EFTA01430023

March 1, 2019 - May 31, 2019 Account Number: SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance Your Investment Specialist: ALAN BRODY Commission Amount: $5,000.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Estimated Annual Income This Period $0.00 -650.18 -650.18 650.18 0.00 $0.00 $3,491.43 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Year-to-Date $5,205,298.67 -5,290,057.99 -84,759.32 36,016.57 48,742.75 $0.00 Percent 0% 0% 0% Asset Summary Asset Type Cash, Money Funds, and Bank Deposits Fixed Income Account Total Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses Realized Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not EFTA01430023 available. Page 1 of 7 A0101752CSF30020 This Period 0.00 0.00 Year-to-Date -161,230.36 -161,230.36 Unrealized 0.00 0.00 Prior Year-End 4,392,828.67 812,470.00 $5,205,298.67 Last Period 0.00 0.00 $0.00 This Period 0.00 0.00 $0.00 EFTA01430024 For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.29% Activity Ending: 05/13/19 05/01/19 05/13/19 05/14/19 05/14/19 05/14/19 05/13/19 Opening Balance Deposit Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Interest Income Bond Interest Total Dividends, Interest, Income and Expenses 0.04 650.14 $650.18 Non Taxable 0.00 0.00 $0.00 EFTA01430025 Taxable 3,491.43 32,525.14 $36,016.57 Year-to-Date Non Taxable 0.00 0.00 $0.00 MONEY FUND PURCHASE MONEY FUND REDEMPTION SHARES REDEEMED ACCRUED DIVIDEND CREDIT Description Amount Balance 0.00 0.00 650.14 -650.14 -0.04 0.04 650.14 0.00 -0.04 0.00 $0.00 $0.00 Page 2 of 7 Account Number: A0101752CSF30020 EFTA01430026 March 1, 2019 - May 31, 2019 SOUTHERN TRUST COMPANY INC Portfolio Holdings Description CASH AC TR DWS GOVT & AG INSTL Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio Money Market 0.00 $0.00 $0.00 Total Portfolio Holdings Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your EFTA01430027 security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Page 3 of 7 Account Number: A0101752CSF30020 Market Value $0.00 0.00 $0.00 $0.00 0.00 $0.00 $0.00 Accrued Interest $0.00 3,491.43 2 31% $3,491.43 $3,491.43 Estimated Annual Income $3,491.43 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield EFTA01430028 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Period Securities Securities Sold Total Securities Dividends and Interest Cash Withdrawals Total Cash Totals 0.00 $0.00 $650.18 0.00 $0.00 EFTA01430029 $650.18 Debits This Period Net This Period 0.00 $0.00 $0.00 -650.18 -$650.18 -$650.18 0.00 $0.00 $650.18 -650.18 -$650.18 $0.00 Credits Year-to-Date 861,212.75 $861,212.75 $36,016.57 0.00 $0.00 $897,229.32 Debits Year-to-Date 0.00 $0.00 $0.00 -5,290,057.99 -$5,290,057.99 -$5,290,057.99 Net Year-to-Date 861,212.75 $861,212.75 $36,016.57 -5,290,057.99 -$5,290,057.99 -$4,392,828.67 Page 4 of 7 Account Number: A0101752CSF30020 EFTA01430030 March 1, 2019 - May 31, 2019 SOUTHERN TRUST COMPANY INC Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 05/10/19 05/14/19 FOREIGN BOND INTEREST 780097AU5 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 05/14/19 FEDERAL FUNDS SENT USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ABR ALAN BRODY 345 PARK AVENUE NEW YORK NY 10154-0003 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: Constant Yield Method No Page 5 of 7 Account Number: A0101752CSF30020 JPMORGAN CHASE BANK, Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 0.00 Description ROYAL BK SCOTLAND GROUP PLC ADR SER U REPSTG PREF U EFTA01430031 SHS 7.640% 10/04/88 B/E RD 06/28 PD 06/29/18 RATE ADJI CASH AC TR DWS GOVT & AGENCY INSTL INCOME REDEEMED Quantity -5,000,000.000 Price Accrued Interest Amount Currency 650.14 USD 0.04 USD 0.00 650.18 -650.18 USD -650.18 0.00 USD Contact Information Telephone Number: EFTA01430032 Your Account Information (continued) ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, EFTA01430033 if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • • • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. Page 6 of 7 Account Number: A0101752CSF30020 EFTA01430034 March 1, 2019 - May 31, 2019 SOUTHERN TRUST COMPANY INC Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 7 of 7 Account Number: A0101752CSF30020 EFTA01430035 February 1, 2019 - February 28, 2019 Account Number: SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN Commission Amount: $5,000.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Estimated Annual Income $1,297,789.90 -1,289,407.81 8,382.09 405.16 -8,787.25 $0.00 $3,491.39 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Year-to-Date $5,205,298.67 -5,289,407.81 -84,109.14 35,366.39 48,742.75 $0.00 Percent 0% 0% 0% Asset Summary Asset Type Cash, Money Funds, and Bank Deposits Fixed Income Account Total Please review your allocation periodically with your Investment Specialist. Summary of Gains and Losses Realized This Period Long-Term Gain/Loss Net Gain/Loss EFTA01430036 This summary excludes transactions where cost basis information is not available. Page 1 of 8 A0102397CSF30019 -161,230.36 -161,230.36 Year-to-Date -161,230.36 -161,230.36 Unrealized 0.00 0.00 Prior Year-End 4,392,828.67 812,470.00 $5,205,298.67 Last Period 427,789.90 870,000.00 $1,297,789.90 This Period 0.00 0.00 $0.00 EFTA01430037 For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.31% Activity Ending: 02/13/19 02/01/19 02/13/19 02/14/19 02/14/19 02/14/19 02/13/19 Opening Balance Deposit Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Interest Income Bond Interest Total Dividends, Interest, Income and Expenses 405.16 0.00 $405.16 Non Taxable 0.00 0.00 $0.00 Taxable 3,491.39 31,875.00 $35,366.39 Year-to-Date Non Taxable 0.00 0.00 EFTA01430038 $0.00 MONEY FUND PURCHASE MONEY FUND REDEMPTION SHARES REDEEMED ACCRUED DIVIDEND CREDIT Description Amount Balance 427,789.90 861,212.75 427,789.90 1,289,002.65 -1,289,002.65 -405.16 405.16 0.00 -405.16 0.00 $0.00 $0.00 Portfolio Holdings Description CASH AC TR DWS GOVT & AG INSTL Total Money Market Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS 0.00% of Portfolio Money Market 427,789.90 $427,789.90 0.00 $0.00 0.00 $0.00 3,491.39 2.31% $3,491.39 Page 2 of 8 Account Number: A0102397CSF30019 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield EFTA01430039 February 1, 2019 - February 28, 2019 SOUTHERN TRUST COMPANY INC Portfolio Holdings (continued) Description Quantity CASH, MONEY FUNDS, AND BANK DEPOSITS (continued) TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Opening Balance $427,789.90 Total Portfolio Holdings Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. EFTA01430040 Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial Page 3 of 8 Account Number: A0102397CSF30019 Market Value $0.00 Closing Balance $0.00 Accrued Income $0.00 Accrued Interest $0.00 Income This Year $3,491.39 Estimated Annual Income $3,491.39 30-Day Yield EFTA01430041 Portfolio Holdings Disclosures (continued) Foreign Currency Transactions (continued) organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Schedule of Realized Gains and Losses Current Period Description Date Disposed Long Term BUCKEYE PARTNERS L P FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CLB Security Identifier: 118230ASO Total Long Term Total Short and Long Term 02/11/19 01/25/18 Covered First In First Out / SELL Original Cost Basis: 1,018,756.00 857,494.00 1,018,724.36 857,494.00 1,018,724.36 -161,230.36 -161,230.36 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior EFTA01430042 income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. 1,000,000.000 857,494.00 1,018,724.36 -161,230.36 Date Acquired Designation Disposition Method / Transaction Quantity Proceeds Cost Basis Realized Gain/Loss Page 4 of 8 Account Number: A0102397CSF30019 EFTA01430043 February 1, 2019 - February 28, 2019 SOUTHERN TRUST COMPANY INC Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Period Securities Securities Sold Total Securities Dividends and Interest Cash Withdrawals Total Cash Totals 861,212.75 $861,212.75 $405.16 EFTA01430044 0.00 $0.00 $861,617.91 Debits This Period Net This Period 0.00 $0.00 $0.00 -1,289,407.81 -$1,289,407.81 -$1,289,407.81 861,212.75 $861,212.75 $405.16 -1,289,407.81 -$1,289,407.81 -$427,789.90 Credits Year-to-Date 861,212.75 $861,212.75 $35,366.39 0.00 $0.00 $896,579.14 Debits Year-to-Date 0.00 $0.00 $0.00 -5,289,407.81 -$5,289,407.81 -$5,289,407.81 Net Year-to-Date 861,212.75 $861,212.75 $35,366.39 -5,289,407.81 -$5,289,407.81 -$4,392,828.67 Page 5 of 8 Account Number: A0102397CSF30019 EFTA01430045 Process/ Settlement Date Transactions by Type of Activity Trade/ Transaction Date Activity Type Securities Bought and Sold 02/13/19 02/11/19 SOLD BPL4588185 Total Securities Bought and Sold - U.S. DOLLARS Dividends and Interest 02/14/19 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 02/14/19 FEDERAL FUNDS SENT USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: Constant Yield Method No DEUTSCHE BANK TRUST Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 3,718.75 CASH AC TR DWS GOVT & AGENCY INSTL INCOME REDEEMED 0.00 Description EFTA01430046 BUCKEYE PARTNERS L P FIXED TO FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CLB VARIABLE RATE Quantity -1,000,000.000 Price 85.7500 Accrued Interest 3,718.75 3,718.75 Amount Currency 861,212.75 USD 861,212.75 405.16 USD 405.16 -1,289,407.81 USD -1,289,407.81 -427,789.90 USD Contact Information Telephone Number: Page 6 of 8 Account Number: A0102397CSF30019 EFTA01430047 February 1, 2019 - February 28, 2019 SOUTHERN TRUST COMPANY INC Your Account Information (continued) ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the EFTA01430048 assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Page 7 of 8 Account Number: A0102397CSF30019 EFTA01430049 Important Information and Disclosures (continued) The Role of Pershing (continued) One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 Account Number: A0102397CSF30019 EFTA01430050 EFTA01430051 January 1, 2019 - January 31, 2019 Account Number: SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN Commission Amount: $0.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Accrued Interest Estimated Annual Income $5,205,298.67 -4,000,000.00 1,205,298.67 34,961.23 57,530.00 $1,297,789.90 $1,593.75 $66,836.23 Year-to-Date $5,205,298.67 -4,000,000.00 1,205,298.67 34,961.23 57,530.00 $1,297,789.90 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent 33% 67% 100% Asset Type Cash, Money Funds, and Bank Deposits Fixed Income Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. Prior Year-End 4,392,828.67 812,470.00 EFTA01430052 $5,205,298.67 Last Period 4,392,828.67 812,470.00 $5,205,298.67 This Period 427,789.90 870,000.00 $1,297,789.90 Page 1 of 8 A0100596CSF30020 EFTA01430053 Summary of Gains and Losses Realized Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.30% Activity Ending: 01/31/19 01/01/19 01/10/19 01/23/19 01/31/19 01/31/19 Opening Balance Withdrawal Deposit Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Interest Income Bond Interest Total Dividends, Interest, Income and Expenses 3,086.23 31,875.00 $34,961.23 Non Taxable 0.00 0.00 $0.00 Taxable 3,086.23 31,875.00 $34,961.23 EFTA01430054 Year-to-Date Non Taxable 0.00 0.00 $0.00 MONEY FUND REDEMPTION MONEY FUND PURCHASE INCOME REINVEST This Period 0.00 0.00 Year-to-Date 0.00 0.00 Unrealized -148,725.42 -148,725.42 Description Amount Balance 4,392,828.67 -4,000,000.00 31,875.00 3,086.23 4,392,828.67 392,828.67 424,703.67 427,789.90 $427,789.90 $427,789.90 Page 2 of 8 Account Number: A0100596CSF30020 EFTA01430055 January 1, 2019 - January 31, 2019 SOUTHERN TRUST COMPANY INC Portfolio Holdings Opening Date CASH AC TR DWS GOVT & AG INSTL 01/01/19 Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date Acquired Quantity Unit Cost Adjusted Cost Basis FIXED INCOME 67.00% of Portfolio (In Maturity Date Sequence) Corporate Bonds BUCKEYE PARTNERS L P FIXED TO FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CALLABLE 01/22/23Moody Rating Bal S & P Rating BB 01/25/18 Total Corporate Bonds TOTAL FIXED INCOME 1,000,000.000 1,000,000.000 $1,018,725.42 1,000,000.000 Cost Basis Total Portfolio Holdings $1,446,515.32 Market Value $1,297,789.90 Unrealized Gain/Loss -$148,725.42 Accrued Interest $1,593.75 Estimated Annual Income $66,836.23 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost EFTA01430056 basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may Page 3 of 8 Account Number: A0100596CSF30020 101.8730 Security Identifier: 118230ASO Quantity Account Number Activity Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 33.00% of Portfolio Money Market 427,789.900 N/A 01/31/19 4,392,828.67 $4,392,828.67 $4,392,828.67 Market Price 427,789.90 $427,789.90 $427,789.90 Market Value 0.00 $0.00 $0.00 Unrealized Gain/Loss 3,086.23 $3,086.23 $3,086.23 Accrued Interest 2.30% 2.30% Estimated Annual Income Estimated Yield Opening Balance Closing Balance Accrued Income EFTA01430057 Income This Year 30-Day Yield Current Yield 1,018,725.42 87.0000 870,000.00 Original Cost Basis: $1,018,756.00 $1,018,725.42 $870,000.00 $870,000.00 -148,725.42 -$148,725.42 -$148,725.42 1,593.75 $1,593.75 $1,593.75 63,750.00 7.32% $63,750.00 $63,750.00 EFTA01430058 Portfolio Holdings (continued) be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in EFTA01430059 confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 4 of 8 Account Number: A0100596CSF30020 EFTA01430060 January 1, 2019 - January 31, 2019 SOUTHERN TRUST COMPANY INC Portfolio Holdings Disclosures (continued) Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Important Reminder for Pershing's 2018 IRS Form 1099 (B, DIV, INT, MISC and OID): As a reminder, by February 15, 2019, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Dividends and Interest Cash Withdrawals Total Cash Totals Activity Summary (All amounts shown are in base currency) Credits This Period EFTA01430061 $34,961.23 0.00 $0.00 $34,961.23 Debits This Period $0.00 -4,000,000.00 -$4,000,000.00 -$4,000,000.00 Net This Period $34,961.23 Credits Year-to-Date $34,961.23 -4,000,000.00 -$4,000,000.00 -$3,965,038.77 0.00 $0.00 $34,961.23 Debits Year-to-Date $0.00 -4,000,000.00 -$4,000,000.00 -$4,000,000.00 Net Year-to-Date $34,961.23 -4,000,000.00 -$4,000,000.00 -$3,965,038.77 Page 5 of 8 Account Number: A0100596CSF30020 EFTA01430062 Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 01/22/19 01/31/19 BOND INTEREST RECEIVED 118230ASO MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Cash Withdrawals and Deposits 01/10/19 FEDERAL FUNDS SENT USD999997 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: Constant Yield Method No DEUTSCHE BANK TRUST Total Cash Withdrawals and Deposits - U.S. DOLLARS 0.00 0.00 Description 1000000 BUCKEYE PARTNERS L P FIXED TO FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CLB RD 01/18 PD 01/22/19 CASH AC TR DWS GOVT 0.00 Quantity Price EFTA01430063 Accrued Interest Amount Currency 31,875.00 USD 3,086.23 USD 34,961.23 -4,000,000.00 USD -4,000,000.00 -3,965,038.77 USD Contact Information Telephone Number: Page 6 of 8 Account Number: A0100596CSF30020 EFTA01430064 January 1, 2019 - January 31, 2019 SOUTHERN TRUST COMPANY INC Your Account Information (continued) ELECTRONIC DELIVERY Your electronic delivery selections for account communications are listed below: Electronic Delivery Enrollment Communication Statements and Reports Trade Confirmations Tax Documents Notifications Prospectus Proxy/Shareholder Communications You have not enrolled any of the above documents for electronic delivery. Please log in to your account to make any changes to your preferences. Important Information and Disclosures The Role of Pershing Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the EFTA01430065 assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Page 7 of 8 Account Number: A0100596CSF30020 EFTA01430066 Important Information and Disclosures (continued) The Role of Pershing (continued) One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 Account Number: A0100596CSF30020 EFTA01430067 EFTA01430068 December 1, 2018 - December 31, 2018 Account Number: SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Portfolio at a Glance This Period Your Investment Specialist: MARTIN ZEMAN Commission Amount: $1,250.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Net Securities In/Out of Account Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT VALUE Accrued Interest Estimated Annual Income $5,249,643.50 0.00 0.00 5,249,643.50 8,205.17 -52,550.00 $5,205,298.67 $28,156.25 $109,618.41 Year-to-Date $8,644,300.80 -6,000,000.00 2,775,875.00 5,420,175.80 186,327.91 -401,205.04 $5,205,298.67 1 Net Change in Portfolio is the difference between the ending account value and beginning account value after activity. Asset Summary Percent 84% 16% 100% Asset Type Cash, Money Funds, and Bank Deposits Fixed Income Account Total (Pie Chart) Please review your allocation periodically with your Investment Specialist. EFTA01430069 Prior Year-End 3,681,800.80 4,962,500.00 $8,644,300.80 Last Period 4,384,623.50 865,020.00 $5,249,643.50 This Period 4,392,828.67 812,470.00 $5,205,298.67 Page 1 of 9 A0101237CSF30026 EFTA01430070 Summary of Gains and Losses Realized Short-Term Gain/Loss Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the "ECB") and other credit institutions introduced "negative interest rates". Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Date Money Market Fund Detail Activity Type Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.26% Activity Ending: 12/31/18 12/01/18 12/31/18 12/31/18 Opening Balance Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Money Market Interest Income Bond Interest Total Dividends, Interest, Income and Expenses 8,205.17 0.00 $8,205.17 Non Taxable 0.00 0.00 $0.00 Taxable 45,868.41 140,459.50 $186,327.91 Year-to-Date Non Taxable 0.00 EFTA01430071 0.00 $0.00 INCOME REINVEST This Period 0.00 0.00 0.00 Year-to-Date -4,068.53 -569,517.99 -573,586.52 Unrealized -206,258.01 0.00 -206,258.01 Description Amount Balance 4,384,623.50 8,205.17 4,384,623.50 4,392,828.67 $4,392,828.67 $4,392,828.67 Page 2 of 9 Account Number: A0101237CSF30026 EFTA01430072 December 1, 2018 - December 31, 2018 SOUTHERN TRUST COMPANY INC Portfolio Holdings Opening Date CASH AC TR DWS GOVT & AG INSTL 12/01/18 Total Money Market TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS Date Acquired Quantity Unit Cost Adjusted Cost Basis FIXED INCOME 16.00% of Portfolio (In Maturity Date Sequence) Corporate Bonds BUCKEYE PARTNERS L P FIXED TO FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CALLABLE 01/22/23Moody Rating BA1 S & P Rating BB 01/25/18 Total Corporate Bonds TOTAL FIXED INCOME 1,000,000.000 1,000,000.000 $1,018,728.01 1,000,000.000 Cost Basis TOTAL PORTFOLIO HOLDINGS $5,411,556.68 Market Value $5,205,298.67 Unrealized Gain/Loss -$206,258.01 Accrued Interest $28,156.25 Estimated Annual Income $109,618.41 Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as "noncovered". Securities marked as "covered", were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost EFTA01430073 basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may Page 3 of 9 Account Number: A0101237CSF30026 101.8730 Security Identifier: 118230ASO Quantity Account Number Activity Ending CASH, MONEY FUNDS, AND BANK DEPOSITS 84.00% of Portfolio Money Market 4,392,828.670 N/A 12/31/18 4,384,623.50 $4,384,623.50 $4,384,623.50 Market Price 4,392,828.67 $4,392,828.67 $4,392,828.67 Market Value 0.00 $0.00 $0.00 Unrealized Gain/Loss 45,868.41 $45,868.41 $45,868.41 Accrued Interest 2.19% 2.26% Estimated Annual Income Estimated Yield Opening Balance Closing Balance Accrued Income EFTA01430074 Income This Year 30-Day Yield Current Yield 1,018,728.01 81.2470 812,470.00 Original Cost Basis: $1,018,756.00 $1,018,728.01 $812,470.00 $812,470.00 -206,258.01 -$206,258.01 -$206,258.01 28,156.25 $28,156.25 $28,156.25 63,750.00 7.84% $63,750.00 $63,750.00 EFTA01430075 Portfolio Holdings (continued) be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in EFTA01430076 confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 4 of 9 Account Number: A0101237CSF30026 EFTA01430077 December 1, 2018 - December 31, 2018 SOUTHERN TRUST COMPANY INC Portfolio Holdings Disclosures (continued) Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Messages Please note the following information for Pershing's 2018 IRS Form 1099 (B, DIV, INT, MISC and OID): Your Form 1099 will be delivered as early as possible, beginning January 31, 2019. By February 15, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities that you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than March 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (All amounts shown are in base currency) Credits This Period Securities Securities Bought Securities Sold EFTA01430078 Securities Deposited Total Securities Dividends and Interest Cash Withdrawals Total Cash Totals 0.00 0.00 0.00 $0.00 $8,205.17 0.00 $0.00 $8,205.17 0.00 0.00 0.00 $0.00 $0.00 0.00 $0.00 $0.00 0.00 0.00 0.00 $0.00 $8,205.17 0.00 $0.00 $8,205.17 0.00 7,637,693.44 2,775,875.00 $10,413,568.44 $186,327.91 0.00 $0.00 $10,599,896.35 -1,019,995.58 0.00 0.00 -$1,019,995.58 $0.00 -6,000,000.00 -$6,000,000.00 -$7,019,995.58 -1,019,995.58 7,637,693.44 2,775,875.00 $9,393,572.86 EFTA01430079 $186,327.91 -6,000,000.00 -$6,000,000.00 $3,579,900.77 Page 5 of 9 Account Number: A0101237CSF30026 Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date EFTA01430080 Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 12/31/18 MONEY MARKET FUND INCOME RECEIVED PER232045 Total Dividends and Interest - U.S. DOLLARS Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information Your Investment Specialist: ZEM MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 10154 Your Account Information TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: Default Method for Stocks in a Dividend Reinvestment Plan: Default Method for all Other Securities: BOND AMORTIZATION ELECTIONS First In First Out First In First Out First In First Out Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Include market discount in income annually: ELECTRONIC DELIVERY You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Investment Specialist for more information. Constant Yield Method No Description CASH AC TR DWS GOVT 0.00 0.00 Quantity Price Accrued Interest Amount Currency 8,205.17 USD 8,205.17 8,205.17 USD Contact Information Telephone Number: EFTA01430081 Page 6 of 9 Account Number: A0101237CSF30026 EFTA01430082 December 1, 2018 - December 31, 2018 SOUTHERN TRUST COMPANY INC Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general EFTA01430083 disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC®). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.com/about/strength-and- stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person EFTA01430084 shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or Page 7 of 9 Account Number: A0101237CSF30026 EFTA01430085 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 9 Account Number: A0101237CSF30026 EFTA01430086 Page 9 of 9 Account Number: A0101237CSF30026 EFTA01430087