EFTA01424058

Sheetl Group Name : EPSTEIN Transaction : All Transactio TRADE DATE ASSET CLASS CIPAL NET AMT. (BASE CCY) COMM. SALES 12/4/2017 COMMON STOCK :JP 4419.127 -27840 SHS LTD ISINIJP365 12/4/2017 COMMON STOCK :HK 45.7315 -1984747.10 CO LTD SHS -H- 12/4/2017 COMMON STOCK :HK 2.7923 -1982533 ISINIKYG5636C1078 12/4/2017 COMMON STOCK HK 27.6542 -1952386.52 1000004Y2 HKD 12/4/2017 COMMON STOCK HK 37.0748 -1946427 HS H ISIN#CNE1000001W2 12/4/2017 COMMON STOCK :HK 3.80 -1945600 SHS H ISINICNE1000001Z5 12/4/2017 COMMON STOCK :HK 8.6774 -1943737.60 TION COMPANYLTD SHS H 12/4/2017 COMMON STOCK :HK 13.46 -1938240 LTD SHS ISINIBMG653181005 12/4/2017 COMMON STOCK :HK 8.4526 -1927192.80 H ISINICNE1000004L9 12/4/2017 COMMON STOCK :GB 77.55 -1923240 ISINIGB0005405286 12/4/2017 COMMON STOCK :HK 6.6112 -993002.24 ION LTD SHS H 12/4/2017 CURRENCY 694.80 -247694.80 0 12/4/2017 CURRENCY 8195.23 -2378195.23 0 0 12/5/2017 EQUITY PUT OPTION O -250 GE 01192018 P 18 100 GENERAL ELECTRIC CO COM 12/5/2017 COMMON STOCK B GOOG 1013.8652 -1013865.20 CL C USD 12/6/2017 COMMON STOCK S O SGH 27.8038 50046.84 HLDGS INC SHS USD 12/6/2017 COMMON STOCK 5 -17000 -17000 0 12/7/2017 COMMON STOCK 000 AAPL 169.5469 COM USD 12/8/2017 CURRENCY MONEY O 0 U.S.DOLLARS CURRENCY 12/7/2017 CURRENCY MONEY O 0 U.S.DOLLARS CURRENCY N/A CURRENCY MARK TO U.S.DOLLARS CURRENCY USD N/A CURRENCY MARK TO U.S.DOLLARS CURRENCY USD 12/7/2017 COMMON STOCK 00 AAPL 169.7941 COM 12/6/2017 O 0 12/5/2017 O 0 12/7/2017 000 AAPL COM 12/7/2017 00 AAPL COM 12/4/2017 ns Duration : 1 Week BUY/SELL ACTIVITY QUANTITY CREDIT FEES SEC. DESCRIPTION B Buy 6300.00000 of 6268:JP 500 -247402.49 41761 0 1210001 JPY B Buy 43400.00000 of 3898 -254568.74 2977.12 0 ISINICNE1000004X4 HKD B Buy 710000.00000 of -254284.78 2973.79 0 HKD B Buy -250418.14 SYMBOL PRICE PRIN ISSUE CCY at 4419.127000000 6300 6268 0 NABTESCO CORP TOKYO :HK at 45.731500000 43400 3898 2137.83 ZHUZHOU CRRC TIMES ELECTRIC 3339:HK at 2.792300000 710000 3339 2135.66 LONKING HOLDINGS LTDSHS 70600.00000 of 763:HK at 27.654200000 70600 763: 2928.57 0 2103.33 ZTE CORP SHS H ISINICNE B Buy 52500.00000 of -249653.75 2919.64 0 HKD B Buy 512000.00000 of -249547.66 2918.40 0 HKD B Buy 224000.00000 of -249308.76 2915.60 0 ISINICNE1000002F5 HKD B Buy 144000.00000 of -248603.69 2907.36 0 HKD B Buy 228000.00000 of -247186.75 2890.78 0 HKD B Buy 24800.00000 of -246679.75 2884.86 0 HKD B Buy -127365.12 ISINICNE1000 B FORE O 0 B FORE 150200.00000 of 1489.5 0 00304 HKD IGN CURRENCY EXCHANGE JAPANESE YEN IGN CURRENCY EXCHANGE 914:HK at 37.074800000 52500 914: 2096.87 ANHUI CONCH CEMENT CO LTD S 3988:HK at 3 2095.81 1800:HK at 8 2093.67 .800000000 512000 3988 BANK OF CHINA LTD BEIJING .677400000 224000 1800 CHINA COMMUNICATIONSCONSTRUC 2689:HK at 13.460000000 144000 2689 2088.24 NINE DRAGONS PAPER HOLDINGS 2338:HK at 8.452600000 228000 2338 2076.39 WEICHAI POWER CO LTD SHS HSBA:GB at 77.550000000 24800 HSBA 2072.09 HSBC HOLDINGS PLC ORD SHS 1072:HK at 6.611200000 150200 1072 1070.46 DONGFANG ELECTRIC CORPORAT 0 HONG KONG DOLLAR S Sell -250.00000 Ps of GE 01192018 P 18 0.87 21750 21493.49 250 0 EXP 01-19-18818.000 OPTION ROOT= GE USD Buy 1000.00000 share(s) of GOOG at 1013.865200000 1000 -1014015.20 150 0 0 ALPHABET INC CAP STK 27882261 112.567 -247 CURRENCY USD 1.858488223E7 7.8147 -237 CURRENCY USD at 0.87000000 6.51 PUT Sell -1800.00000 share(s) of SGH at 27.803800000 -180 49889.68 150 0 7.16 SMART GLOBAL B Buy 3400.00000 share(s) of BBG at 5.000000000 3400 433.5 0 BARRETT BILL CORP COM USD S Sell -214000.00000 share(s) of AAPL at 169.546900000 3.62830366E7 3.627791246E7 4280 0 844.14 APPLE FUND PURCHASE USD FUND PURCHASE USD MARKET 0 0 MARKET 0 0 0 21493.49 B Buy 214000.00000 share(s) of AAPL -3.63359374E7 -3.63402234E7 4280 0 O 0 0 -32889.68 O 0 0 -21493.49 O -21493.49 0 [repeated 4 times] BBG -214 INC 0 [repeated 4 times] at 169.794100000 2140 6 APPLE INC USD CURRENCY MONEY FUND REDEMPTION 0 [repeated 3 times] 2625890.03 U.S.DOLLARS CURRENCY USD CURRENCY MONEY FUND PURCHASE 0 [repeated 3 times] -156714.76 0 U.S.DOLLARS CURRENCY USD COMMON STOCK S Sell -100000.00000 share(s) of AAPL at 169.546900000 -100 169.5469 16954690 1.695229234E7 2000 0 397.66 APPLE INC USD COMMON STOCK 169.7941 USD CURRENCY 0 B Buy 100000.00000 share(s) of AAPL at 169.794100000 1000 -16979410 -16981416 2000 0 6 APPLE INC MONEY FUND REDEMPTION 0 [repeated 3 times] 158500 0 0 EFTA01424058 0 U.S.DOLLARS CURRENCY USD 12/4/2017 CURRENCY FEDERAL FUNDS RECEIVED 0 0 0 60000 0 [repeated 3 times] U.S.DOLLARS CURRENCY USD 12/4/2017 CURRENCY MONEY FUND REDEMPTION 0 [repeated 3 times] 2 0 [repeated 3 times] U.S.DOLLARS CURRENCY USD 12/7/2017 CURRENCY MONEY FUND REDEMPTION 0 [repeated 3 times] 1014015.20 0 [repeated 3 times] U.S.DOLLARS CURRENCY USD CCY Amount Spot Rate USD-Equivalent USD SUMIF($N$5:01$35,$137,$J$5:$J$35)110.0 1 J37/K37110.0 JPY SUMIF(045:$N$35,$138,$J$5:$J$35)A761.0 113.41 J38/K3868.2303147870558 HKD SUMIF($N$5:$N$35,$139,$j$5:$J$35)'805.62 7.8068 J39/K39561.717989445099 TOTAL J37+L38+L39039.948304232155 &"arial unicode ms,Reqular"Confidential EFTA01424059