Case File
efta-01431909DOJ Data Set 10OtherEFTA01431909
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01431909
Pages
5
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Frieze London & Frieze Masters 11am Preview invitation
From: Sarah Rafferty <MM
>
Date: Mon, 24 Jul 2017 16:39:57 -0400
To: Stewart Oldfield ‹
>
Please find below the official invitation for Frieze London & Frieze
Masters 2017 —11am Preview to forward to you list below.
James
Burritt
Ali
Rashid
Jamshid
Keynejad
Brad
Wechsler
Leon
Black
Brad
Briner
Michael
Bloomberg
Andrew
Feldstein
EFTA01431909
Rick
Caruso
Kelly
Masuda
Amber
Caska
Chuck
Chai
Adam
Lindemann
Todd
Meister
Greg
Martin
Barry
Bloom
Ken
Jones
Paul
Watson
EFTA01431910
Robert
Forsythe
Todd
Wanek
Jeffrey
Epstein
Ian
Slome
Frohman
Anderson
Matt
Womble
Katherine
Montrone
As a reminder, compliance instructions are below.
Compliance
As long as the client meets the below criteria, you can enter them in
compliance direct only if they confirm attendance.
EFTA01431911
Criteria:
Invitees should be limited to the wealth management client (or
prospect) and/or their family members
No sensitive counterparts (including public officials, regulatory
agencies, etc.)
DB payment of client travel & accommodation is not permitted
Pending business at the time of invite is not permitted (i.e.
specific discussions pertaining to investment type and amount have occurred
and decision or action is pending with client, or discussion on moving
assets from bank x to DB).
Prospective business is ok — general relationship building.
If they confirm, please use the following link to do this: http://-
lonccasp0002.uk.db.com:14711/en/home
The costs associated with this ticket type are: 11am Preview — €306
Enter in comments section - Parent ID: 198175
Guests will collect their Lounge pass and Fair ticket upon arrival at the
DBWM Lounge reception desk at either Frieze London or Frieze Masters
Invitation:
We hope you will be available to join us for the Preview of Frieze London.
Below is the invitation which includes a registration link if you would like
to reserve tickets. If you have any questions, please let me know.
fcid:ii_j4pg6mki0_15d0d33ccb1081771
"Deutsche Bank" means Deutsche Bank AG and its affiliated companies.
EFTA01431912
Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Banking
and lending services are offered through Deutsche Bank Trust Company
Americas, member FDIC, and other members of the Deutsche Bank Group. 0 2017
Deutsche Bank AG. All rights reserved. 025970.071017
EFTA01431913
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