Case File
efta-01423555DOJ Data Set 10OtherEFTA01423555
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01423555
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Butterfly Trust [C]
From: Stewart Oldfield
Date: Thu, 11 Oct 2018
To: Liam Osullivan
Cc: Martin Zeman
Zbynek Kozelsk
Ian Salters <
Bradley Gillin
Richard Iarossi
15:32:22 -0400
Thank you. Who needs to sign off on next steps? We have the account docs
and a current KYC, so would like to open as soon as we can. I appreciate
everyone's help on this
From: Liam Osullivan
Sent: Thursday, October 11, 2018 3:31 PM
To: Stewart Oldfield
Cc: Martin Zeman
; Zb nek Kozelsk
; Ian Salters
>
Subject: Butterfly Trust [C]
Classification: Confidential
I discussed the below with Ziggy, Ian and Martin.
We propose that the Butterfly Trust is opened with the KCP team. We will
open the account under the N4G prefix. We will request a new CA number for
Martin Zeman that will be used to separate Butterfly Trust from accounts
that have signed KCP packages on file. Martin will sign a quarterly
attestation that the account is not being offered KCP products.
Kind regards,
Liam O'Sullivan
fhttps://brandportal.intranet.db.com/img/modules/logo.gifl
Liam O'Sullivan
AVP I Key Client Partners - US
EFTA01423555
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-8004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01423556
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