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Case File
efta-01434475DOJ Data Set 10Other

EFTA01434475

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01434475
Pages
4
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: STC Brokers e: Position Maturing From: Jj Litchford Date: Thu, 03 Mar 2016 13:12:29 -0500 To: Vahe Stepanian Ariane Dwyer Daniel Sabba Cc: Paul Morris < Stewart Oldfield I was doing routine account monitoring this morning, I see an STC brokerage account (N4G023812) has a money market position of —$3.5MM. Have we engaged recently on any trade ideas? {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, Floor 24 10154-0004 New York, NY, USA Tel. Fax Mobile Email {https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif} Securities offered through Deutsche Bank Securities Inc. From: Jj Litchford Sent: Tuesday, October 27, 2015 12:15 PM To: Vahe Stepanian Cc: Ariane Dwyer; Daniel Sabba; Paul Morris Subject: RE: STC Brokerage: Position Maturing EFTA01434475 Have you been able to follow up on this? {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} From: Vahe Stepanian Sent: Wednesday, October 21, 2015 12:59 PM To: Jj Litchford Cc: Ariane Dwyer; Daniel Sabba Subject: FW: STC Brokerage: Position Maturing Thanks for sending. Please also include Ari on similar emails. From: Jj Litchford Sent: Wednesday, October 21, 2015 12:49 PM To: 'Richard Kahn' Cc: Paul Morris; Vahe Stepanian; Stewart Oldfield Subject: STC Brokerage: Position Maturing Hi Rich-- EFTA01434476 I wanted to give you notice a position in STC's brokerage account will be maturing in one week. Security ISIN Quantity Maturity Date PETROLEOS DE VENEZUELA NOTES SENIOR ISIN#XS0460546525 5.000% 10/28/15 REG DTD 10/28/09 CLB CALLABLE XS0460546525 2,000,000.00 10/28/2015 We will call you to discuss. Thanks, 33 {cid:[email protected]} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. Mobile Email {cid:[email protected]} EFTA01434477 EFTA01434478

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