EFTA01429922

THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 February 1, 201 - 28, 2019 Account Number: Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN (212) 250-0432 Commission Amount: $0.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Net Securities In/Out of Account Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Estimated Annual Income $14,354,547.04 -4,114,207.73 -10,204,630.00 35,709.31 35,530.69 -71,240.00 $0.00 $12,942.78 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Year-to-Date $19,756,141.88 -10,112,637.45 -10,204,630.00 -561,125.57 79,955.57 481,170.00 $0.00 Percent 0% 0% 0% 0% Asset Summary Asset Type Prior Year-End Cash, Money Funds, and Bank Deposits EFTA01429922 Fixed Income Equities Account Total Please review your allocation periodically with your Investment Specialist. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Page 1 of 7 A0102415CSF30019 10,032,681.88 2,130,300.00 7,593,160.00 $19,756,141.88 Last Period 4,078,677.04 2,172,960.00 8,102,910.00 $14,354,547.04 This Period 0.00 0.00 0.00 $0.00 EFTA01429923 Date Money Market Fund Detail Activity Type Description Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.31% Activity Ending: 02/15/19 02/01/19 02/07/19 02/07/19 02/07/19 02/15/19 02/19/19 02/19/19 02/19/19 02/15/19 Opening Balance Withdrawal Withdrawal Deposit Deposit Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Equities Money Market Other Dividends Total Dividends, Interest, Income and Expenses 33,945.35 1,585.34 0.00 $35,530.69 Non Taxable 0.00 0.00 0.00 $0.00 Taxable 33,945.35 12,942.78 33,067.44 $79,955.57 Year-to-Date Non Taxable 0.00 EFTA01429924 0.00 0.00 $0.00 MONEY FUND REDEMPTION SHARES REDEEMED ACCRUED DIVIDEND CREDIT MONEY FUND PURCHASE MONEY FUND REDEMPTION SHARES REDEEMED ACCRUED DIVIDEND CREDIT Amount Balance 4,078,677.04 -4,078,677.04 -1,551.68 1,551.68 4,078,677.04 0.00 -1,551.68 0.00 133,435.60 -133,435.60 -33.66 33.66 133,435.60 0.00 -33.66 0.00 $0.00 $0.00 Portfolio Holdings Description CASH AC TR DWS GOVT & AG INSTL Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio Money Market 4,078,677.04 $4,078,677.04 $4,078,677.04 0.00 $0.00 $0.00 0.00 $0.00 $0.00 12,942.78 2.31% $12,942.78 $12,942.78 Opening EFTA01429925 Balance Closing Balance Accrued Income Income This Year 30-Day Yield Page 2 of 7 Account Number: A0102415CSF30019 EFTA01429926 February 1, 2019 - February 28, 2019 THE HAZE TRUST Portfolio Holdings (continued) Total Portfolio Holdings Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate EFTA01429927 identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 3 of 7 Account Number: A0102415CSF30019 Market Value $0.00 Accrued Interest $0.00 Estimated Annual Income $12,942.78 EFTA01429928 Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Period Securities Securities Withdrawn Total Securities Dividends and Interest Cash Withdrawals Deposits Total Cash Totals Transactions by Type of Activity Process/ Settlement Date Activity Type Securities Withdrawals and Deposits 02/07/19 02/07/19 02/07/19 02/07/19 02/07/19 CUSTOMER AUTHORIZED TRANSFER GOOG CUSTOMER AUTHORIZED TRANSFER CVNA CUSTOMER AUTHORIZED TRANSFER C PRK CUSTOMER AUTHORIZED TRANSFER 46625HHA1 CUSTOMER AUTHORIZED TRANSFER UTX Description ALPHABET INC CAP STK CL C TRANS TO EFTA01429929 CARVANA CO CL A TRANS TO CITIGROUP INC DEP SHS REPSTG 1/1000TH PFD SER K DIV 6.875% PE TY PERPETUAL CALL 11/15/[email protected] TRANS TO JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO 5.990% 04/23/58 B/E DTD 04/23/08 CLB TRANS TO UNITED TECHNOLOGIES CORP COM TRANS TO N4G-023804 Total Securities Withdrawals and Deposits - U.S. DOLLARS Account Number: A0102415CSF30019 Quantity -3,000.000 -25,000.000 -79,000.000 -2,160,000.000 -15,000.000 0.00 Price Accrued Interest Amount Currency -3,296,130.00 USD -825,500.00 USD -2,101,400.00 USD -2,170,800.00 USD -1,810,800.00 USD -10,204,630.00 Page 4 of 7 0.00 $0.00 $35,530.69 0.00 133,435.60 $133,435.60 $168,966.29 -10,204,630.00 -$10,204,630.00 $0.00 -4,247,643.33 0.00 -$4,247,643.33 -$14,452,273.33 -10,204,630.00 -$10,204,630.00 $35,530.69 -4,247,643.33 133,435.60 -$4,114,207.73 -$14,283,307.04 0.00 $0.00 EFTA01429930 $79,955.57 0.00 135,005.88 $135,005.88 $214,961.45 -10,204,630.00 -$10,204,630.00 $0.00 -10,247,643.33 0.00 -$10,247,643.33 -$20,452,273.33 -10,204,630.00 -$10,204,630.00 $79,955.57 -10,247,643.33 135,005.88 -$10,112,637.45 -$20,237,311.88 Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date EFTA01429931 February 1, 2019 - February 28, 2019 THE HAZE TRUST Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Dividends and Interest 02/07/19 02/15/19 02/19/19 MONEY MARKET FUND INCOME RECEIVED PER232045 CASH DIVIDEND RECEIVED C PRK MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 02/07/19 02/14/19 02/19/19 CUSTOMER AUTHORIZED TRANSFER USD999997 FEDERAL FUNDS RECEIVED USD999997 FEDERAL FUNDS SENT USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 TRANS TO HSBC BANK USA, NATIO 39196 DEUTSCHE BANK TRUST Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 0.00 Description CASH AC TR DWS GOVT & AGENCY INSTL INCOME REDEEMED 79000 SHRS CITIGROUP INC DEP SHS REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/15/[email protected] RD 02/01 PD 02/15/19 CASH AC TR DWS GOVT & AGENCY INSTL INCOME REDEEMED EFTA01429932 0.00 Quantity Price Accrued Interest Amount Currency 1,551.68 USD 33,945.35 USD 33.66 USD 35,530.69 -4,080,228.72 USD 133,435.60 USD -167,414.61 USD -4,114,207.73 -14,283,307.04 USD Contact Information Telephone Number: (212) 250-0432 Page 5 of 7 Account Number: A0102415CSF30019 EFTA01429933 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities EFTA01429934 transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your Page 6 of 7 Account Number: A0102415CSF30019 Constant Yield Method No EFTA01429935 February 1, 2019 - February 28, 2019 THE HAZE TRUST Important Information and Disclosures (continued) The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to EFTA01429936 the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 7 Account Number: A0102415CSF30019 EFTA01429937 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 January 1, 2019 - 1, 2019 Account Number: Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN (212) 250-0432 Commission Amount: $0.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Accrued Interest Estimated Annual Income $19,756,141.88 -5,998,429.72 13,757,712.16 44,424.88 552,410.00 $14,354,547.04 $359.42 $320,630.96 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Year-to-Date $19,756,141.88 -5,998,429.72 13,757,712.16 44,424.88 552,410.00 $14,354,547.04 Asset Summary Percent 28% 15% 57% 100% Asset Type Cash, Money Funds, and Bank Deposits Fixed Income Equities EFTA01429938 Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. Prior Year-End 10,032,681.88 2,130,300.00 7,593,160.00 $19,756,141.88 Last Period 10,032,681.88 2,130,300.00 7,593,160.00 $19,756,141.88 This Period 4,078,677.04 2,172,960.00 8,102,910.00 $14,354,547.04 Page 1 of 9 A0100616CSF30020 EFTA01429939 Summary of Gains and Losses Realized Short-Term Gain/Loss Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.30% Activity Ending: 01/31/19 01/01/19 01/10/19 01/14/19 01/31/19 01/31/19 01/31/19 Opening Balance Withdrawal Deposit Deposit Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Other Dividends Total Dividends, Interest, Income and Expenses 11,357.44 33,067.44 $44,424.88 Non Taxable 0.00 0.00 $0.00 Taxable 11,357.44 EFTA01429940 33,067.44 $44,424.88 Year-to-Date Non Taxable 0.00 0.00 $0.00 MONEY FUND REDEMPTION MONEY FUND PURCHASE MONEY FUND PURCHASE INCOME REINVEST This Period 0.00 0.00 0.00 Year-to-Date 0.00 0.00 0.00 Unrealized -258,679.37 -64,845.09 -323,524.46 Description Amount Balance 10,032,681.88 -6,000,000.00 1,570.28 33,067.44 11,357.44 10,032,681.88 4,032,681.88 4,034,252.16 4,067,319.60 4,078,677.04 $4,078,677.04 $4,078,677.04 Page 2 of 9 Account Number: A0100616CSF30020 EFTA01429941 January 1, 2019 - January 31, 2019 THE HAZE TRUST Portfolio Holdings Opening Date CASH AC TR DWS GOVT & AG INSTL 01/01/19 Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date Acquired Quantity Unit Cost Adjusted Cost Basis FIXED INCOME 15.00% of Portfolio (In Maturity Date Sequence) Corporate Bonds JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RT BD 5.990% 04/23/58 B/E DTD 04/23/08Moody Rating Baa3 S & P Rating BBB05/10/11 *,3,12 Total Corporate Bonds TOTAL FIXED INCOME Date Acquired 2,160,000.000 2,160,000.000 $2,394,740.98 2,160,000.000 Quantity EQUITIES 57.00% of Portfolio Common Stocks ALPHABET INC CAP STK CL C Dividend Option: Cash 12/05/17 02/02/18 02/05/18 Total Covered Total 1,000.000 1,000.000 1,000.000 3,000.000 3,000.000 1,014.0150 1,116.1660 1,106.0070 Unit Cost Cost Basis Market Price Market Value Unrealized Gain/Loss EFTA01429942 Estimated Annual Income Estimated Yield 110.8680 Security Identifier: 46625HHA1 Quantity Account Number Activity Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 28.00% of Portfolio Money Market 4,078,677.040 N/A 01/31/19 10,032,681.88 $10,032,681.88 $10,032,681.88 Market Price 4,078,677.04 $4,078,677.04 $4,078,677.04 Market Value 0.00 $0.00 $0.00 Unrealized Gain/Loss 11,357.44 $11,357.44 $11,357.44 Accrued Interest 2.30% 2.30% Estimated Annual Income Estimated Yield Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Current Yield EFTA01429943 2,394,740.98 100.6000 Original Cost Basis: $2,403,330.00 $2,394,740.98 2,172,960.00 -221,780.98 $2,172,960.00 $2,172,960.00 -$221,780.98 -$221,780.98 359.42 $359.42 $359.42 129,392.20 5.95% $129,392.20 $129,392.20 Security Identifier: GOOG CUSIP: 02079K107 1,014,015.20 1,116,166.00 1,106,006.80 3,236,188.00 $3,236,188.00 1,116.3700 1,116.3700 1,116.3700 1,116,369.99 1,116,369.99 1,116,370.02 3,349,110.00 $3,349,110.00 102,354.79 203.99 10,363.22 112,922.00 $112,922.00 $0.00 Page 3 of 9 Account Number: A0100616CSF30020 EFTA01429944 Portfolio Holdings (continued) Date Acquired Quantity EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A Dividend Option: Cash 06/18/18 06/18/18 06/18/18 06/18/18 06/19/18 06/19/18 06/19/18 06/19/18 Total Covered Total 06/20/18 Total Common Stocks Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/15/[email protected] Dividend Option: Cash 02/03/14 Total Preferred Stocks TOTAL EQUITIES Total Portfolio Holdings * Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10996, the cost basis will not be reported to the IRS. Page 4 of 9 Account Number: A0100616CSF30020 79,000.000 25.3090 2,500.000 5,000.000 5,000.000 2,500.000 2,500.000 EFTA01429945 2,500.000 2,500.000 2,500.000 25,000.000 25,000.000 UNITED TECHNOLOGIES CORP COM Dividend Option: Cash 15,000.000 125.5300 1,882,944.30 $6,205,234.58 42.7900 44.3400 44.0400 43.5400 42.6740 43.0850 42.7520 42.8400 Unit Cost Cost Basis Market Price Market Value Unrealized Gain/Loss Annual Income Estimated Yield Estimated Security Identifier: CVNA CUSIP: 146869102 106,975.00 221,699.15 220,200.00 108,850.00 106,686.00 107,712.93 106,879.20 107,100.00 1,086,102.28 $1,086,102.28 Security Identifier: UTX CUSIP: 913017109 118.0700 Security Identifier: C PRK CUSIP: 172967341 1,999,418.90 $1,999,418.90 $8,204,653.48 Cost Basis $14,678,071.50 EFTA01429946 26.0000 2,054,000.00 $2,054,000.00 $8,102,910.00 Market Value $14,354,547.04 54,581.10 $54,581.10 -$101,743.48 Unrealized Gain/Loss -$323,524.46 Accrued Interest $359.42 135,781.32 6.61% $135,781.32 $179,881.32 Estimated Annual Income $320,630.96 1,771,050.00 $6,048,910.00 -111,894.30 -$156,324.58 44,100.00 2.49% $44,100.00 37.1500 37.1500 37.1500 37.1500 37.1500 37.1500 37.1500 37.1500 92,875.00 185,750.00 185,750.00 92,875.00 92,875.00 92,875.00 92,875.00 92,875.00 928,750.00 $928,750.00 -14,100.00 -35,949.15 -34,450.00 -15,975.00 -13,811.00 -14,837.93 EFTA01429947 -14,004.20 -14,225.00 -157,352.28 -$157,352.28 $0.00 EFTA01429948 January 1, 2019 - January 31, 2019 THE HAZE TRUST Portfolio Holdings (continued) Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. EFTA01429949 Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 5 of 9 Account Number: A0100616CSF30020 EFTA01429950 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Important Reminder for Pershing's 2018 IRS Form 1099 (B, DIV, INT, MISC and OID): As a reminder, by February 15, 2019, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform EFTA01429951 you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule lob-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Dividends and Interest Cash Withdrawals Deposits Total Cash Totals Activity Summary (All amounts shown are in base currency) Credits This Period $44,424.88 0.00 1,570.28 $1,570.28 $45,995.16 Debits This Period $0.00 -6,000,000.00 0.00 -$6,000,000.00 -$6,000,000.00 Net This Period $44,424.88 Credits Year-to-Date $44,424.88 -6,000,000.00 1,570.28 -$5,998,429.72 -$5,954,004.84 0.00 1,570.28 $1,570.28 $45,995.16 Debits Year-to-Date $0.00 -6,000,000.00 0.00 -$6,000,000.00 -$6,000,000.00 EFTA01429952 Net Year-to-Date $44,424.88 -6,000,000.00 1,570.28 -$5,998,429.72 -$5,954,004.84 Page 6 of 9 Account Number: I A0100616CSF30020 EFTA01429953 January 1, 2019 - January 31, 2019 THE HAZE TRUST Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 01/30/19 01/31/19 CASH DIVIDEND RECEIVED 46625HHA1 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 01/10/19 01/11/19 FEDERAL FUNDS SENT USD999997 FEDERAL FUNDS RECEIVED USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 DEUTSCHE BANK TRUST HSBC BANK USA, NATIO 40522 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 0.00 Description JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 5.990% 04/23/58 B/E RD 01/29 PD 01/30/19 INT PAID AT 15.309 2160000 CASH AC TR DWS GOVT 0.00 Quantity -2,160,000.000 Price Accrued Interest Amount Currency 33,067.44 USD 11,357.44 USD 44,424.88 -6,000,000.00 USD EFTA01429954 1,570.28 USD -5,998,429.72 -5,954,004.84 USD Contact Information Telephone Number: (212) 250-0432 Page 7 of 9 Account Number: A0100616CSF30020 EFTA01429955 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities EFTA01429956 transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your Page 8 of 9 Account Number: A0100616CSF30020 Constant Yield Method No EFTA01429957 January 1, 2019 - January 31, 2019 THE HAZE TRUST Important Information and Disclosures (continued) The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to EFTA01429958 the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 9 of 9 Account Number: A0100616CSF30020 EFTA01429959 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 December 1, 2018 - December 31, 2018 Account Number: Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN (212) 250-0432 Commission Amount: $18,610.19 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Total Taxes Withheld Other Transactions Net Change in Portfoliol ENDING ACCOUNT VALUE Accrued Interest Estimated Annual Income $20,342,059.33 80,115.67 20,422,175.00 29,696.88 0.00 0.00 -695,730.00 $19,756,141.88 $22,284.21 $379,662.94 Year-to-Date $18,370,824.99 1,795,410.72 20,166,235.71 762,724.13 -762.24 -40.00 -1,172,015.72 $19,756,141.88 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent 51% 11% EFTA01429960 38% 0% 100% Asset Type Cash, Money Funds, and Bank Deposits Fixed Income Equities Mutual Funds Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. Prior Year-End 4,643,619.22 3,037,500.00 8,392,270.00 2,297,435.77 $18,370,824.99 Last Period 9,922,869.33 2,168,100.00 8,251,090.00 0.00 $20,342,059.33 This Period 10,032,681.88 2,130,300.00 7,593,160.00 0.00 $19,756,141.88 Page 1 of 10 A0101263CSF30026 EFTA01429961 Summary of Gains and Losses Realized Short-Term Gain/Loss Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.26% Activity Ending: 12/31/18 12/01/18 12/11/18 12/14/18 12/31/18 12/31/18 Opening Balance Deposit Deposit Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Equities Money Market Other Dividends Interest Income Bond Interest Credit Interest Expenses Withholding Taxes Total Dividends, Interest, Income and Expenses 0.00 $29,696.88 Account Number: A0101263CSF30026 0.00 EFTA01429962 $0.00 -762.24 $762,226.98 0.00 -$265.09 Page 2 of 10 11,025.00 18,671.88 0.00 0.00 0.00 Non Taxable 0.00 0.00 0.00 0.00 0.00 Taxable 315,521.79 70,389.42 299,147.46 77,930.55 0.00 Year-to-Date Non Taxable 0.00 0.00 0.00 0.00 -265.09 MONEY FUND PURCHASE MONEY FUND PURCHASE INCOME REINVEST This Period 0.00 0.00 0.00 Year-to-Date -75,938.55 -114,222.32 -190,160.87 Unrealized -705,049.37 -171,038.73 -876,088.10 Description Amount Balance 9,922,869.33 11,025.00 80,115.67 EFTA01429963 18,671.88 9,922,869.33 9,933,894.33 10,014,010.00 10,032,681.88 $10,032,681.88 $10,032,681.88 EFTA01429964 December 1, 2018 - December 31, 2018 THE HAZE TRUST Portfolio Holdings Opening Date CASH AC TR DWS GOVT & AG INSTL 12/01/18 Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date Acquired Quantity Unit Cost Adjusted Cost Basis FIXED INCOME 11.00% of Portfolio (In Maturity Date Sequence) Corporate Bonds JPMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RT BD 5.990% 04/23/58 B/E DTD 04/23/08Moody Rating BAA3 S & P Rating BBB05/10/11 *,3,12 Total Corporate Bonds TOTAL FIXED INCOME Date Acquired 2,160,000.000 2,160,000.000 $2,394,894.62 2,160,000.000 Quantity EQUITIES 38.00% of Portfolio Common Stocks ALPHABET INC CAP STK CL C Dividend Option: Cash 12/05/17 02/02/18 02/05/18 Total Covered Total 1,000.000 1,000.000 1,000.000 3,000.000 3,000.000 1,014.0150 1,116.1660 1,106.0070 Unit Cost Cost Basis Market Price Market Value Unrealized Gain/Loss EFTA01429965 Estimated Annual Income Estimated Yield 110.8750 Security Identifier: 46625HHA1 Quantity Account Number Activity Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 51.00% of Portfolio Money Market 10,032,681.880 N/A 12/31/18 9,922,869.33 $9,922,869.33 $9,922,869.33 Market Price 10,032,681.88 $10,032,681.88 $10,032,681.88 Market Value 0.00 $0.00 $0.00 Unrealized Gain/Loss 70,389.42 $70,389.42 $70,389.42 Accrued Interest 2.19% 2.26% Estimated Annual Income Estimated Yield Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Current Yield EFTA01429966 2,394,894.62 98.6250 Original Cost Basis: $2,403,330.00 $2,394,894.62 2,130,300.00 -264,594.62 $2,130,300.00 $2,130,300.00 -$264,594.62 -$264,594.62 22,284.21 $22,284.21 $22,284.21 129,392.20 6.07% $129,392.20 $129,392.20 Security Identifier: GOOG CUSIP: 02079K107 1,014,015.20 1,116,166.00 1,106,006.80 3,236,188.00 $3,236,188.00 1,035.6100 1,035.6100 1,035.6100 1,035,609.99 1,035,609.99 1,035,610.02 3,106,830.00 $3,106,830.00 21,594.79 -80,556.01 -70,396.78 -129,358.00 -$129,358.00 $0.00 Page 3 of 10 Account Number: A0101263CSF30026 EFTA01429967 Portfolio Holdings (continued) Date Acquired Quantity EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A Dividend Option: Cash 06/18/18 06/18/18 06/18/18 06/18/18 06/19/18 06/19/18 06/19/18 06/19/18 Total Covered Total 06/20/18 Total Common Stocks Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/15/[email protected] Dividend Option: Cash 02/03/14 Total Preferred Stocks TOTAL EQUITIES TOTAL PORTFOLIO HOLDINGS * Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the Page 4 of 10 Account Number: A0101263CSF30026 79,000.000 25.3090 2,500.000 5,000.000 EFTA01429968 5,000.000 2,500.000 2,500.000 2,500.000 2,500.000 2,500.000 25,000.000 25,000.000 UNITED TECHNOLOGIES CORP COM Dividend Option: Cash 15,000.000 125.5300 1,882,944.30 $6,205,234.58 42.7900 44.3400 44.0400 43.5400 42.6740 43.0850 42.7520 42.8400 Unit Cost Cost Basis Market Price Market Value Unrealized Gain/Loss Annual Income Estimated Yield Estimated Security Identifier: CVNA CUSIP: 146869102 106,975.00 221,699.15 220,200.00 108,850.00 106,686.00 107,712.93 106,879.20 107,100.00 1,086,102.28 $1,086,102.28 Security Identifier: UTX CUSIP: 913017109 106.4800 Security Identifier: C PRK CUSIP: 172967341 1,999,418.90 $1,999,418.90 EFTA01429969 $8,204,653.48 Cost Basis $20,632,229.98 26.2200 2,071,380.00 $2,071,380.00 $7,593,160.00 Market Value $19,756,141.88 71,961.10 $71,961.10 -$611,493.48 Unrealized Gain/Loss -$876,088.10 Accrued Interest $22,284.21 135,781.32 6.55% $135,781.32 $179,881.32 Estimated Annual Income $379,662.94 1,597,200.00 $5,521,780.00 -285,744.30 -$683,454.58 44,100.00 2.76% $44,100.00 32.7100 32.7100 32.7100 32.7100 32.7100 32.7100 32.7100 32.7100 81,775.00 163,550.00 163,550.00 81,775.00 81,775.00 81,775.00 81,775.00 81,775.00 817,750.00 $817,750.00 -25,200.00 -58,149.15 -56,650.00 EFTA01429970 -27,075.00 -24,911.00 -25,937.93 -25,104.20 -25,325.00 -268,352.28 -$268,352.28 $0.00 EFTA01429971 December 1, 2018 - December 31, 2018 THE HAZE TRUST Portfolio Holdings (continued) taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities EFTA01429972 shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 5 of 10 Account Number: A0101263CSF30026 EFTA01429973 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Please note the following information for Pershing's 2018 IRS Form 1099 (B, DIV, INT, MISC and DID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2019. By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if EFTA01429974 your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Period Securities Securities Bought Securities Sold Total Securities Dividends and Interest Distributions 0.00 0.00 $0.00 $29,696.88 $0.00 0.00 0.00 $0.00 $0.00 $0.00 Account Number: N4G-024943 A0101263CSF30026 0.00 0.00 $0.00 $29,696.88 $0.00 0.00 13,820,590.90 $13,820,590.90 $762,989.22 $2,878,760.00 -14,084,179.54 0.00 -$14,084,179.54 -$265.09 $0.00 EFTA01429975 -14,084,179.54 13,820,590.90 -$263,588.64 $762,724.13 $2,878,760.00 Page 6 of 10 Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date EFTA01429976 December 1, 2018 - December 31, 2018 THE HAZE TRUST Activity Summary (continued) Fees Taxes Withheld Cash Deposits Total Cash Totals Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 12/10/18 12/31/18 CASH DIVIDEND RECEIVED UTX MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 12/13/18 FEDERAL FUNDS RECEIVED USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. HSBC BANK USA, NATIO 46284 Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 0.00 Description 15000 SHRS UNITED TECHNOLOGIES CORP COM RD 11/16 PD 12/10/18 CASH AC TR DWS GOVT 0.00 Quantity Price Accrued Interest Amount Currency 11,025.00 USD 18,671.88 USD 29,696.88 80,115.67 USD 80,115.67 109,812.55 USD Credits This Period $0.00 $0.00 EFTA01429977 80,115.67 $80,115.67 $109,812.55 Debits This Period $0.00 $0.00 0.00 $0.00 $0.00 Net This Period $0.00 $0.00 80,115.67 $80,115.67 $109,812.55 Credits Year-to-Date $0.00 $0.00 1,795,410.72 $1,795,410.72 $19,257,750.84 Debits Year-to-Date -$40.00 -$762.24 0.00 $0.00 -$14,085,246.87 Net Year-to-Date -$40.00 -$762.24 1,795,410.72 $1,795,410.72 $5,172,503.97 Page 7 of 10 Account Number: A0101263CSF30026 EFTA01429978 Client Service Information Your Investment Specialist: ZEM Contact Information MARTIN ZEMAN 345 PARK AVENUE NEW YORK Telephone Number: (212) 250-0432 NY 10154 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities EFTA01429979 transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Page 8 of 10 Account Number: A0101263CSF30026 Constant Yield Method No EFTA01429980 December 1, 2018 - December 31, 2018 THE HAZE TRUST Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. EFTA01429981 Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 9 of 10 Account Number: A0101263CSF30026 EFTA01429982 Page 10 of 10 Account Number: I A0101263CSF30026 EFTA01429983