Case File
efta-01434475DOJ Data Set 10OtherEFTA01434475
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01434475
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: STC Brokers e: Position Maturing
From: Jj Litchford
Date: Thu, 03 Mar 2016 13:12:29 -0500
To: Vahe Stepanian
Ariane Dwyer
Daniel Sabba
Cc: Paul Morris <
Stewart Oldfield
I was doing routine account monitoring this morning, I see an STC brokerage
account (N4G023812) has a money market position of —$3.5MM. Have we engaged
recently on any trade ideas?
{https://brandportal.intranet.db.com/img/modules/-
DAWN_ logo_ metallic 46x46.gif}
JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, Floor 24 10154-0004 New York, NY, USA
Tel.
Fax
Mobile
Email
{https://brandportal.intranet.db.com/img/modules/claim_en_rgb.gif}
Securities offered through Deutsche Bank Securities Inc.
From: Jj Litchford
Sent: Tuesday, October 27, 2015 12:15 PM
To: Vahe Stepanian
Cc: Ariane Dwyer; Daniel Sabba; Paul Morris
Subject: RE: STC Brokerage: Position Maturing
EFTA01434475
Have you been able to follow up on this?
{cid:[email protected]}
JJ Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email
{cid:[email protected]}
From: Vahe Stepanian
Sent: Wednesday, October 21, 2015 12:59 PM
To: Jj Litchford
Cc: Ariane Dwyer; Daniel Sabba
Subject: FW: STC Brokerage: Position Maturing
Thanks for sending. Please also include Ari on similar emails.
From: Jj Litchford
Sent: Wednesday, October 21, 2015 12:49 PM
To: 'Richard Kahn'
Cc: Paul Morris; Vahe Stepanian; Stewart Oldfield
Subject: STC Brokerage: Position Maturing
Hi Rich--
EFTA01434476
I wanted to give you notice a position in STC's brokerage account will be
maturing in one week.
Security
ISIN
Quantity
Maturity Date
PETROLEOS DE VENEZUELA NOTES SENIOR ISIN#XS0460546525 5.000% 10/28/15 REG
DTD 10/28/09 CLB CALLABLE
XS0460546525
2,000,000.00
10/28/2015
We will call you to discuss.
Thanks,
33
{cid:[email protected]}
33 Litchford
Associate Banker
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, New York 10154
Tel.
Mobile
Email
{cid:[email protected]}
EFTA01434477
EFTA01434478
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