Case File
efta-01423680DOJ Data Set 10OtherEFTA01423680
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01423680
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FW: Southern financial [C]
From: Stewart Oldfield <
M
>
Date: Mon, 03 Jun 2019 13:54:59 -0400
To: Andrew Gallivan
Classification: Confidential
Let's discuss this one when you get a chance. Thanks
From: Robert Frohlich
Sent: Friday, May 24, 2019 2:52 PM
To: Stewart Oldfield
Cc: Leslie Roth
Subject: Southern
Classification: Confidential
Hi Stewart,
Donna Kerrigan
Below is the complete picture of your financials in USD for 2018 and 2019
YTD including Southern Financial. This goes back to the question as to
whether the 2019 YTD Southern Financial revenues of $363k currently mapped
to a House account should be mapped back to your name alongside the $-85m
NNA outflow (no further flows and revenues expected).
As you know, we manually removed the Southern Financial revenues from your
2018 data when we provided Andrew with last year's revenues by RM as part of
the target setting process but given that we weren't directly involved in
how your 2019 number was derived I suggest you discuss directly with him and
we can then act accordingly. If the decision is to not change anything then
I suggest Leslie will map the remaining 2018 revenues and flows which are
still mapped to your name and we missed out on (for whatever reason) to a
House account and there will be no impact on your 2019 financials.
USD
FY18 Actuals
EFTA01423680
Apr19 YTD
FY19 Target
Revenues
Steward Oldfield
3,576,567
1,600,929
4,026,207
Of which: Southern Financial
703,616
0
n.a.
Southern Financial House Acc.
486,673
363,457
n.a.
NNA
(in $m)
Steward Oldfield
73.2
EFTA01423681
360.7
110.0
Of which: Southern Financial
(49.2)
0.0
n.a.
Southern Financial House Acc
(7.4)
(85.0)
n.a.
Let us know.
Kind regards,
Rob Frohlich
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Robert Frohlich
Deutsche Bank AG, Filiale New York
Wealth Management
EFTA01423682
-0004
York, NY, USA
EFTA01423683
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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