EFTA01429984

February 1, 2019 - February 28, 2019 Account Number: JEEPERS INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN Commission Amount: $0.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income ENDING ACCOUNT VALUE Estimated Annual Income $3,275,394.15 -3,276,640.23 -1,246.08 1,246.08 $0.00 $7,655.39 Year-to-Date $3,268,984.84 -3,276,640.23 -7,655.39 7,655.39 $0.00 Percent 0% 0% Asset Summary Asset Type Cash, Money Funds, and Bank Deposits Account Total Please review your allocation periodically with your Investment Specialist. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Prior Year-End 3,268,984.84 $3,268,984.84 Last Period EFTA01429984 3,275,394.15 $3,275,394.15 This Period 0.00 $0.00 Page 1 of 6 A0102414CSF30019 EFTA01429985 Date Money Market Fund Detail Activity Type Description Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.31% Activity Ending: 02/06/19 02/01/19 02/07/19 02/07/19 02/07/19 02/06/19 Opening Balance Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Total Dividends, Interest, Income and Expenses 1,246.08 $1,246.08 Non Taxable 0.00 $0.00 Taxable 7,655.39 $7,655.39 Year-to-Date Non Taxable 0.00 $0.00 MONEY FUND REDEMPTION SHARES REDEEMED ACCRUED DIVIDEND CREDIT Amount Balance 3,275,394.15 -3,275,394.15 -1,246.08 1,246.08 3,275,394.15 0.00 -1,246.08 0.00 $0.00 $0.00 EFTA01429986 Portfolio Holdings Description CASH AC TR DWS GOVT & AG INSTL Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio Money Market 3,275,394.15 $3,275,394.15 $3,275,394.15 Total Portfolio Holdings Market Value $0.00 0.00 $0.00 $0.00 0.00 $0.00 $0.00 Accrued Interest $0.00 7,655.39 2 31% $7,655.39 $7,655.39 Estimated Annual Income $7,655.39 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Page 2 of 6 Account Number: A0102414CSF30019 EFTA01429987 February 1, 2019 - February 28, 2019 JEEPERS INC Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is EFTA01429988 required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page 3 of 6 Account Number: A0102414CSF30019 EFTA01429989 Dividends and Interest Cash Withdrawals Total Cash Totals Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 02/07/19 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 02/07/19 FEDERAL FUNDS SENT USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 DEUTSCHE BANK TRUST Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 0.00 Description CASH AC TR DWS GOVT & AGENCY INSTL INCOME REDEEMED 0.00 Quantity Price Accrued Interest Amount Currency 1,246.08 USD 1,246.08 -3,276,640.23 USD -3,276,640.23 -3,275,394.15 USD Activity Summary (All amounts shown are in base currency) Credits This Period $1,246.08 0.00 $0.00 $1,246.08 Debits This Period EFTA01429990 $0.00 -3,276,640.23 -$3,276,640.23 -$3,276,640.23 Net This Period $1,246.08 Credits Year-to-Date $7,655.39 -3,276,640.23 -$3,276,640.23 -$3,275,394.15 0.00 $0.00 $7,655.39 Debits Year-to-Date $0.00 -3,276,640.23 -$3,276,640.23 -$3,276,640.23 Net Year-to-Date $7,655.39 -3,276,640.23 -$3,276,640.23 -$3,268,984.84 Contact Information Telephone Number: • Page 4 of 6 Account Number: A0102414CSF30019 EFTA01429991 February 1, 2019 - February 28, 2019 JEEPERS INC Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a agreement with your financial institution. Pershing may accept financial institution without inquiry or investigation (i) orders for the purchase and sale and other property and (ii) any other instructions concerning Pershing is not responsible or liable for any acts or omissions of your financial institution employees and it does not supervise them. Pershing provides no advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. clearing from your of securities your account. or its investment Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities EFTA01429992 transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as Page 5 of 6 Account Number: A0102414CSF30019 Constant Yield Method No EFTA01429993 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • • • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for EFTA01429994 arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 6 Account Number: A0102414CSF30019 EFTA01429995 January 1, 2019 - January 31, 2019 Account Number: JEEPERS INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN Commission Amount: $0.00 Percent 100% 100% Asset Summary Asset Type Cash, Money Funds, and Bank Deposits Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. BEGINNING ACCOUNT VALUE Adjusted Previous Account Value Dividends, Interest and Other Income ENDING ACCOUNT VALUE Estimated Annual Income $3,268,984.84 3,268,984.84 6,409.31 $3,275,394.15 $6,409.31 Year-to-Date $3,268,984.84 3,268,984.84 6,409.31 $3,275,394.15 Prior Year-End 3,268,984.84 Last Period 3,268,984.84 $3,268,984.84 $3,268,984.84 EFTA01429996 This Period 3,275,394.15 $3,275,394.15 Page 1 of 6 A0100615CSF30020 EFTA01429997 Date Money Market Fund Detail Activity Type Description Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.30% Activity Ending: 01/31/19 01/01/19 01/31/19 01/31/19 Opening Balance Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Total Dividends, Interest, Income and Expenses 6,409.31 $6,409.31 Non Taxable 0.00 $0.00 Taxable 6,409.31 $6,409.31 Year-to-Date Non Taxable 0.00 $0.00 INCOME REINVEST Amount Balance 3,268,984.84 6,409.31 3,268,984.84 3,275,394.15 $3,275,394.15 $3,275,394.15 Portfolio Holdings Description CASH AC TR DWS GOVT & AG INSTL Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio Money Market 3,275,394.150 3,268,984.84 EFTA01429998 $3,268,984.84 $3,268,984.84 3,275,394.15 $3,275,394.15 $3,275,394.15 Market Value Total Portfolio Holdings Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ Page 2 of 6 Account Number: A0100615CSF30020 $3,275,394.15 0.00 $0.00 $0.00 Accrued Interest $0.00 6,409.31 2 30% $6,409.31 $6,409.31 Estimated Annual Income $6,409.31 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield EFTA01429999 January 1, 2019 - January 31, 2019 JEEPERS INC Portfolio Holdings Disclosures (continued) Pricing (continued) from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. EFTA01430000 Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Important Reminder for Pershing's 2018 IRS Form 1099 (B, DIV, INT, MISC and DID): As a reminder, by February 15, 2019, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage Page 3 of 6 Account Number: A0100615CSF30020 EFTA01430001 Messages (continued) account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Dividends and Interest Totals Activity Summary (All amounts shown are in base currency) Credits This Period $6,409.31 $6,409.31 Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 01/31/19 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Description CASH AC TR DWS GOVT 0.00 0.00 Quantity Price Accrued Interest Amount Currency 6,409.31 USD 6,409.31 6,409.31 USD Debits This Period $0.00 $0.00 Net This Period $6,409.31 Credits Year-to-Date $6,409.31 $6,409.31 $6,409.31 EFTA01430002 Debits Year-to-Date $0.00 $0.00 Net Year-to-Date $6,409.31 $6,409.31 Contact Information Telephone Number: Page 4 of 6 Account Number: A0100615CSF30020 EFTA01430003 January 1, 2019 - January 31, 2019 JEEPERS INC Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a agreement with your financial institution. Pershing may accept financial institution without inquiry or investigation (i) orders for the purchase and sale and other property and (ii) any other instructions concerning Pershing is not responsible or liable for any acts or omissions of your financial institution employees and it does not supervise them. Pershing provides no advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. clearing from your of securities your account. or its investment Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities EFTA01430004 transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as Page 5 of 6 Account Number: A0100615CSF30020 Constant Yield Method No EFTA01430005 Important Information and Disclosures (continued) The Role of Pershing (continued) a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • • • Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for EFTA01430006 arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 6 Account Number: A0100615CSF30020 EFTA01430007 December 1, 2018 - December 31, 2018 Account Number: JEEPERS INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN Commission Amount: $0.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Estimated Annual Income $3,262,878.85 0.00 3,262,878.85 6,105.99 0.00 $3,268,984.84 $29,866.42 Year-to-Date $3,243,862.08 -41,276.11 3,202,585.97 98,717.18 -32,318.31 $3,268,984.84 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Percent 100% 0% 100% Asset Summary Asset Type Cash, Money Funds, and Bank Deposits Mutual Funds Account Total Please review your allocation periodically with your Investment Specialist. Your Account is 100% invested in Cash, Money Funds, and Bank Deposits. Prior Year-End 1,522,837.51 1,721,024.57 $3,243,862.08 EFTA01430008 Last Period 3,262,878.85 0.00 $3,262,878.85 This Period 3,268,984.84 0.00 $3,268,984.84 Page 1 of 7 A0101262CSF30026 EFTA01430009 Summary of Gains and Losses Realized Short-Term Gain/Loss Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.26% Activity Ending: 12/31/18 12/01/18 12/31/18 12/31/18 Opening Balance Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Other Dividends Total Dividends, Interest, Income and Expenses 6,105.99 0.00 $6,105.99 Non Taxable 0.00 0.00 $0.00 Taxable 29,866.42 68,850.76 $98,717.18 Year-to-Date Non Taxable 0.00 0.00 EFTA01430010 $0.00 INCOME REINVEST This Period 0.00 0.00 0.00 Year-to-Date -1,218.82 -142,647.98 -143,866.80 Unrealized 0.00 0.00 0.00 Description Amount Balance 3,262,878.85 6,105.99 3,262,878.85 3,268,984.84 $3,268,984.84 $3,268,984.84 Page 2 of 7 Account Number: A0101262CSF30026 EFTA01430011 December 1, 2018 - December 31, 2018 JEEPERS INC Portfolio Holdings Description CASH AC TR DWS GOVT & AG INSTL Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS 100.00% of Portfolio Money Market 3,268,984.840 3,262,878.85 $3,262,878.85 $3,262,878.85 3,268,984.84 $3,268,984.84 $3,268,984.84 Market Value TOTAL PORTFOLIO HOLDINGS Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities EFTA01430012 shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Page 3 of 7 Account Number: A0101262CSF30026 $3,268,984.84 0.00 $0.00 $0.00 Accrued Interest $0.00 29,866.42 2.19% $29,866.42 $29,866.42 Estimated Annual Income $29,866.42 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield EFTA01430013 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Please note the following information for Pershing's 2018 IRS Form 1099 (B, DIV, INT, MISC and DID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2019. By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Period EFTA01430014 Securities Securities Bought Securities Sold Total Securities Dividends and Interest Cash Withdrawals Deposits Total Cash Totals 0.00 0.00 $0.00 $6,105.99 0.00 0.00 $0.00 $6,105.99 0.00 0.00 $0.00 $0.00 0.00 0.00 $0.00 $0.00 0.00 0.00 $0.00 $6,105.99 0.00 0.00 $0.00 $6,105.99 0.00 1,750,526.40 $1,750,526.40 $98,717.18 0.00 93,707.93 $93,707.93 $1,942,951.51 -61,820.14 0.00 -$61,820.14 $0.00 -134,984.04 0.00 -$134,984.04 -$196,804.18 -61,820.14 EFTA01430015 1,750,526.40 $1,688,706.26 $98,717.18 -134,984.04 93,707.93 -$41,276.11 $1,746,147.33 Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Page 4 of 7 Account Number: A0101262CSF30026 EFTA01430016 December 1, 2018 - December 31, 2018 JEEPERS INC Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 12/31/18 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Constant Yield Method No Description CASH AC TR DWS GOVT 0.00 0.00 Quantity Price Accrued Interest Amount Currency 6,105.99 USD 6,105.99 6,105.99 USD EFTA01430017 Contact Information Telephone Number: Page 5 of 7 Account Number: A0101262CSF30026 EFTA01430018 Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account ma be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the EFTA01430019 Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; . Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration EFTA01430020 agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal De artment, One Pershing Plaza, Jersey City, New Jersey 07399; Page 6 of 7 Account Number: A0101262CSF30026 EFTA01430021 Page 7 of 7 Account Number: A0101262CSF30026 EFTA01430022