EFTA01423875

Subject: RE: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC [I] From: Brigid Macias <MI > Date: Fri, 10 May 2019 14:16:40 -0400 To: Rishabh Sharma Stewart Oldfield >, Bradley Gillin Monica Gilkinson Rachel Wachs Cc: Natalie Barak Oversight Control Vikas Dave Armen Brash Daphne Cales Im on with Bhavesh at the moment regarding this. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 1:49 PM EFTA01423875 To: Stewart Oldfield ; Bradley Gillin ; Monica Gilkinson ; Rachel Wachs ; Bri id Macias Cc: Natalie Barak >; ; Oversight Control ; Vikas Dave ; Armen Brash ; Daphne Cales Sub'ect: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC [I] Classification: For internal use only Hello, Please provide update on below before our cutoff of 2:30 PM EST. We cannot hold both these Debit and Credit breaks in our Non post GL, hence would need your decision today. Regards, Rishabh Sharma fcid:[email protected] DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. Mobile +91 Email : EFTA01423876 Please send all the Banking related Queries to our new Group E-mail ID From: Naveen Bagaria [mailto:[email protected]] Sent: Friday, May 10, 2019 11:42 AM To: Brigid Macias Cc: Stewart Oldfield >; Natalie Barak [I] ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC Classification: For internal use only Absolutely not, Brigid. This account # doesn't even have a penny at this moment. Both the credit and debit transaction for 100K got stuck in Non Post as the account is closed. In order to pass both these transactions using this account — it needs to be open & active. And most importantly if you wish to close the account again, you need to make sure that happens the next day. Please let me know if this makes sense? Regards Naveen Bagaria COO - Wealth Management Operations EFTA01423877 DBOI Global Services Private Limited Tel: I VOIP: Fex: I Cell: Please send all Bankin' related •ueries to our new Group E-mail ID - From: Brigid Macias [mailto: Sent: Friday, May 10, 2019 11:33 AM To: Ankit-Kumar Sharma Cc: Stewart Oldfield Bhavesh Chandani ; Natalie Barak ; Oversight Control > Subject: RE: Non Post Transactions 05-09-2019 For AC This account Kind regards, Brigid Macias fcid:[email protected] Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax [I] EFTA01423878 Email Securities offered through Deutsche Bank Securities Inc. From: Ankit-Kumar Sharma Sent: Friday, May 10, 2019 11:32 AM To: Brigid Macias Cc: Stewart Oldfield ; Bhavesh Chandani ; Natalie Barak ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC Hi Brigid, Which account? Kind regards ? {cid:[email protected]} Ankit Kumar Sharma Analyst I PWM-US Ops — Banking COO - Wealth Management Operations [I] DBOI Global Services Private Limited A-1 Tower , Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel: Mobile +91 EFTA01423879 Email Please send all Bankin' related •ueries to our new Group E-mail ID - From: Brigid Macias [mailto: Sent: Friday, May 10, 2019 11:27 AM To: Bhavesh Chandani Cc: Stewart Oldfield > >; Natalie Barak [I] ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC Importance: High Can we post to this account? Will the account be overdrawn? Kind regards, Brigid Macias fcid:[email protected] Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01423880 From: Bhavesh Chandani Sent: Friday, May 10, 2019 11:24 AM To: Brigid Macias Cc: Stewart Oldfield Sharma Subject: RE: Non Post Transactions 05-09-2019 For AC ; Rishabh Shah ; Natalie Barak Classification: For internal use only Hi Brigid, For the below account client submitted a wire yesterday. ht Control ; Rishabh [I] As yesterday you also submitted a case to close the account, so when the night batch ran it got account closed so the entry was bounced back to non- post. Please let me know if I can call you regarding the same. Kind Regards? Bhavesh Chandani {cid:[email protected]} Bhavesh Chandani EFTA01423881 Process Supervisor I PWM US Operations DBOI Global Services Private Limited C00 Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jai ur, India Mobile +91 VOIP 44207-5419137 telephone: Email {cid:[email protected]} Integrity I Sustainable Performance Discipline I Partnership Client Centricity Innovation I Please send all the Bankin' related Queries to our new Group E-mail ID From: Rishabh Shah [mailto: Sent: Friday, May 10, 2019 10:57 AM To: Rishabh Sharma < Cc: Stewart Oldfield >; Brigid Macias ; Oversight Control Subject: RE: Non Post Transactions 05-09-2019 For AC [I] Please advise Brigid on below. Regards, EFTA01423882 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_ logo_ metallic 46x46.gifl RISHABH SHAH Wealth Management (PWM US OPS - BANKING) DBOI Global Services Pvt Ltd. Deutsche Bank Group A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India From: Brigid Macias Sent: Friday, May 10, 2019 9:49 AM To: Rishabh Shah Cc: Oversight Control ; Natalie Barak >; Stewart Oldfield Subject: FW: Non Post Transactions 05-09-2019 For AC Importance: High Good Morning, [I] Can you please advise what this means? The client put up case 02087161 on 5/9 so the funds should have been deducted yesterday from the account. Kind regards, Brigid Macias EFTA01423883 fcid:[email protected] Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Rishabh Sharma Sent: Friday, May 10, 2019 9:06 AM To: Stewart Oldfield Wachs Cc: Control Subject: Non Post Transactions 05-09-2019 For AC ; Monica Gilkinson ; Bradley Gitlin Classification: For internal use only ; Rachel ; Debra Jasper ; Oversight [I] Hi Team, Please advise, if the below transaction(s) are okay to post or not:- Please note A/C is closed : 05/09/2019 HYPERION AIR, L 286 100,000.00 ACCOUNT CLOSED 997000509092719 524 N REF 1290927L FUNDS TRANSFER FRM DEP 35269691 EFTA01423884 FROM HYPERION AIR, L 822 100,000.00 ACCOUNT CLOSED 998000509110307 521 N TO MANUFACTURERS A ND TRADERS TRUST C 0 A/C NTERNATIONAL JET I NTERIORS, INC. I If any of the transactions are deemed fraudulent, you must immediately notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://awm.wm.intranet.db.com/forms/private-bank-forms-account-agreements/- fraud Regards, Rishabh Sharma {cid:[email protected]} DBOI Global Services Private Limited COO Wealth Management Operations Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. Mobile +91 Email : Please send all the Banking related Queries to our new Group E-mail ID EFTA01423885 This e-mail may contain confidential and/or privileged information. If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. 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If you are not the intended recipient (or have received this e-mail in error) please notify the sender immediately and destroy this e-mail. Any unauthorized copying, disclosure or distribution of the material in this e- mail is strictly forbidden. Privacy of communications In order to monitor compliance with legal and regulatory obligations and our policies, procedures and compliance programs, we may review emails and instant messages passing through our IT systems (including any personal data and customer information they contain), and record telephone calls routed via our telephone systems. We will only do so in accordance with local laws and regulations. In some countries please refer to your local DB website for a copy of our Privacy Policy. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01423887