting 9am EFTA01422260 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 11, 2017, at 12:56 PM, Stewart Oldfield wrote: EFTA01422261 Will check. How much earlier on the 25th? From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 11:57 AM To: Stewart Oldfield ‹ > Subject: Re: trading meeting EFTA01422262 can we do same time on the 24th or earlier on the 25th? please advise thanks Richard Kahn HBRK Associates Inc. EFTA01422263 575 Lexington Avenue 4th Floor New York, NY 10022 tel MR fax cell On Jul 10, 2017, at 4:03 PM, Stewart Oldfield <Ma> wrote: EFTA01422264 That works. Can confirm details later next week. Thanks From: Richard Kahn [mailto: Sent: Friday, July 07, 2017 6:20 PM To: Stewart Oldfield e > Subject: Re: trading meeting EFTA01422265 Tuesday 25th 11am works. Thanks Richard Kahn HBRK Associates Inc. EFTA01422266 575 Lexington Avenue 4th Floor New York, NY 10022 tel MR fax cell On Jul 7, 2017, at 12:04 PM, Stewart Oldfield <Ma. wrote: EFTA01422267 Rich, Looks like we're generally open the week of the 24th to meet with you and your new trader. Let me know whether you have any time/date constraints and I will set it up. EFTA01422268 Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 blackberry Securities offered through Deutsche Bank Securities Inc. EFTA01422269 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01422270 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01422271 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01422272 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01422273 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01422274 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. 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Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <WM168335_Trading_Authorization_Limited_Form_112516_Interactive_FINAL.PDF><W- M167648 POA DBSI US 031616 Fields Final.pdf> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01422276 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01422277