Cc: Daniel Sabba
Paul Morris
Richard Kahn
Stewart Oldfield
Vahe Stepanian
Classification: Confidential
Jeffrey -
Today you executed the following:
B 49,033 Citi 5.8% pfd at $24.0205
This leaves 150,967 shares to buy. Re-enter tomorrow?
Your other Citi pfd is held in Haze. Would you like this booked there as
well?
Thank You,
Tazia
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Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel
Fax
Mobile
Email
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EFTA01425102
From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn
Stewart
Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/-
dbcom@DBAMERICAS
Date:
PM
10/28/2014 02:24
Subject:
Re:
[C]
Classification: Confidential
Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating
25% of the volume now. Please let us know if you would like us to be more
aggressive. Not enough volume to get done on 200k in one day.
Tazia
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VWAP from time of Order Entry: $24.0117
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Tazia Smith
Director I Key Client Partners - US
EFTA01425103
DB Securities Inc
Deutsche Asset & Wealth Management
345
4-0004 New York, NY, USA
Tel.
Fax
Mobi e
Email
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From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn
Stewart
Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/-
dbcom@DBAMERICAS
Date:
PM
10/28/2014 01:11
Subject:
Re:
[C]
Classification: Confidential
Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05
so to continue to participate. given low avg daily volume, unlikely we would
get it all 200k done in one day, so working not to push price. please come
back to me if you want to be more aggressive.
EFTA01425104
Thanks!
Tazia
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From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul
Vahe
Stepanian/db/dbcom@DBAMERICAS, Stewart
dbcom@DBAMERICAS
Date:
AM
10/28/2014 11:36
Subject:
Re:
[C]
Classification: Confidential
Morris, Richard Kahn
Oldfield/db/-
Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at
$23.9945; the pfd is presently $24, we're working aggressively at that level.
Please let us know if you want us to bid higher.
EFTA01425105
(Embedded image moved to file: pic06957.gif)
From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn
Vahe
Stepanian/db/-
dbcom@DBAMERICAS
Date:
AM
10/28/2014 11:06
Subject:
Re:
[C]
Classification: Confidential
Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8%
pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give
us a limit?
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EFTA01425106
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345
0 4-0004 New York, NY, USA
Tel
Fax
Mobi e
Email
(Embedded image moved to file: pic08340.gif)
From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>@DEUBAINT,
Cc:
Richard Kahn
Daniel Sabba/db/-
dbcom@DBAMERICAS, Vahe
Stepanian/db/dbcom@DBAmericas, Paul
Morris
Date:
AM
10/28/2014 10:57
Subject:
Re:
[C]
Classification: Confidential
EFTA01425107
Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying
$5mm
worth. got it.
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Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345
4-0004 New York, NY, USA
Tel.
Fax
Mobi e
Email
(Embedded image moved to file: pic20908.gif)
From:
"jeffrey E."
<
[email protected]>
To:
Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn
Date:
AM
Subject:
10/28/2014 10:54
EFTA01425108
buy $5MM of this issue.
Citi 5.80% PFD
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
JEE
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to
[email protected], and
destroy this communication and all copies thereof,
including all attachments. copyright -all rights reserved
EFTA01425109