EFTA01433277

Subject: Re: JEE WT [C] From: Richard Kahn < Date: Wed, 28 Dec 2016 13:16:49 -0500 To: Rowena Thomas < Cc: Marjorie Flash Stewart Oldfiel Darren Indyk Bella Klein thank you Richard Kahn HBRK Associates Inc. .com> On Dec 28, 2016, at 1:16 PM, Rowena Thomas < > Classification: Confidential Hello, > wrote: Please see below the wire reference information confirming that the wire request was processed. Message: {1:FOlSBOSGB2XAXXX1935030302}- {2:01031722161227SBOSUS3FAXXX26166146531612272222N}{4: :20:SCMS161227278721 :23B:CRED :32A:161228EUR5000, :33B:EUR5000, :50K:/1050923 NJD1 DB ONSHORE CUSTODY NJAA WEALTH MANAGEMENT SERVICES 1200 CROWN COLONY DR EFTA01433277 QUINCY, MA 02169 :536:/BOSTEUR02 :57A:SOGEFRPPXXX • • FR7630003037150005054672133 :71A:OUR :72:/INS/00050546721 /REC/6100 RED HOOK QUARTER B3 //ST THOMAS VI 00802 -}{5:{CHK:38F41C7CA263}1 Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Management Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without EFTA01433278 limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn Sent: Wednesday, De m 11: 2 AM To: Rowena Thomas Subject: Re: HE WT [C] please confirm wire was sent thank you Richard Kahn EFTA01433279 HBRK Associates Inc. On Dec 27, 2016, at 11:10 AM, Rowena Thomas <[email protected]> wrote: Classification: Confidential Will handle. Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Mana'ement EFTA01433280 Email [email protected] Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn [mailto: Sent: Tuesday, December 27, 2016 11:07 AM To: Rowena Thomas Subject: Re: JEE WT [C] EFTA01433281 ok attached is request please call darren indyke at to confirm thank you <image003.png> Richard Kahn HBRK Associates Inc. On Dec 27, 2016, at 11:06 AM, Rowena Thomas < wrote: Classification: Confidential Hi Richard, I'm monitoring Marjorie's email. While she is on vacation please forward me EFTA01433282 your request. Thank You, Rowena Thomas <image001.gif> Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Manasement Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01433283 in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn [mailto: Sent: Tuesday, December 27, To: Marjorie Flash Cc: Stewart Oldfiel Darren Indyke a.; Bella Klein Subject: Fwd: JEE WT i just called and received a voicemail that you will be out of the office please advise who can process attached euro wire thank you <image003.png> Richard Kahn HBRK Associates Inc. EFTA01433284 Begin forwarded message: From: Marjorie Flash < > Subject: RE: JEE WT Date: October 28, 2016 at 3:00:17 PM EDT To: bellaklein Cc: Darren Indyke Richard Kahn Bella, Received and processing. Thanks. Kind Regards, Marjorie Flash I have relocated to Deutsche Bank office in Jacksonville FL effective 1/4/16 my new office # is EFTA01433285 Marjorie Flash Deutsche Bank Trust Company, National Association Deutsche Bank Wealth Mana'ement Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note, automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If you reside in, or have business in Canada and wish to unsubscribe from receiving email communication, please reply to [email protected] and type "unsubscribe" in the subject line. EFTA01433286 From: bellaklein [mailto Sent: Friday, October 28, 2016 2:48 PM To: Marjorie Flash Cc: Darren Indyke; Richard Kahn Subject: JEE WT Marjorie, Please process the attached wire Thank you, Bella This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433287 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433288 EFTA01433289