Case File
efta-01431671DOJ Data Set 10OtherEFTA01431671
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DOJ Data Set 10
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efta-01431671
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Butterfly Trust - new brokers e account docs
From: Stewart Oldfield
Date: Tue, 25 Sep 2018 12:40:50 -0400
To: Richard Kahn
Cc: Bradley Gillin
Liam Osullivan
This email got bouced back, presumably because it was 24MB. Will send the
docs in smaller doses. Thanks
Original Message
From: Stewart Oldfield
Sent: Tuesday, September
To: Richard Kahn
Cc: Bradley Gillin
I=M>
Subject: Butterfly Trust
Rich,
25, 2018 12:39 PM
- new brokerage
Liam Osullivan
account docs
Please see brokerage account docs attached and an outline of what needs to
be done below. We've also included an options agreement for JE's personal
account since the one we have expires at the end of next month.
Please reach out with any questions. Thanks
-Account Agreement
o
9th Page — Sign and Date
o
16th Page — This page only needs to be completed if the
account will have margin. We will need the original account agreement for
margin.
-Trust Authorization — Sign, date
-Electronic Delivery Consent — Enter email address, sign, date and print
name & title -Free Credit Balances — Money Market Sweep — Check one of the
boxes, sign, date and print name
-W-9 — sign and date
-Limited Trading Authorization - This will need to be completed by both the
agent and the Trustee. The legal address of the agent must be listed in the
form.
-Options Agreement — we will need the original form.
o
Each section must be completed (Client's Financial
Information, Investment Experience, Option Objectives, Strategy Requests)
o
2nd Page - sign, date and print name
o
4th Page - Initial
Uncovered Call Writers — Sign and date - we will need the original
form as well as margin (see Account Agreement)
For informational purposes:
EFTA01431671
CIP Notice
Options Disclosure Document (ODD)
2012 Nov ODD Supplement
JEFFREY EPSTEIN - INDIVIDAUL ACCOUNT -Options Agreements Expire 10/31/2018.
-Options Agreement — we will need the original form.
o
Each section must be reviewed / corrected (Client's
Financial Information, Investment Experience, Option Objectives, Strategy
Requests)
o
2nd Page - sign, date and print name
o
4th Page - Initial
Uncovered Call Writers — Sign and date - we will need the original
form as well as margin
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0004 New York, NY, USA Tel. +
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
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Key Client Partners (KCP) products, investment ideas and solutions and
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whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01431672
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in error) please notify the sender immediately and destroy this
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contained in this communication should not be regarded as such.
EFTA01431673
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