Case File
efta-01424781DOJ Data Set 10OtherEFTA01424781
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01424781
Pages
8
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: January 2019 Return Mail
From: Brigid Macias
Date: Thu, 14 Feb 2019 17:26:07 -0500
To: Stewart Oldfield
Sure, Ill take a look and follow up accordingly.
Kind regards,
Brigid Macias
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
11 . :•
11 •
I
11• 11•11'11 .
11
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Thursday, Februar 14 2019 5:25 PM
To: Brigid Macias
Subject: Re: January 2019 Return Mail
Can you call Darren? He told me the address we have is correct and he
should be receiving them. Thanks.
EFTA01424781
Stewart Oldfield, CFA, CAIA
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Securities offered through Deutsche Bank Securities Inc.
On Feb 14, 2019, at 2:22 PM, Brigid Macias <[email protected]> wrote:
Good Afternoon,
Please see below your return mail list.
Can you please review and advise what you would like to with these? Your
options are as follows:
EFTA01424782
1
Re-mail to the same address
2
Re-mail to new address (provide address) — address
must already be updated on the system
3
Destroy return due to recipient no longer required to
receive item — system already updated with recipient no longer scheduled to
receive the returned item
4
Destroy item as account is closed - (be sure recipient
received final statement)
5
Destroy the check - Stop payment must have been placed
on the check and the funds re-deposited
6
Client contact could not be made at this time — I will
follow up within 30 days
7
Client contact was made and pending client letter of
address change — Lisa-M Ramos will create a case to remail the returned
items after address has been updated on the system.
Account Number
Product
BANKING OFFICER
Primary Officer
Recipient Name
Return Date
Item Date
Item Type
Market Value
Return Reason
Address Line 1
EFTA01424783
Address Line 2
City
State
Country
Zip Code
MONEY MARKET
STEWART OLDFIELD
STEWART OLDFIELD
DARREN K. INDYKE PLLC-ATTORNEY TRUST ACCOUNT
11/26/2018
10/31/2018
Statement
$268,959.69
Return to Sender Unable to Forward
NEW YORK
NY
10022
DOM. BANKING
STEWART OLDFIELD
STEWART OLDFIELD
EFTA01424784
AND KARYNA SHULIAK
12/12/2018
10/31/2018
Statement
$20,381.30
Return to Sender Unable to Forward
MONEY MARKET
STEWART OLDFIELD
STEWART OLDFIELD
DARREN K. INDYKE PLLC-ATTORNEY TRUST ACCOUNT
12/19/2018
12/3/2018
Advice
Return to Sender Unable to Forward
NEW YORK
EFTA01424785
DOM. BANKING
STEWART OLDFIELD
STEWART OLDFIELD
AND KARYNA SHULIAK
1/18/2019
11/30/2018
Statement
$18,583.52
Return to Sender Unable to Forward
DOM. BANKING
STEWART OLDFIELD
STEWART OLDFIELD
PLAN D LLC JEFFRREY EPSTEIN
EFTA01424786
1/23/2019
1/9/2019
Advice
Return to Sender Unable to Forward
MONEY MARKET
STEWART OLDFIELD
STEWART OLDFIELD
DARREN K. INDYKE PLLC-ATTORNEY TRUST ACCOUNT
1/23/2019
12/31/2018
Statement
$13.27
Return to Sender Unable to Forward
EFTA01424787
Kind regards,
Brigid Macias
<image001.png>
Brigid Macias
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Securities offered through Deutsche Bank Securities Inc.
EFTA01424788
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EFTA Document EFTA01356678
KY(' Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # :01977698 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL RELATI0NSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield 0 New PWM Relabonship n Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profi
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