Case File
efta-01430916DOJ Data Set 10OtherEFTA01430916
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01430916
Pages
9
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Gratitude
From: Stewart Oldfield
Date: Fri, 26 Oct 2018 15:10:23 -0400
To: Richard Kahn
Cc: Richard Iarossi <[email protected]>
Ok, Monday it is. Will be late afternoon unless I can extract myself from
an all day training. Enjoy the weekend. Thanks
From: Richard Kahn [mailto:
Sent: Friday, October 26, 2018 3:09 PM
To: Stewart Oldfield
Cc: Richard Iarossi
Subject: Re: Gratitude
530pm on cell is best or monday
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
On Oct 26, 2018, at 3:05 PM, Stewart Oldfield
wrote:
EFTA01430916
I should free up at 4 or so. Will try you then.
Thanks
From: Richard Kahn [mailto:
Sent: Thursday, October 25, 2018 3:20 PM
To: Stewart Oldfield
Cc: Bradley Gillin
Subject: Re: Gratitude
ok please call when free tomorrow
also what is status of butterfly brokerage?
please advise
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
Richard Iarossi
EFTA01430917
cell
On Oct 25, 2018, at 12:38 PM, Stewart Oldfield ‹
>
wrote:
Rich,
I'm compiling a list of remaining items that we need to finish all of the
annual KYC reviews for your accounts other than Gratitude. We should be
able to resolve those few things with a quick call tmw.
For Gratitude, we need to make a decision next week whether to KYC the BV70
entity or plan to close the account. Let's discuss that tmw as well if
possible.
EFTA01430918
Thanks
From: Richard Kahn [mailto:
Sent: Friday, September 28, 2018 4:05 PM
To: Stewart Oldfield <
E>
Subject: Re: Gratitude
ok
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
EFTA01430919
On Sep 27, 2018, at 3:02 PM, Stewart Oldfield e
>
wrote:
I'm out next week. Let's connect and talk about timing when I'm back.
Thanks
From: Richard Kahn [mailto:
Sent: Wednesday, September 26, 2018 8:58 AM
To: Stewart Oldfield e
>
Subject: Re: Gratitude
mr epstein said that he would not be able to give guidance on how to proceed
until October
please advise if ok..
EFTA01430920
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cel
On Sep 25, 2018, at 12:52 PM, Stewart Oldfield a
wrote:
EFTA01430921
Did you come to any conclusions on this one? Thanks
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobi
Email
Securities offered through Deutsche Bank Securities Inc.
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in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
EFTA01430922
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01430923
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01430924
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