EFTA01430490

Final Selected List of Preferred Equity Securities YTC_ASK All data as of June 15, 2016 Source: Bloomberg Financial, LP and Deutsche Wealth Management Common Equity Information Preferred Equity Information Issuer Name Common Equity Symbol Common Eq. Bloomberg Cons. Rating (5 = Buy, 1 = Sell) Common Eq. DB Global Markets Rating Preferred Equity Symbol Cusip age Daily Volume - 30 Day Period Dividend Moody's Rating S&P Rating Ask d Call Date Yield-to-Call Industry Issue Date Issue Size QDI DIV-RIGHTS AEGON NV AEG 4 Buy AEH Pfd 007924301 64501 6.375 Baal BBB 26.2 5 6.088885793594731 7/11/2016 -54.71938775510199 Insurance 6/1/2005 40MM Yes AEGON NV BBB 26.09 3/2005 20MM AEGON NV BBB 28.04 /2012 21MM ALLSTATE CORP 333334 5.625 Baa3 BBB- 27.19 5.229791215112934 6/15/2018 Insurance 6/12/2013 11.5MM Yes Yes NON-CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all f Pfd 27.95 5.657993172688238 10/15/2019 10MM Yes Yes 8N/A N Ap Buy all d Pfd 27.96 5.999656623425954 4/15/2019 5.4MM Yes Yes NON-CUMULATIVE 6.25 Baa3 BBBranee 6/12/2014 ALLSTATE CORP ALL 5 Baa3 BBBrance 12/23/2013 ALLSTATE CORP 6.625 Insurance ALLSTATE CORP 666666 6.75 Insurance 9/30/2013 BAC CAPITAL TRUST VIII N/A 4.866666666665 6 Bal 664602 Banks 8/25/2005 BANK OF AMERICA CORP BAC 6 Ba2 BB+ 25.73 4/25/2016 36MM BAC 6.20 Ba2 BB+ 26.13 s 1/29/2016 44MM BAC 6.204 Ba2 BB+ 25.75 s 9/14/2006 33MM 6.375 Ba2 BB+ 11/17/2005 6.50 Ba2 BB+ s 1/27/2015 5 Ba2 BB+ s 9/26/2007 6.625 Ba2 BB+ s 9/9/2014 BANK OF NEW YORK MELLON 1.40 5.20 Baal Banks 9/19/2012 BARCLAYS BANK PLC 666666 6.625 Ba2 Banks 4/25/2006 BARCLAYS BANK PLC 8.66666666667 7.10 41717904010265 Banks BARCLAYS BANK PLC 23.56666666668 7.75 Banks 12/7/2007 BARCLAYS BANK PLC 34 8.125 Ba2 Banks 4/11/2008 BB&T CORPORATION 9.70 5.20 Baal Banks 10/31/2012 6.666666666668 5.20 VOLUME_AVG_30D CPN PX_ASK YLD_PFD_STR_ASK YLD_ Aver Yiel DRD No NON-CUMULATIVE AEG 4 Buy AED Pfd 007924400 20315.633333333335 6.50 Baal 6.24681319092023 9/15/2016 -10.721192376040962 Insurance 11/2 Yes No NON-CUMULATIVE AEG 4 Buy aek pfd 007924608 39011.76666666667 8 Baal 7.201152184349496 8/15/2017 -1.769692901139879 Insurance 1/31 No No NON-CUMULATIVE ALL Buy all a Pfd 020002408 12894.333333 1.6533329740774971 020002853 14421.10 2.867840478496244 Insu 020002804 7218.20 6.62 2.691697185091323 Insu ALL Buy all e Pfd 020002879 Baa3 BBB- 28.06 5.978001705673024 4/15/2019 2 3/3/2014 29.9MM Yes Yes NON-CUMULATIVE ALL Buy all c Pfd 020002606 Baa3 BBB- 28.24 6.052929505789515 10/15/2018 1 15.4MM Yes Yes NON-CUMULATIVE Not Rated Not Rated BAC Z Pfd 05518T209 2475 BB+ 25.82 5.832982274214978 6/24/2016 -93.99690162 21.2MM No No CUMULATIVE 4.50 Buy BAC a Pfd 060505260 441034.73333333334 5.877359106641415 4/25/2021 5.525480300254394 Bank Yes Yes NON-CUMULATIVE 4.50 Buy BAC c Pfd 060505286 164636.86666666667 6.006102975604244 1/29/2021 5.303450004360207 Bank Yes Yes NON-CUMULATIVE 4.50 Buy BAC D Pfd 060505831 32385.433333333334 6.042509894723582 9/14/2016 -6.029126213592211 Bank Yes Yes NON-CUMULATIVE 43252.033333 .5524756255802523 22617.566666 .584032304038131 BAC 4.50 Buy bml I pfd 060505617 28263.366666666665 25.84 6.203901564761839 7/11/2016 -35.70917182662537 Bank 32.4MM Yes Yes NON-CUMULATIVE BAC 4.50 Buy BAC y Pfd 060505310 109117.23333333334 26.75 6.15263261684086 1/27/2020 4.667258882165855 Bank 44MM Yes Yes NON-CUMULATIVE BAC 4.50 Buy BAC I Pfd 060505740 25105.50 6.62 26.80 6.182159867802871 10/1/2017 0.8087147973191089 Bank 22MM Yes Yes NON-CUMULATIVE BAC 4.50 Buy BAC w Pfd 060505344 86450.43333333333 26.83 6.209328572414179 9/9/2019 4.247574702514301 Bank 44MM Yes Yes NON-CUMULATIVE BK 3.86956524848938 Buy BBB 25.96 5.017475395072582 23.3MM Yes Yes NON-CUMULATIVE BCS 4.333333492279053 Hold BB 25.58 6.4958144893431875 30MM Yes No NON-CUMULATIVE BCS Hold BCS A Pfd 06739H776 6612 Ba2 Not Rated 25.64 6.946822562496942 9/15/2016 -3.2 9/13/2007 55MM Yes No NON-CUMULATIVE BCS Hold bcs c pfd 06739H511 1667 Ba2 BB 25 7.780148073785921 6/15/2016 8N/A N/A 46MM Yes No NON-CUMULATIVE BCS Hold BCS D PFD 06739H362 1860 BB 25.77 7.913415064707387 9/15/2016 -4.309046086420603 106MM Yes No NON-CUMULATIVE BBT 3.9166667461395264 Buy bbt f Pfd 054937602 2173 BBB- 25.37 5.149081307074486 11/1/2017 4.285508847973367 18MM Yes Yes NON-CUMULATIVE BBT Buy bbt g Pfd 054937800 2777 Baal BBB- 25.52 5.118670020780925 6/1/2018 4.2285536695 bk c pfd 064058209 4588 9/20/2017 2.079913114294489 bcs pfd 06739F390 48383.566666 9/15/2016 -2.747435956399744 PROT0 663355 Banks 5/1/2013 BBT 5.50 5.625 Baal BBB- Banks 7/31/2012 46MM BBT 28.73333333334 5.625 Baal 360655 Banks 3/9/2016 BBT 6.966666666667 5.85 Baal BBB- 5789336 Banks 5/1/2012 23MM CAPITAL ONE FINANCIAL CO COF 48508.333333333336 6 Baa3 97202919690577 Banks 8/20/2012 CAPITAL ONE FINANCIAL CO COF 61240.53333333333 6.20 Baa3 7925854007589 Banks 8/24/2015 CAPITAL ONE FINANCIAL CO COF 33836.90 6.25 Baa3 BB 38973 Banks 6/12/2014 20MM CAPITAL ONE FINANCIAL CO COF 48497.10 6.70 Baa3 126633 Banks 10/31/2014 CHARLES SCHWAB CORP SCHW 48.93333333332 5.95 Baa2 9276 Diversified Finan Sery CHARLES SCHWAB CORP SCHW 3.96666666666 6 Baa2 14014 Diversified Finan Sery CHARLES SCHWAB CORP SCHW 2.733333333334 6 Baa2 37474 Diversified Finan Sery CITIGROUP CAPITAL XIII C 20MM Yes Yes NON-CUMULATIVE Buy bbt a pfd 054937404 7056 25.71 5.498063459870245 8/1/2017 3.290672895468316 Yes Yes NON-CUMULATIVE Buy bbt h pfd 054937875 1215 BBB- 25.82 5.474519154734242 6/1/2021 4.9412805394 18.6MM Yes Yes NON-CUMULATIVE Buy bbt d pfd 054937206 2580 26.49 5.549889713730048 5/1/2017 -0.667420322 Yes Yes NON-CUMULATIVE 3.903225898742676 Hold cof p pfd 1404011402 BB 26.12 5.772190867111338 9/1/2017 2.45 35MM Yes Yes NON-CUMULATIVE Hold cof f pfd 1404011881 BB 26.56 5.866274179983179 12/1/2020 4.71 20MM Yes Yes NON-CUMULATIVE Hold cof c pfd 1404011600 26.49 5.9295412379827965 9/1/2019 4.3536286973 Yes Yes NON-CUMULATIVE Hold cof d pfd 14040H709 BB 27.93 6.029276486821581 12/1/2019 3.2037952222 20MM Yes Yes NON-CUMULATIVE 4.095238208770752 Buy schw d Pfd 808513600 2018 BBB 26.14 5.719442901696073 6/1/2021 4.9761221661 3/7/2016 30MM Yes Yes NON-CUMULATIVE 4.095238208770752 Buy schw c Pfd 808513402 6932 BBB 26.48 5.69331983805668 12/1/2020 4.5992314994 8/3/2015 24MM Yes Yes NON-CUMULATIVE 4.095238208770752 Buy schw b Pfd 808513204 2335 BBB 26.40 5.710659898477157 9/1/2017 1.5373901585 6/6/2012 19.4MM Yes Yes NON-CUMULATIVE 4.625 Hold c n pfd 173080201 156560 7.00835 Bal BB+ 25.83 6.8463592729167715 7/11/2016 -25.37967673170323 Banks 10/5/2010 89.8 4MM No No CUMULATIVE CITIGROUP INC C 4.625 Hold c c pfd 172967366 33135.333333333336 5.80 Ba2 BB+ 26.13 5.607958574160418 4/22/2018 3.7716946584808677 Banks 3/26/2013 23MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold C S Pfd 172967317 Not Rated 26.03 6.098889130908299 2/12/2021 2016 41.4MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c k Pfd 172967341 110869.66666666667 BB+ 27.80 6.22747258968504 11/15/2023 5.154250756525354 Banks 59.8MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c 1 Pfd 172967333 43265.63333333333 BB+ 27.43 6.317631360466815 2/12/2019 3.3081306517336406 Banks 19.2MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c j Pfd 172967358 84152.90 28.49 6.350349919135165 9/30/2023 5.079865956158894 Banks Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c p pfd 172967572 6881.10 6 7.2485047635686435 2/15/2018 0.6531028229271563 6MM Yes Yes NON-CUMULATIVE COUNTRYWIDE CAPITAL IV Not Rated 666667 6.75 Bal BB+ 25.84 Banks 4/11/2003 20MM No COUNTRYWIDE CAPITAL 7 Bal Banks 11/8/2006 DB CONT CAP TRST II 6.55 B1 B+ 5/23/2007 Not Rated CFC 6.62308513117388 No CUMULATIVE V Not Rated Not Rated CFC BB+ 25.87 6.826160447276037 59.8MM No No CUMULATIVE Not Rated Not Rated DXB Pfd 25153X208 199748.33333333334 24.90 6.608901837627858 5/23/2017 7.553000054556309 Bank 32MM Yes No NON-CUMULATIVE 193281.86666666667 6.30 Ba2 5.452272341405352 Banks 2/2/ 8.125 Banks 6.875 Ba2 10/31/2013 6.875 Ba2 2/12/2014 7.125 Ba2 9/19/2013 Ba2 BB+ 1/25/2008 BB+ 38MM 28.2 148. A Pfd 22238E206 21432.966666 7/11/2016 -19.473531739423848 B Pfd 222388209 69205.633333 6/20/2016 -118.83593793141539 DB CONT CAP TRUST III Not Rated Not Rated dtk pfd 25154A108 171946.10 7.60 B1 B+ 25.43 7.5151621692889155 2/20/2018 6.9018678221475485 Banks 2/20 /2008 79MM Yes No NON-CUMULATIVE DB CONT CAPITAL TRUST V Not Rated Not Rated dkt pfd 25150L108 130880.63333333333 8.05 B1 B+ 26.04 7.860112775531129 6/30/2018 6.787599370663995 Bank s 5/9/2008 55.4MM Yes No NON-CUMULATIVE DIGITAL REALTY TRUST INC DLR 3.777777671813965 Buy Dlr g Pfd 253868889 17012.1 5.875 Baa3 BB+ 25.51 5.759388279440617 4/9/2018 4.595566465097252 REITS 4/9/2013 10MM No No CUMULATIVE DLR Buy Dlr i Pfd 253868863 27648.40 6.35 Baa3 Not Rated 26.47 5.999354400182658 8/24/2020 4.74 4170335430644 REITS 8/24/2015 10MM No No CUMULATIVE DLR Buy Dlr f Pfd 253868806 10532.166666666666 6.625 Baa3 BB+ 26.47 6.259259307859767 4/5/2017 -0.9 955985142589223 REITS 4/5/2012 7.3MM No Not Confirmed CUMULATIVE DLR Buy Dlr e Pfd 253868707 19452 7 Baa3 BB+ 25.46 6.876152847054715 9/15/2016 -1.5870897487204423 REITS 9/15/2011 11.5MM No No CUMULATIVE PROT1 DLR Buy Dlr h Pfd 253868871 45421.666666666664 7.375 Baa3 BB+ 28.31 6.515073622785827 3/26/2019 2.34 23659503339382 REITS 3/26/2014 14.6MM No No CUMULATIVE DTE ENERGY CO DTE 3.799999952316284 Hold dtq pfd 233331701 16156.166666666666 5.25 Baal BBB- 25.14 5.245104569068869 12/1/2017 5.045071054352103 Elec tric 10/1/2012 8MM No No CUMULATIVE DTE ENERGY CO DTE Hold dtj pfd 233331800 #N/A N/A 5.37 5 Baal BBB- 25 5.389484238892022 6/1/2021 5.454169753642213 Elec tric 5/27/2016 12MM No No CUMULATIVE DTE ENERGY CO DTE Hold dtz pfd 233331602 19036.466666666667 6.50 Baal BBB- 25.75 6.346279019310046 12/1/2016 0.5472555723521456 Elec tric 12/7/2011 11.2MM No No CUMULATIVE EBAY INC EBAY 3.454545497894287 Hold ebayl Pfd 278642202 193729.76666 666666 6 Baal BBB+ 26.18 5.786664952099273 3/1/2021 5.0609434463893965 Internet 2/29/2016 30MM Not Confirmed Not Confirmed ►N/A N Ap FIFTH THIRD BANCORP FITS 3.621621608734131 Hold fitbi Pfd 316773605 4150 2.26666666667 6.625 Baa3 BB+ 31.07 5.397035703597514 12/31/2023 3.2030882303 62727 Banks 12/9/2013 18MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK FRC Hold frc g pfd 33616C837 4825 8.73333333333 5.50 Baa3 BBB- 25.76 5.337732919254658 3/30/2021 4.7493535976 40982 Banks 2/10/2016 6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK FRC Hold frc f pfd 33616C852 1077 1.60 5.70 Baa3 Not Rated 27 5.277777777777778 6/30/2020 3.5188763435 518466 Banks 5/27/2015 4MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/CA FRC Hold frc a pfd 33616C209 1377 2.40 6.70 Baa3 BBB- 25.97 6.449749711205237 1/30/2017 0.045124337179941236 Banks 1/24/2012 7.981MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC Hold frc d pfd 33616C886 1141 8.566666666668 5.50 Baa3 BBB- 25.64 5.362714508580343 6/29/2018 4.0976450621 60528 Banks 4/23/2013 7.6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC Hold frc c pfd 33616C605 8371 .433333333332 5.625 Baa3 BBB- 25.71 5.4696616102683775 12/29/2017 3.5976058407 926996 Banks 11/23/2012 6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC Hold fry b pfd 33616C407 1071 8.266666666666 6.20 Baa3 BBB- 26.04 5.9523809523809526 6/1/2017 1.5840501667 62755 Banks 6/1/2012 6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC Hold frc e pfd 33616C860 9294 .133333333333 7 Baa3 BBB- 27.95 6.2611806797853315 12/28/2018 2.1049114944 506155 Banks 10/28/2013 8MM Yes Yes NON-CUMULATIVE FPL GROUP CAP TRUST I N/A Not Rated Not Rated nee C Pfd 30257V207 1398 2.133333333333 5.875 Baa2 BBB 26.40 5.567749174874051 7/11/2016 -69.68749999 999999 Electric 3/15/2004 12MM No No CUMULATIVE GENERAL ELECTRIC CO GE 3.952380895614624 Hold gek pfd 369622394 41439.8 4.70 Al AA+ 26.14 4.514190887310641 5/16/2018 2.4813205916815817 Miscellaneou s Manufactur 5/16/2013 30MM Not Confirmed Not Confirmed UNKNOWN GENERAL ELECTRIC CO GE 3.952380895614624 Hold geb pfd 369622428 41312.233333 4.875 Al AA+ 26.42 4.650524972722883 10/15/2017 1.2025798493687898 Miscellaneous Manufactur 10/10/2012 33MM NO No ►N/A N Ap GENERAL ELECTRIC CO GE 3.952380895614624 Hold geh pfd 369622410 34701.133333 4.875 Al AA+ 26.75 4.5845047657298466 1/29/2018 0.918314777968637 Miscellaneous Manufactur 1/29/2013 25.3MM No No ►N/A N Ap GMAC CAPITAL TRUST I N/A Not Rated Not Rated ally a pfd 361860208 6576 58.6333333333 6.4111 B2 B 24.89 6.480001950985192 7/11/2016 22.076219365 79219 Banks 3/7/2011 106.68MM No No CUMULATIVE GOLDMAN SACHS GROUP INC GS 4.034482955932617 Hold gs I Pfd 38145G209 4804 0.60 5.95 Bal BB 25.96 5.779644964666456 11/10/2017 3.5921533262011365 Banks 10/24/2012 34MM Yes Yes NON-CUMULATIVE Hold GS B Pfd 38144X500 3705 6.03333333333 6.20 Bal BB 26.05 6.0036796746392955 7/11/2016 -42.57197696 737052 Banks 10/31/2005 32MM Yes Yes NON-CUMULATIVE Hold gs n pfd 381488504 1499 55.63333333333 6.30 Bal BB 26.58 5.9786476868327405 5/10/2021 4.9966488291 0391 Banks 2/23/2016 27MM Yes Yes NON-CUMULATIVE Hold gs k pfd 38148B108 5372 4.36666666667 6.375 Bal BB 27.56 5.833438182712435 5/10/2024 4.9100106165 46788 Banks 4/28/2014 28MM Yes Yes NON-CUMULATIVE Hold gsj pfd 38144G184 63769.766666 66667 6.50 A3 BBB+ 25.88 6.338680579257887 11/1/2016 -0.7732735256243628 Banks 10/26/2011 23MM No No UNKNOWN HSBC HOLDINGS PLC HSBC 2.50 Hold EP016745 Pfd 404280604 68612.63333333333 Baal BBB- 25.59 6.076478691488029 7/11/2016 -25.932004689331745 Bank 6.20 HSBC 8 HSBC 5 HSBC 9/22/2005 HOLDINGS PLC Baal BBB- 6/24/2010 HOLDINGS PLC Baal BBB- 4/9/2008 USA INC HSBC 58MM Yes No NON-CUMULATIVE HSBC 2.50 Hold Hseb Pfd 404280802 263831.56666666665 26.12 7.688036560884978 7/11/2016 -52.557427258805475 Bank 152MM Yes No NON-CUMULATIVE HSBC 2.50 Hold Hsea Pfd 404280703 98460.50 8.12 27.11 7.614654239377395 7/11/2016 -85.10328292143122 Bank 88MM Yes No NON-CUMULATIVE 2.50 Hold Husi h Pfd 40428H862 94354.63333333333 6.50 PROT2 Baa2 BBB- 25.39 6.4024340193605225 6/30/2016 -55.297361165813406 /2006 14.95MM Yes Yes NON-CUMULATIVE ING GROEP NV ING 4 Buy ISG Pfd 456837509 33451.73333333333 BB+ 25.74 6.024573703350538 7/15/2016 -19.982517482517448 Banks 28MM Yes No CUMULATIVE ING GROEP NV ING 4 Buy ISP 1 5.988538066925669 7/15/2016 Yes No ING GROEP NV BB+ 25.64 41.8MM Yes ING GROEP NV BB+ 26.31 32MM Yes No CUMULATIVE ING GROEP NV ING 4 Buy INZ Pfd 456837301 49382.80 26.33 6.859756097560976 9/15/2016 -14.155179732356277 Banks Yes No CUMULATIVE JPMORGAN CHASE i CO JPM 1.433333333334 5.45 Baa3 342818 Banks 2/5/2013 JPMORGAN CHASE t CO JPM 61.36666666667 5.50 Baa3 337606 Banks 8/27/2012 JPMORGAN CHASE t CO JPM 6.96666666666 6.10 Baa3 6891 Banks 6/4/2015 JPMORGAN CHASE t CO 45.10 6.125 Baa3 Banks 2/12/2015 JPMORGAN CHASE t CO 24 6.15 Baa3 Banks 7/29/2015 JPMORGAN CHASE i CO CUMULATIVE ING 4 Buy 6.235252405462569 No CUMULATIVE ING 4 Buy 6.721487307829818 Pfd 456837400 18547.9 6.20 -45.188859214040505 Banks Banks 5/26 6.125 Baa3 9/26/2005 Baa3 BB+ 10/28/2003 ISF Pfd 456837608 48928.73333333333 9/15/2016 -3.9902037257960874 Banks IND Pfd 456837202 28136.833333333332 9/15/2016 -13.994902407941487 Banks 26.2 20MM 6.375 Baa3 6/13/2007 7.05 Baa3 7/18/2002 7.20 Baa3 12/12/2002 BB+ 44MM 4.486486434936523 Buy JPM a Pfd 46637G124 6500 BBB- 25.83 5.311452243628356 3/1/2018 3.5995632254 36MM Yes Yes NON-CUMULATIVE Buy JPM d Pfd 48126E750 1069 BBB- 25.57 5.415414238163354 9/1/2017 3.7912593373 50.3MM Yes Yes NON-CUMULATIVE Buy JPM g Pfd 48127X542 9417 BBB- 26.34 5.833769449218843 9/1/2020 4.7680437641 57MM Yes Yes NON-CUMULATIVE JPM Buy JPM f Pfd 48127R461 1344 BBB- 26.48 5.826655030973098 3/1/2020 4.473742430763436 57.2MM Yes Yes NON-CUMULATIVE JPM Buy JPM h Pfd 48127V827 1195 BBB- 26.64 5.815213322984669 9/1/2020 4.510619066836509 46MM Yes Yes NON-CUMULATIVE JPM Buy JPM e Pfd 481246700 4879 5.10 6.30 Baa3 BBB- 26.86 5.908973667549887 9/1/2019 3.9233390184211765 Banks 6/23/2014 35.2MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE & CO JPM Buy JPM b Pfd 48127A161 7702 5.03333333334 6.70 Baa3 BBB- 28.03 6.022727556475555 3/1/2019 2.1949369265 579843 Banks 1/30/2014 37MM Yes Yes NON-CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim j pfd 49446R778 9178.50 5.50 Baa2 BBB- 25.88 5.372449104184812 7/25/2017 3.147390118771025 REITS 7/25 /2012 9MM No No CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim k pfd 49446R745 16811.566666 666666 5.625 Baa2 BBB- 25.97 5.476684536885471 12/7/2017 3.6075185621521246 REITS 12/7/2012 7MM No No CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim I pfd 49446R794 17860.066666 666666 6 Baa2 BBB- 26.58 5.710478728466737 3/20/2017 -0.9491171196543277 REITS 3/20/2012 16MM No No CUMULATIVE MERRILL LYNCH CAP III Not Rated Not Rated MER P Pfd 59025D207 30635.833333 333332 7.375 Bal BB+ 26.48 6.9695420512110395 7/11/2016 -72.12802114803638 Banks 8/22/2007 30MM No No CUMULATIVE MERRILL LYNCH CAP TRST I Not Rated Not Rated MER K Pfd 590199204 3313 7.066666666666 6.45 Bal BB+ 26.03 6.200109743544556 7/11/2016 -49.54667691 125637 Banks 12/14/2006 42MM No No CUMULATIVE MORGAN STANLEY MS Hold MS i Pfd 61761J406 120327.86666 666667 6.375 Bal BB 27.25 5.922714383873184 10/15/2024 5.206193163661108 Banks 9/18/2014 40MM Yes Yes NON-CUMULATIVE Hold MS g Pfd 61762V507 79914.20 27.28 6.150124936500282 7/15/2019 3.873938859517773 Bank 20MM Yes Yes NON-CUMULATIVE Hold MS F Pfd 61763E207 47293.433333 BB 28.56 6.096505840021529 1/15/2024 4.815281532854802 34MM Yes Yes NON-CUMULATIVE Hold MS E Pfd 61762V200 67132.733333 MORGAN STANLEY MS 6.625 Bal BB 4/29/2014 MORGAN STANLEY MS 333334 6.875 Bal Banks 12/10/2013 MORGAN STANLEY MS 33334 7.125 Bal BB 30.10 5.993638331244907 Banks 9/30/2013 34.5MM Yes Yes NON-CUMULATIVE MORGAN STANLEY CAP TR V Not Rated Not Rated MWO 5.75 Baa3 Not Rated 25.67 5.667808899007585 Diversified Finan Sery 7/16/2003 20MM No No MORGAN STANLEY CAP TRUST Not Rated Not Rated 66667 6.45 Baa3 BB 25.77 6.342156906928437 Diversified Finan Sery 4/26/2007 33MM No No MORGAN STANLEY CP TR III Not Rated Not Rated 6.25 Baa3 BB 25.72 6.110095779145835 Diversified Finan Sery 2/27/2003 35.2MM No No MORGAN STANLEY CP TR IV Not Rated Not Rated MWG 6.25 Baa3 BB 25.41 6.150204391792621 7/11/2016 -19.440389077631803 Dive rsified Finan Sery 4/21/2003 24.8MM No No CUMULATIVE NEXTERA ENERGY CAPITAL NEE 4.583333492279053 Buy nee j Pfd 65339K886 3273 0.10 5 Baa2 BBB 25.43 4.958104021022361 1/15/2018 4.457050942546067 Pfd Pfd 10/15/2023 4.089818702158591 617466206 26327.733333333334 7/11/2016 -17.425009738994977 CUMULATIVE MSK Pfd 61753R200 69884.366666 7/11/2016 -20.500582072177025 CUMULATIVE MWR Pfd 617460209 64847.233333 7/11/2016 -29.618973561430778 CUMULATIVE 617462205 24395.166666666668 PROT3 Electric 1/18/2013 18MM No No CUMULATIVE Buy nee i Pfd 65339K803 3141 7.633333333335 5.125 Baa2 BBB 25.48 5.0524482466361516 11/15/2017 4.0656043869 59108 Electric 11/19/2012 20MM No No CUMULATIVE Buy nee k Pfd 65339K100 ►N/A N/A 5.25 Baa2 BBB 24.99 5.258237906052816 6/1/2021 5.3029416660389685 Electric 6/7/2016 22.8MM No No CUMULATIVE Buy nee h Pfd 65339K704 2102 6.966666666667 5.625 Baa2 BBB 25.70 5.47595144656384 6/15/2017 2.8163112633 72051 Electric 6/15/2012 14MM No No CUMULATIVE Buy nee g Pfd 65339K605 1930 9.70 5.70 Baa2 BBB 26.04 5.488201169853407 3/1/2017 0.16065970224003367 Electric 3/27/2012 16MM No No CUMULATIVE NORTHERN TRUST CORP NTRS 2.95652174949646 Hold ntrsp Pfd 665859872 2373 2.70 5.85 Baal BBB+ 27.51 5.317819239597299 10/1/2019 2.5909342836268943 Banks 8/5/2014 16MM Yes PARTNERRE LTD PRE Not Rated 666668 5.875 Baa2 BBB 25.54 Insurance PARTNERRE LTD 33334 6.50 Insurance PARTNERRE LTD 333335 7.25 Insurance 6/15/2011 PNC FINANCIAL SERVICES PNC 6.833333333332 5.375 Baa2 709167 Banks 9/21/2012 PNC FINANCIAL SERVICES PNC 2/14/2013 10MM PRE Not Rated Baa2 BBB 25.69 11/15/2004 9.2MM PRE Not Rated Baa2 BBB Yes NON-CUMULATIVE Not Rated PRE F Pfd EP0438218 10924.066666 5.775694158561238 3/1/2018 4.733337507082882 Yes No NON-CUMULATIVE Not Rated PRE D Pfd EP0136390 6.355569679043731 7/11/2016 -27. Yes No CUMULATIVE Not Rated PRE E Pfd EP0406819 7.140307033202428 7/11/2016 -16. 14.95MM Yes No CUMULATIVE 3.5675675868988037 Buy pnc q pfd 693475832 1902 BBB- 25.74 5.244812108333153 12/1/2017 3.4701987000 19.2MM Yes Yes NON-CUMULATIVE 3.5675675868988037 Buy pnc p pfd 693475857 1227 32.93333333333 6.125 Baa2 BBB- 29.52 5.233918163357589 5/1/2022 2.9144855539 86002 Banks 4/24/2012 60MM Yes Yes NON-CUMULATIVE PROTECTIVE LIFE CORP PL Not Rated Not Rated pl e pfd 743674707 1462 7.766666666666 6 Baa2 BBB 26.12 5.774042471290177 8/15/2017 2.3291356125 059113 Insurance 8/20/2012 6MM No No CUMULATIVE PROTECTIVE LIFE CORP PL Not Rated Not Rated pl c pfd 743674608 1167 2.20 6.25 Baa2 BBB 26.42 5.96108603039359 5/15/2017 0.6112606073849017 Insurance 5/18/2012 11.5MM No No CUMULATIVE PRUDENTIAL FINANCIAL INC PRU 4.222222328186035 Buy PRH Pfd 744320706 4665 6.26666666667 5.70 Baa2 BBB+ 26.12 5.470512020730361 3/15/2018 3.0866581096 0979 Insurance 3/14/2013 28.4MM No No CUMULATIVE PRUDENTIAL FINANCIAL INC PRU 4.222222328186035 Buy PJH Pfd 744320607 3028 4.90 5.75 Baa2 BBB+ 26.41 5.457867634844925 12/4/2017 1.8690648875010447 Insurance 12/4/2012 23MM No No CUMULATIVE PRUDENTIAL PLC PUK Not Rated EP016290 Pfd EP0162909 1915 1.766666666666 6.50 Baal A- 26.23 6.20373708880358 9/23/2016 -11.78851845 9470824 Insurance 7/15/2005 12MM Yes No NON-CUMULATIVE PRUDENTIAL PLC PUK Not Rated PUK Pfd EP0125823 13576.166666 666666 6.75 Baal A- 26.45 6.476373230990646 7/11/2016 -43.77638464989627 Insurance PUBLIC STORAGE 5 A3 /2016 8MM PUBLIC STORAGE 5.20 A3 S 1/16/20 PUBLIC STORAGE 5.20 A3 S 3/13/20 PUBLIC STORAGE 5 A3 S 9/20/20 PUBLIC STORAGE Not Rated /2016 12MM PUBLIC STORAGE PSA 3 5.625 A3 BBB+ 26.03 S 6/15/2012 11.5MM 3 5.75 A3 BBB+ 26.13 S 3/13/2012 18.5MM 3 5.875 A3 BBB+ 27.49 S 12/2/2014 7.6MM 3 5.90 A3 BBB+ 25.78 1/12/2012 18.4MM 3 A3 BBB+ 27.98 2014 11.5MM No 8/6/2004 PSA 3 BBB+ 25.28 No No PSA 3 BBB+ 25.49 13 20MM PSA 3 BBB+ 25.80 13 9MM PSA 3 BBB+ 25.60 12 19.8MM PSA 3 25.89 No 10MM Yes No NON-CUMULATIVE Not Rated psa c pfd 74460W750 #N/A N/A 5.12 5.0696632177386 5/17/2021 4.835111503958966 REITS 5/17 CUMULATIVE Not Rated psa w pfd 74460W875 33522.066666666666 5.101484662844187 1/16/2018 3.8156212856511873 REIT No No CUMULATIVE Not Rated psa x pfd 74460W107 11558.033333333333 5.040170590389213 3/13/2018 3.2063987482598457 REIT No No CUMULATIVE Not Rated psa v pfd 74460W800 22588.60 5.25055456438713 9/20/2017 3.286002403081803 No No CUMULATIVE Not Rated psa b pfd 74460W776 71666.6 5.40 5.215879455230368 1/20/2021 4.5001545813055985 REITS No CUMULATIVE 7847.5333333 54379135850515 18470.133333 84169278996869 5.37 REIT A3 1/20 Not Rated psa u pfd 74460W602 10430.366666666667 5.40404222358324 6/15/2017 1.2554089189496709 REIT No No CUMULATIVE Not Rated psa t pfd 74460W404 18739.033333333333 5.5030213448108105 3/13/2017 -0.6361673409899764 REIT No No CUMULATIVE Not Rated psa a pfd 74460W792 16460.833333333332 5.344438309641341 12/2/2019 2.787668671256524 REIT No No CUMULATIVE Not Rated psa s pfd 74460W206 19603.666666666668 5.723308740710402 1/12/2017 0.046458517710230636 REIT No Not Confirmed CUMULATIVE Not Rated psa z pfd 74460W$26 13246.90 6 5.362569266519692 6/4/2019 1.792463100865671 REITS 6/4/ No CUMULATIVE PROT4 6.35 A3 BBB+ 7/26/2011 6.375 A3 BBB+ 3/17/2014 REGIONS FINANCIAL CORP 2.86666666667 6.375 68876 Banks 11/1/2012 REGIONS FINANCIAL CORP RF 7.73333333333 6.375 Ba2 43059 Banks 4/29/2014 RENAISSANCERE HLDGS LTD RNR 6.08 #N/A N/A BBB+ Insurance 3/23/2004 RENAISSANCERE HOLDINGS L 666666 5.375 Baa2 BBB+ Insurance 5/28/2013 ROYAL BK SCOTLND GRP PLC 5.75 Bl B+ Banks 6/23/2003 34MM 6.125 B1 B+ Banks 12/27/2006 26MM 333336 6.60 B1 B+ Banks 6/28/2007 38MM 7.25 B1 B+ 25.51 s 2/8/1999 12MM 7.25 B1 B+ 25.18 s 9/27/2007 64MM B1 B+ 25.89 7.390054 /1997 8MM Yes No STATE STREET CORP STT 9.966666666667 5.25 Baal 318535 Banks 8/21/2012 STATE STREET CORP STT 54 5.35 Baal BBB Banks 4/11/2016 20MM STATE STREET CORP STT 2.566666666666 5.90 Baal 65721 Banks 3/4/2014 STATE STREET CORP STT 3.40 6 Baal BBB Banks 11/25/2014 30MM TELEPHONE S DATA SYSTEMS 5240.266666666666 6.625 38800889043855 Telecommunicatio US BANCORP USB 3.75 A3 BBB 26.68 4.875380 2013 20MM Yes Yes US BANCORP BBB 26.44 43.4MM Yes US BANCORP BBB 31.06 44MM Yes VERIZON COMMUNICATIONS VZ 3.6666667461395264 Hold vza pfd 92343V302 41539.333333 333336 5.90 Baal BBB+ 27.58 5.386488131466829 2/15/2019 2.1060153194956612 Telecommunications 2/6/2014 20MM No No #N/A N Ap VORNADO REALTY TRUST VNO Hold VNO L Pfd 929042844 2152 0.566666666666 5.40 Baa3 48235 REITS 1/25/2013 VNO 3.766666666666 5.70 Baa3 118165 REITS 7/18/2012 VNO .433333333333 6.625 Baa3 7314075 REITS 12/22/2004 VNO .533333333334 6.625 Baa3 004864 REITS 8/31/2005 VNO 2.533333333333 6.875 Baa3 769506 REITS 4/20/2011 WELLS FARGO S COMPANY WFC 3 Not Rated psa r pfd 74460D125 41972.86666666667 25.36 6.26203579167089 7/26/2016 -9.604490284404903 REIT 19.5MM No No CUMULATIVE 3 Not Rated psa y pfd 74460W842 20137.866666666665 28.18 5.657384365651912 3/17/2019 1.5606504353577813 REIT 11.4MM No No CUMULATIVE RF 3.8787879943847656 Hold rf a Pfd 7591EP308 4273 Ba2 BB 26.38 6.059813928066444 12/15/2017 2.6359187703 20MM Yes Yes NON-CUMULATIVE 3.8787879943847656 Hold rf b Pfd 7591EP506 4958 BB 27.14 5.889621562943886 9/15/2024 5.1083814525 20MM Yes Yes NON-CUMULATIVE 3.125 Buy RNR c Pfd EP0112524 7477.066666666667 25.76 5.919054335880372 7/11/2016 -32.099378881987676 10MM RNR 25.74 11MM RBS 24.83 Yes RBS 25.19 Yes No NON-CUMULATIVE RBS 4 Hold RBS S Pfd 780097739 45360.333333 25.05 6.589237578621584 7/11/2016 1.078893533251546 Yes No NON-CUMULATIVE RBS 4 Hold RBS A Pfd 780097879 15448.70 7.107862494178905 7/11/2016 -23.987567485187057 Bank Yes No NON-CUMULATIVE RBS 4 Hold RBS T Pfd 780097713 92227.10 7.201052843588166 7/11/2016 -5.942821904383126 Bank Yes No NON-CUMULATIVE RBS 4 Hold RBS f Pfd 780097804 8888.50 7.65 821648514 7/11/2016 -43.266212771475544 Banks 3/26 NON-CUMULATIVE 3.4583332538604736 Hold stt c pfd 857477509 2761 BBB 26.28 5.007491366051593 9/15/2017 1.1324649600 20MM Yes Yes NON-CUMULATIVE 3.4583332538604736 Hold stt g pfd 857477855 1914 26.42 5.076015038045137 3/15/2026 4.631380531459765 Yes Yes NON-CUMULATIVE 3.4583332538604736 Hold stt d pfd 857477608 5822 BBB 28.15 5.254317371889421 3/15/2024 4.0098439083 30MM Yes Yes NON-CUMULATIVE 3.4583332538604736 Hold stt e pfd 857477889 4811 26.83 5.607301953210181 12/15/2019 3.774689236897908 Yes Yes NON-CUMULATIVE TDS Not Rated TDI Pfd 879433852 Ba2 BB 26.70 6.287691547207118 7/11/2016 -62. ns 3/31/2005 4.65MM No No IN/A N Ap Hold usb o pfd 902973791 25387.366666666665 5.15 642582532 7/15/2018 2.277313356541162 Banks 5/2/ NON-CUMULATIVE Yes No CUMULATIVE 3.125 Buy RNR e Pfd EP0444109 22594.266666 5.2348974223879114 6/1/2018 3.9398335575142465 Yes No NON-CUMULATIVE 4 Hold RBS L Pfd 780097788 81663.133333 5.791230342689762 7/11/2016 13.493933313911933 No NON-CUMULATIVE 4 Hold RBS R Pfd 780097747 34166.633333 6.0808546841195925 7/11/2016 -7.167313313543462 USB 3.75 Hold usb n pfd 5.741993109608268 4/15/2017 Yes NON-CUMULATIVE USB 3.75 Hold usb m pfd 5.290239733769816 1/15/2022 Yes NON-CUMULATIVE 902973817 59095.50 0.2840791480228121 Banks 902973833 77217.50 2.1004214082452752 Banks 6 A3 4/20/2012 6.50 A3 1/23/2012 BBB- 25.46 5.3039976426677145 1/25/2018 4.0981768474 12MM Not Confirmed No CUMULATIVE Hold VNO k Pfd 929042851 1490 BBB- 25.71 5.544297641241792 7/18/2017 2.8515649171 12MM No No CUMULATIVE Hold VNO g Pfd 929042802 6893 BBB- 26.09 6.3504573793779215 7/11/2016 -53.77355296 8MM No No CUMULATIVE Hold VNO I Pfd 929042877 7570 BBB- 26.20 6.3237857867280045 7/11/2016 -58.97809582 10.8MM No No CUMULATIVE Hold VNO j Pfd 929042869 2294 BBB- 26.38 6.517711717002274 7/11/2016 -67.16477671 9.85MM Not Confirmed No CUMULATIVE 3.8918919563293457 Buy wfc o pfd 949746721 4029 PROT5 0.63333333333 5.125 Baa2 Not Rated 25.52 5.033910686965104 12/15/2017 3.72 89652588497564 Banks 11/20/2012 26MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8916919563293457 Buy wfc n pfd 2.96666666667 5.20 Baa2 BBB 25.57 5.097761559827896 9/15/2017 3.3687410220 041727 Banks 8/16/2012 30MM Yes Yes NON-CUMULATIVE WFC Buy wfc p pfd 949746655 3081 5.066666666666 5.25 Baa2 BBB 25.73 5.114819580828358 6/15/2018 3.7554935170 388117 Banks 3/22/2013 25MM Yes Yes NON-CUMULATIVE WFC Buy wfc w pfd 949880714 1765 56.13333333333 5.70 Baa2 BBB 25.80 5.539403461317309 3/15/2021 4.9565249413 51261 Banks 1/29/2016 40MM Yes Yes NON-CUMULATIVE WFC Buy wfc q pfd 949746556 1515 15.13333333333 5.85 Baa2 BBB 26.87 5.458553483070558 9/15/2023 4.6403350713 09427 Banks 7/22/2013 69MM Yes Yes NON-CUMULATIVE WFC Buy wfc t pfd 949746366 4670 5.166666666664 6 Baa2 BBB 26.47 5.683791720610061 9/15/2019 4.0787051333 120985 Banks 7/21/2014 32MM Yes Yes NON-CUMULATIVE WFC Buy wfc v pfd 94988U730 7856 8.13333333333 6 Baa2 BBB 26.58 5.660199364799849 12/15/2020 4.4583117962 41192 Banks 9/15/2015 40MM Yes Yes #N/A N Ap WFC Buy wfc r pfd 949746465 1598 54.03333333333 6.625 Baa2 BBB 29.59 5.613914504907467 3/15/2024 3.8800857120 01011 Banks 12/18/2013 33.6MM Yes Yes NON-CUMULATIVE WFC Buy wfc j pfd 949746879 1479 41.16666666666 8 Baa2 BBB 27.99 7.172457762193178 12/15/2017 0.0251714361 03397945 Banks 12/21/2007 92MM Yes Yes NON-CUMULATIVE ZIONS BANCORP ZION 4 Hold zb g pfd 989701859 16676.20 6.30 Not Rated BB- 27.45 5.754212906378741 3/15/2023 4.614163659947496 Banks 2/7/ 2013 6.873MM Yes Yes NON-CUMULATIVE ZIONS BANCORP ZION 4 Hold zb f pfd 989701867 7490.166666666667 7.90 Not Rated BB- 26.85 7.382832577916919 6/15/2017 0.48481290524824133 Bank s 5/7/2012 5.75MM Yes Yes NON-CUMULATIVE ZIONS BANCORPORATION ZION 4 Hold zb h pfd 989701834 9436.733333333334 5.75 Not Rated Not Rated 25.45 5.664327053318557 6/15/2019 5.1249026056 11914 Banks 5/3/2013 5.049MM Yes Yes NON-CUMULATIVE ZIONS BANCORPORATION Not Rated BB+ 9/17/2013 For internal use only ZION 4 Hold zbk Pfd 989701818 4227.333333333333 6.95 30.45 5.723311513972793 9/15/2023 3.537230275640385 Bank 3.516MM Not Confirmed Not Confirmed IN/A N Ap PROT6