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Case File
efta-01431963DOJ Data Set 10Other

EFTA01431963

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01431963
Pages
3
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Trade Details 8/14/2018 [C] From: Liam Osullivan Date: Tue, 14 Aug 2018 17:53:57 -0400 To: Paul Barrett Richard Kahn Cc: Martin Zeman Xavier Avila Davide-A Sferrazza Stewart Oldfield Classification: Confidential Paul, You sold 2mm RBS Pref from the Southern Trust Co account: 1mm at 94.375 1mm at 94.425 You sold 200m SERV 7.25 3/1/38 from the SFLLC account: 100k at 99.141 100k at 98.875 Prepared on 08/14/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information You are left with 1mm RBS and 500m SERV. Thank you, EFTA01431963 Liam fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. EFTA01431964 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01431965

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