Case File
efta-01432293DOJ Data Set 10OtherEFTA01432293
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01432293
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
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Subject: So Tst Co [C]
From: Liam Osullivan
Date: Mon, 13 May 2019 16:10:53 -0400
To: Richard Kahn
Cc: Stewart Oldfield
Classification: Confidential
Hello Rich,
I hope all is well. The So Tst Co brokerage account received $650.14 in
interest on the RBS Preferred.
Thank you,
Liam
fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl
Liam O'Sullivan
Investments & Trading I Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154-0004, USA
Tel.
Mobile +
Email
Visit us: http://deutschewealth.com.
fhttps://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gifl
IWP products and services are intended for and available only to
sophisticated, experienced investors who qualify as "institutional accounts"
under FINRA Rule 4512(c)(3), and are capable of evaluating the investment
benefits and risks of, and exercising independent judgment in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
EFTA01432293
transaction, idea or opportunity discussed herein may be executed unless you
are a client of Deutsche Bank and of the Institutional Wealth Partners group
(IWP).
Material herein regarding IWP products, investment ideas and solutions is
for discussion purposes only. While brokerage services offered through the
IWP Americas desk may include investment recommendations and brokerage
advice, IWP does not provide investment management or investment advisory
services, and private market opportunities and other products and services
available through IWP are offered only on a non-advisory basis.
This communication is confidential and personal to you, solely for your
information and for discussion purposes only, and does not create any
legally binding obligation. Reproduction or distribution of any material
herein without our written consent is strictly forbidden.
EFTA01432294
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Domain
brandportal.intranet.db.comURL
http://deutschewealth.comRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
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DOJ Data Set 10OtherUnknown
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EFTA Document EFTA01428329
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