Case File
efta-01426004DOJ Data Set 10OtherEFTA01426004
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01426004
Pages
5
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Butterfly brokers e [C]
From: Richard Kahn
Date: Wed, 31 Oct 2018 14:44:02 -0400
To: Stewart Oldfield ‹
>
Cc: Liam Osullivan <[email protected]>
Out of office for the remainder of the day. Let's talk tomorrow. Thanks.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, NY 10022
On Oct 31, 2018, at 2:32 PM, Stewart Oldfield ‹
>
wrote:
Sorry, I owe you a call on this and the other things we discussed. Will try
you shortly. I've been away for three days
From: Richard Kahn [mailto:
Sent: Wednesday, October 31, 2018 11:38 AM
To: Liam Osullivan
Cc: Stewart Oldfield
Subject: Re: Butterfly brokerage [C]
any update on timing for this account to be opened?
please advise
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
EFTA01426004
On Oct 26, 2018, at 10:43 AM, Liam Osullivan da
wrote:
Classification: Confidential
Richard,
I am working with the account opening group and will let you know if they
need anything additional.
Thank you,
Liam
From: Richard Kahn [mailto:
]
EFTA01426005
Sent: Friday, October 26, 2018 10:34 AM
To: Stewart Oldfield
Cc: Liam Osullivan
Subject: Re: Butterfly brokerage
Liam please advise what is needed as we would like account opened asap
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
On Oct 25, 2018, at 3:48 PM, Stewart Oldfield
wrote:
Rich,
EFTA01426006
Sorry for the delay here. This account will be traded by the KCP team that
trades all of your other accounts. The account opening is now in Liam's
very capable hands. He will reach out if he needs anything else, but I
think you provided the last of the things we didn't have last week.
Thanks
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
EFTA01426007
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01426008
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