Case File
efta-01431919DOJ Data Set 10OtherEFTA01431919
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01431919
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Re: Southern financial structured notes [C]
From: Andrew King
Date: Fri, 13 Oct 2017 09:22:42 -0400
To: Stewart Oldfield y
>
I believe there are only KCP accounts open - so we'd have to check if the form is on file for those
accounts. I'm traveling to a client meeting but Don or Ziggy could help.
Sent from my iPhone
On Oct 13, 2017, at 9:11 AM, Stewart Oldfield y
p wrote:
Classification: Confidential
Do you know if we have the approval form on file?
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel:
Mobile:
blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
EFTA01431919
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
1p
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