Case File
efta-01425506DOJ Data Set 10OtherEFTA01425506
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DOJ Data Set 10
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efta-01425506
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2
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0
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Gratitude America, Ltd (C]
From: Stewart Oldfield <
Date: Fri, 10 Aug 20
To: Bradley Gillin <
Richard Kahn
Cc: Bella Klein <
Bcc:
If you can return these first thing next week, we will be able to use the last annual KYC we did and
expedite account opening.
In related news, we will need to gather some updated docs for Gratitude and a few other accounts for
their annual reviews shortly. Brad will gather the list of items we need for those reviews early n
ext week.
Thanks
Original Message
From: Bradley Gillin
Sent: Wednesday, August 08, 2018 4:10 PM
To: Stewart Oldfield <
>; 'Richard Kahn' <
Cc: 'Bella Klein' <
Subject: RE: Gratitude America, Ltd (C]
Classification: Confidential
Hi Rich,
Please find attached account opening paperwork.
Please complete the resolution. All other documents have pre-filled and marked for execution.
Thank you.
Regards,
Brad
Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
Tel.
Fax
Emai
Securities offered through Deutsche Bank Securities Inc.
Original Message
From: Stewart Oldfield
Sent: Wednesday, August 08, 2018 11:12 AM
To: Richard Kahn .c;
>
Cc: Bella Klein <
>; Bradley Gillin ‹
>
Subject: RE: Gratitude America, Ltd
Yes, rate is currently 1.8% so definitely worth moving over. If there is cash that you don't need d
aily liquidity on, can also move into CDs for an even higher rate - 2.25% for 3m, 2.6% for 6m curren
tly.
We will send account docs to you as soon as possible. I'm on my mandatory two week absence starting
Monday, so Brad will run with this.
Thanks.
Original Message
From: Richard Kahn (manta:
Sent: Wednesday, August 08, 2018 10:43 AM
To: Stewart Oldfield <
Cc: Bella Klein <
EFTA01425506
Subject: Gratitude America, Ltd
can we set up an AG account with higher interest as we now have 2mm in checking please advise thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New
tel
fax
cel
EFTA01425507
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