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EFTA01426337EFTA01426342
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efta-01426341DOJ Data Set 10Other

EFTA01426341

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DOJ Data Set 10
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efta-01426341
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1
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Brianna Fowler From: Sent: To: Cc: Subject: Attachments: Darren and Rich, Please see attached disclosure letter that relates to your DB ISDA. There is no action required on our side, but feel free to reach out with questions. Thanks Stewart Oldfield Wednesday, July 20, 2016 2:25 PM Darren Indyke; Richard Kahn Brianna Fowler; Cynthia Rodriguez SFTR Disclosure Letter SFTR Article 15 Risk Disclosure Statement - Client Outreach_v2 0 (2).pdf Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 blackberry Email Securities offered through Deutsche Bank Securities Inc. 1 EFTA01426341

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Phone212 454-2881
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EFTA Document EFTA01371852

From: Liam Osullivan Sent: 2/11/2019 2:10:51 PM To: Richard Kahn I ; Darren Indyke CC: Jeanne Brennan ; Stewart Oldfield I ; Davide-A Sferrazza Subject: RE: Booth to sell IC] Classification: Confidential Darren and Rich, So far we have sold 3 of the bonds. We are still working on the remaining 2 positions. TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY 2/11/2019 2/13/2019 SELL - 1.000,000.0000 DEUTSCHE

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01419282

Subject: RE: [C] From: Vahe Stepanian < > Date: Thu, 13 Jul 2017 11:11:42 -0400 To: Richard Kahn .5 p Cc: Stewart Oldfield 5 >, Darren Indyke <->, Jeanne Brennan Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts 9 $0.70 Thank you, Vahe Original Message From: Richard Kahn [manta: Sent: Thursday, July 13, 2017 11:09 AM To: Vahe Stepanian eld < 0.; Darren Indyke <->; Jeanne Brennan Su•ject: Re

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