EFTA01432607

GSE Counterparts Gifts / Entertainment Multiple Counterparts Template (for requests involving more than 10 counterparts) Note: Austria - If it is a PWM client, do not disclose name of individual Counterpart. All Users from Aust ria, please add Client ID to 'Last Name' column Channel Islands - Do not disclose name of individual Counterpart Luxembourg, Malaysia, and Switzerland - Do not disclose name of individual Counterpart and organisat ion name of Counterpart Columns K, L: "Pending Business": Please indicate any upcoming transactions to the best of your kno wledge. Pending business is closure of the deal, extension of a business, termination of a contract or other legally binding relationship with the counterpart or the third person. I Last Name First Name Middle Name (Optional) Organization Name Country Orga nization Type Type of relationship with the counterpart Are you aware of any pending busines s of DB With Counterpart? Details according pending business Are you aware of any G&E tha t was exchanged between Deutsche Bank and any of these Counterparts in the last 12 months? Deta ils about offered / received G&E Comment 1 Sahay Rudy 54 Madison Partners, LLC USA Individual/Retail Prospective/ New Client (<3 months) No Yes Frieze NYC/ Billy Joel Attended Billy Joel. Did not attend Frieze 2 Gabriel James New Client (<3 months) Frieze 3 Murzyn Eric nt (<3 months) No 4 Wechsler New Client (<3 months) t attend Frieze or Napa 5 Black Leon nt (<3 months) No 6 Carpenter New Client (<3 months) 11 pending 7 Lynch Gene Private nt (<3 months) No No 8 Barry Michael Private nt (<3 months) No Yes 9 Lindermann Adam New Client (<3 months) No 10 Lindermann George New Client (<3 months) No 55 Madison Partners, LLC No Yes Frieze NYC/ Private Yes Brad No Private No Scott No USA Individual/Retail Prospective/ Billy Joel Attended Billy Joel. Did not attend Investor USA Individual/Retail Prospective/New Clie Frieze NYC/ Billy Joel Attended Billy Joel. Did not attend Frieze Private Investor USA Individual/Retail Prospective/ Yes Frieze NYC/ Billy Joel/Napa Attended Billy Joel. Did no Investor USA Individual/Retail Prospective/New Clie Private Investor USA Individual/Retail Prospective/ Yes Frieze NYC/Napa Offered Frieze and did not attend. Napa sti Investor USA Individual/Retail Investor USA Prospective/New Clie Individual/Retail Prospective/New Clie Frieze NYC Did not attend Private Investor USA Individual/Retail No Frieze NYC/London Attended Frieze London Private Investor USA Individual/Retail No Frieze NYC/Jackson Hole Did not attend 11 Marron Don Marron Capital USA Individual/Retail Prospective/New Client onths) No Yes Frieze NYC Did not attend 12 Meister Todd Meister Company LLC USA Individual/Retail nt (<3 months) No Yes Frieze NYC Did not attend 13 Montrone Katherine Latona Associates USA Individual/Retail pective/New Client (<3 months) No Yes Frieze NYC Attended Frieze NYC 14 Chai Chuck Hillspire USA Individual/Retail Prospective/New Client onths) No Yes Frieze NYC Did not attend 15 Caska Amber Hillspire USA Individual/Retail Prospective/New Client onths) No Yes Frieze NYC Did not attend 16 Snyder Dan Washington Redskins USA Individual/Retail Prospective/New Clie nt (<3 months) No Yes Frieze NYC Did not attend 17 Schreiber Karl Washington Redskins USA Individual/Retail Prospective/ New Client (<3 months) No Yes Frieze NYC Did not attend 18 Gold Stan Shamrock Capital USA Individual/Retail prospective/New Clie nt (<3 months) No Yes Frieze NYC Did not attend 19 Martin Greg Shamrock Capital USA Individual/Retail Prospective/New Clie nt (<3 months) No Yes Frieze NYC and Hockey Game Attended Hockey game, not Frieze 20 Slome Ian Slome Capital USA Individual/Retail Prospective/New Client (<3 onths) No Yes Frieze NYC Did not attend 21 Epstein Jeffrey J. Epstein Virgin Islands Foundation, Existing Client (>3 months) No No 22 Britton Charles Private Investor nt (<3 months) No Yes US Open/Napa ing 23 Jones nt (<3 months) 24 Wanek months) No No 25 Bloom Barry New Client (<3 months) t attend Frieze or Napa 26 Warner Steve nt (<3 months) No 27 Mitra Bonnie nt (<3 months) No 28 Kern Jonathan Ken No Ron Third Lake Capital Yes Napa Napa Private Investor Prospective/ and NYC Prospective/ (<3 nt Prospective/New Clie Pros (<3 m (<3 m Inc USA Individual/Retail m USA Individual/Retail Prospective/New Clie Offered US Open and did not attend. Napa still pend USA Individual/Retail still pending USA Individual/Retail Tish Financial Management No Yes Frieze NYC/ Private No Private No Investor Investor Private Investor prospective/New Clie Existing Client (>3 USA Individual/Retail Prospective/ Billy Joel/Napa Attended Billy Joel. Did no USA Individual/Retail prospective/New Clie USA Individual/Retail prospective/New Clie USA Individual/Retail Prospective/ EFTA01432607 New Client (<3 months) 29 Vaid Rahul nt (<3 months) No 30 Anderson New Client (<3 months) 31 Wonble Matt nt (<3 months) No 32 Boies Chris months) No No 33 Bills Michael Private nt (<3 months) No 34 Merrins Brian onths) No Yes 35 Homrich David onths) No Yes 36 Warren Glen nt (<3 months) No 37 Campf Darren nt (<3 months) No No 38 Bulloch Roger Private Investor nt (<3 months) No No 39 Burritt Jim Pacific pective/New Client (<3 months) 40 Ellin Howard Private months) No No 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 Private Fund No No Investor No No Private Investor No Frohman Everwatch Capital No Yes Frieze NYC Private Investor No Frieze NYC Private Investor Investor USA Individual/Retail Prospective/New Clie USA Individual/Retail Did not attend USA Individual/Retail Did not attend USA Individual/Retail USA Individual/Retail No Bluestern LLC USA Individual/Retail Frieze NYC Did not attend Arthur Blank USA Individual/Retail Napa Napa still pending Yorktown Partners USA Individual/Retai Yes Frieze NYC/Napa Did not attend either Private Investor USA Individual/Retai Prospective/ Prospective/New Clie Existing Client (>3 Prospective/New Clie Prospective/New Client (<3 m Prospective/New Client (<3 m 1 1 Prospective/New Clie Prospective/New Clie USA Individual/Retail Prospective/New Clie Advisors LLC USA Individual/Retail Pros USA Individual/Retail Existing Client (>3 EFTA01432608 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 EFTA01432609 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 Column H "Type of relationship with the counterpart": "Established clients": Clients where your desk has an established business relationship lasting for more than 3 months. Afghanistan Albania Algeria Andorra Angola Antigua and Barbuda Argentina Armenia Australia Sensitive Counterpart (Eg. Public Official) Regulatory/Supervisory Agency Austria Yes Public Officials (US only) Prospective/New Client (<3 months) Azerbaijan No Corporate Prospective/New Vendor (<3 months) Bahamas Family Member Existing Client (>3 months) Bahrain Government Entity Existing Vendor (>3 months) Bangladesh Government Owned Entity Other Barbados Institutional NA Belarus Individual/Retail Interdealer Broker Belgium Vendor Belize ERISA related (US only) Benin Union or Union-related Official (US only) Bhutan Interdealer Broker Bolivia Bosnia and Herzegovina Botswana Brazil Brunei Bulgaria Burkina Faso Burundi Cambodia Cameroons Canada Cape Verde Cayman Islands Central African Republic Chad Channel Islands Chile China Colombia Comoros Congo-Democratic Republic Congo-Republic Costa Rica Croatia Cuba Cyprus Czech Republic Denmark Djibouti Dominica EFTA01432610 Dominican Republic East Timor / Timor-Leste Ecuador Egypt El Salvador Equatorial Guinea Eritrea Estonia Ethiopia Fiji Finland France Gabon Gambia Georgia Germany Ghana Greece Grenada Guatemala Guinea Guinea-Bissau Guyana Haiti Honduras Hong Kong Hungary Iceland India Indonesia Iran Iraq Ireland Israel Italy Ivory Coast Jamaica Japan Jordan Kazakhstan Kenya Kiribati Kosovo Kuwait Kyrgyzstan Laos Latvia Lebanon Lesotho Liberia Libya Liechtenstein Lithuania Luxembourg Macedonia Madagascar Malawi Malaysia Maldives Mali Malta Marshall Islands Mauritania Mauritius Mexico Micronesia Moldova Monaco Mongolia Montenegro Morocco Mozambique Myanmar Namibia Nauru Nepal Netherlands New Zealand Nicaragua EFTA01432611 Niger Nigeria North Korea Norway Oman Pakistan Palau Palestine Panama Papua New Guinea Paraguay Peru Philippines Poland Portugal Qatar Romania Russia Rwanda Samoa San Marino Sao Tome and Principe Saudi Arabia Senegal Serbia Seychelles Sierra Leone Singapore Slovakia Slovenia Solomon Islands Somalia South Africa South Korea South Sudan Spain Sri Lanka St. Kitts and Nevis St. Lucia St. Vincent and the Grenadines Sudan Suriname Swaziland Sweden Switzerland Syria Taiwan Tajikistan Tanzania Thailand Togo Tonga Trinidad and Tobago Tunisia Turkey Turkmenistan Tuvalu Uganda UK(United Kingdom) Ukraine United Arab Emirates Uruguay USA Uzbekistan Vanuatu Vatican city Venezuela Vietnam Yemen Zambia Zimbabwe For internal use only EFTA01432612 Sheet2 Organizational type Pending business Relationship type Category of Gift or Enteltd_ nment Currency Past G&E Government Entity Yes Established client Gift EUR Yes Institutional No Prospective client Entertainment JPY No Public Official New client PWM client Vendor Retail Family member State Owned Entity Vendor Workers Council Member For internal use only EFTA01432613