Case File
efta-01424943DOJ Data Set 10OtherEFTA01424943
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01424943
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: DB relationship transition letter
From: Stewart Oldfield <M
>
Date: Fri, 01 Mar 2019 09:44:56 -0500
To: Richard Kahn ‹
>
Just tried you. I'm in and out, but around all day generally. Thanks
From: Richard Kahn [mailto:
Sent: Thursday, Februar 28, 2019 5:29 PM
To: Stewart Oldfield
>
Subject: Re: DB relationship transition letter
sorry i was unable to call sooner
please call when free today or tomorrow
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
On Feb 28, 2019, at 3:40 PM, Stewart Oldfield
wrote:
EFTA01424943
Thank you again for your efforts during this process. I understand that
arrangements have made for the full transfer of any remaining brokerage
assets and that will be complete shortly. You have also been able to move
and close several bank deposit accounts. We appreciate that despite this
strong progress, you need some more time to complete the transfer of
remaining assets to other institutions. Please attempt to have that wrapped
up by March 29th if possible. If there is anything we can do to help
expedite this, please let us know.
Thanks,
Stew
From: Stewart Oldfield
Sent: Friday, December 21, 2018 1:06 PM
To: [email protected];
<M
>
Subject: DB relationship transition letter
Jeffrey, Darren and Rich,
; Richard Kahn
Please see the attached letter to confirm the substance of our recent
conversations. Thank you for your cooperation.
Best,
EFTA01424944
Stew
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel. 212 454-2881
Mobile 917 209-0686
Email
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01424945
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01424946
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