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efta-01423319DOJ Data Set 10Other

EFTA01423319

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efta-01423319
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Subject: Re: Fw: New account [I] From: Paul Morris < .=> Date: Thu, 16 Oct 2014 15:12:52 -0400 To: Aracely Sanchez ‹ > Classification: For internal use only ok thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: dbcom Aracely Sanchez/db/- To: Paul Morris, Date: 10/16/2014 02:20 PM Subject: Re: Fw: New account FYI- We are putting this on hold. They are amending the LLC agreement to reflect the new ownership structure. EFTA01423319 From: Aracely Sanchez/db/- dbcom To: Paul Morris, Date: 10/10/2014 12:11 PM Subject: Fw: New account Paul- We are opening a checking account for SLK Designs LLC. I am sending Bella the account opening paper work and will start the KYC once I receive the entity documentation. Kind regards, Aracely Sanchez (Embedded image moved to file: pic15722.gif) Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor 10154-0004 New York, NY, USA Tel. Fax EFTA01423320 Email Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic31144.gif) Forwarded by Aracely Sanchez/db/dbcom on 10/10/2014 12:10 PM From: dbcom To: Date: AM Aracely Sanchez/db/- 10/10/2014 11:25 Subject: New account Bella-Below is a list of the items we will need for the new account. Please send them to me via email. Thanks. Please attach the following documentation: o Certificate of Good Standing (dated within 1 year) o LLC Operating Agreement (copy of executed original, as amended, if applicable) o Addendum to Operating Agreement listing the LLC owners (must include ownership percentages) o Writing signed by LLC's Manager/Managing Member authorizing signors if they are not specifically named in the Operating Agreement For signers on accounts: name, street address, Date of birth, country of citizenship, social security #, photo id( if Darren Indyke we don't need this information as it is on file). EFTA01423321 Kind regards, Aracely Sanchez (Embedded image moved to file: pic07279.gif) Aracely Sanchez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor 10154-0004 New York, NY, USA Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pic22404.gif) EFTA01423322

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Subject: FW: Amanda From: Paul Morris ‹ > Date: Thu, 10 Sep 2015 20:10:12 -0400 To: Amanda Kirby ‹ > Coordination is below expectations, let's talk tomorrow. Thank you Original Message From: Richard Kahn [ Sent: Thursday, September 10, 2015 07:56 PM Eastern Standard Time To: Paul Morris Cc: Darren Indyke; Bella Klein Subject: Amanda Has she moved teams? If so feel it would be more appropriate to find out via phone call rather than when we send her a wire request Lets talk tomorro

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Subject: RE: Inquiry regarding Acct# Case # 118954 [I] From: Tammy Mcfadden <=I > Date: Mon, 03 Nov 2014 12:06:56 -0500 To: Amanda Kirby AMLCompliance Inquiries Cc: AMLCompliance Inquiries Paul Morris < Classification: For internal use only Hello Amanda — NEW YORK STRATEGY GROUP, LLC, Thank you for your prompt responses. I appreciate your assistance. Kind regards, Tammy From: Amanda Kirby Sent: Monday, November 03, 2014 11:32 AM To: AMLCompliance Inquiries Cc: AMLCompliance Inq

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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