Case File
efta-01433863DOJ Data Set 10OtherEFTA01433863
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01433863
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FW: Butterfly / Paul Barrett [C]
From: Stewart Oldfield ‹
>
Date: Mon, 15 Oct 2018 10:43:15 -0400
To: Richard Iarossi
Cc: Bradley Gillin
Please send this morning. Liam needs this to open their new account. Thanks
From: Liam Osullivan
Sent: Monday, October 15, 2018 10:25 AM
To: Stewart Oldfield
Cc: Richard Iarossi
Subject: RE: Butterfly / Paul Barrett [C]
Classification: Confidential
Bradley Gillin
Hello, I forgot to say "Current ID" in my original email.
For Butterfly:
Approved KYC
Harry Beller — Contact Information
Erika Kellerhals - Contact Information
Darren Indyke — Current ID
Richard Kahn — Current ID
From: Liam Osullivan
Sent: Friday, October 12, 2018 11:40 AM
To: Stewart Oldfield
Cc: Richard Iarossi
Bradley Gillin
EFTA01433863
Subject: Butterfly / Paul Barrett [C]
Classification: Confidential
I have attached Paul's ID and the LTA that has his information.
For Butterfly:
Approved KYC
Harry Beller — Contact Information
Erika Kellerhals
Darren Indyke
Richard Kahn
Contact Information
There are documents that we will need if the account wants Margin and
Options....as well as a completed e-delivery form.
Thanks!
{
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
}
KCP products and services are intended and available only for persons who
EFTA01433864
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01433865
Related Documents (6)
DOJ Data Set 10CorrespondenceUnknown
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