Case File
efta-01427193DOJ Data Set 10OtherEFTA01427193
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01427193
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Trade Details 04/02/2018 [I]
From: Stewart Oldfield <
En
Date: Mon, 02 Apr 2018 17:23:46 -0400
To: Martin Zeman
I think you only need to price two pairs with a couple of different
structures (maturity and strike). Should be enough there for him to
understand how it all works. I would be targeting greater than 10pct
annualized coupon. Given some of the tech names, could be even higher.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Emai
Securities offered through Deutsche Bank Securities Inc.
On Apr 2, 2018, at 5:10 PM, Martin Zeman
Classification: For internal use only
wrote:
Working on it. I talked to Paul today briefly and want to have a more
detailed conversation tomorrow on what he imagines in terms of levels so we
target the request in GM better. They hate it when we ask for 3 million
prices without the client being clear on what they want.
Had a great trip. Hope you have the same....
From: Stewart Oldfield
Sent: Monday, April 02, 2018 5:01 PM
To: Martin Zeman
Subject: Re: Trade Details 04/02/2018 [I]
EFTA01427193
Thanks. Did you get him some worst-of put prices? We made some KYC progress
while you were out. Hope you had a good trip
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Email
Securities offered through Deutsche Bank Securities Inc.
On Apr 2, 2018, at 4:07 PM, Martin Zeman
wrote:
Classification: For internal use only
So that you know what's happening...
EFTA01427194
From: Liam Osullivan
Sent: Monday, April 02, 2018 4:06 PM
To:
; 'Richard Kahn'
Cc: Davide-A Sferrazza
Martin Zeman
avier Avila
Joshua Shoshan
Subject: Trade Details 04/02/2018 [C]
Classification: Confidential
Paul,
Today you executed the following trades in the SFLLC account:
Bought 1000 GOOG at 1,004.57849
Bought 500 AMZN at 1,366.90876
Thank you,
Liam
<image001.gif>
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
EFTA01427195
Prepared on 04/02/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01427196
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