Case File
efta-01427245DOJ Data Set 10OtherEFTA01427245
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01427245
Pages
5
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Trade Details --> 06/15/2018 [C]
From: Liam Osullivan <[email protected]>
Date: Fri, 15 Jun 2018 11:42:39 -0400
To: Paul Barrett
Richard Kahn
Cc: Martin Zeman
Davide-A Sferrazza
Joshua Shoshan
Xavier Avila
Stewart Oldfield
Classification: Confidential
Paul,
In SFLLC:
$125,136.24
Thank you
Liam
Sold HKD
982,444.65 @7.851
USD
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
Prepared on 06/15/2018 Source: Pershing NetX 360
EFTA01427245
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
From: Liam Osullivan
Sent: Friday, June 15, 2018 9:04 AM
To: 'Paul Barrett'
'Richard Kahn'
Cc: Martin Zeman <[email protected]>; Davide-A Sferrazza
shua Shoshan
Xavier Avila
Stewart Oldfield e
>
u ject: ra e etai s --> 06/15/2018 [C]
Classification: Confidential
Paul,
EFTA01427246
In SFLLC you sold:
TRADE DATE
STLMNT DATE
BUY/SELL
QUANTITY
SYMBOL
SEC. DESCRIPTION
ISIN
PRICE
NET AMT.
(BASE CCY)
PRINCIPAL
COMM.
FEES*
NET AMT.
(TRANS. CCY)
TRANS. CCY
6/15/2018
6/20/2018
SELL
-70,600.0000
763:HK
EFTA01427247
ZTE CORP SHS H ISIN#CNE1000004Y2
CNE1000004Y2
13.95160000
125,177.20
984,982.96
1,477.47
1,060.84
982,444.65
HKD
Prepared on 06/11/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
*The Hong Kong exchange charges 10.77 bps in fees.
The account is long 982,444.65 HKD.
Thank you,
EFTA01427248
Liam
fhttps://brandportal.intranet.db.com/img/modules/logo.gifl
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 P
w York, NY, USA
Tel.
Emai
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01427249
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