Case File
efta-01434786DOJ Data Set 10OtherEFTA01434786
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01434786
Pages
8
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FW: Next Steps: Invitation for Frieze Preview [I]
From: Stewart Oldfield <
›
Date: Thu, 02 Aug 2018 14:11:06 -0400
To: Monica Gilkinson
Cc: Bradley Gillin
From: Sarah Rafferty
Sent: Thursday, August 02, 2018 2:10 PM
To: Stewart Oldfield <IM
>
Subject: FW: Next Steps: Invitation for Frieze Preview [I]
Classification: For internal use only
Hi — you have the following registrations for Frieze London. Please let me
know if you have any questions. Thanks.
Event
Region
Status
First name
Last name
Email
DB representative
Frieze London Preview 2018 (Wed)
Americas
Registered
Adam
Lindemann
EFTA01434786
Stewart Oldfield
Frieze London Preview 2018 (Wed)
Americas
Guest
Amalia
Dayan
Stewart Oldfield
Frieze London Preview 2018 (Wed)
Americas
Registered
Ali
Rashid
Stewart Oldfield
Frieze London Preview & Private View (Thurs)
Americas
Registered
Nadim
El Gabbani
Stewart Oldfield
EFTA01434787
Frieze London Preview & Private View (thurs)
Americas
Guest
Vanessa
Karlo
Stewart Oldfield
Regards,
Sarah
fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl
Sarah Rafferty
Director I Marketing - Americas
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas
Postal address: 345 Park Avenue, 24th floor, New York, NY 10154
Tel: +
Fax:
Mobile:
EFTA01434788
#PositiveImpact
From: Sarah Rafferty
Sent: Tuesday, July 10, 2018 12:38 PM
To: Stewart Oldfield
Subject: Next Steps: Invitation for Frieze Preview [I]
Classification: For internal use only
Hi Stewart, below is the invite for the Preview for you to forward to your
nominated clients listed below:
James
Burritt
Ali
Rashid
Jamshid
Keynejad
Leon
Black
Michael
Bloomberg
EFTA01434789
Andrew
Feldstein
Rick
Caruso
Kelly
Masuda
Todd
Meister
Greg
Martin
Stan
Gold
Barry
Bloom
Ken
Jones
Paul
Watson
Robert
Forsythe
EFTA01434790
Todd
Wanek
Jeffrey
Epstein
Paul
Barrett
Ian
Slome
Katherine
Montrone
Raj
Pundarika
Todd
Kristol
Jon
Sobel.
Heather
Crosby
Tom
Danziger
Rudy
EFTA01434791
Sahay
Patrick
McGinnis
As a reminder, compliance instructions are below.
Compliance
As long as you are not aware of any potential issues and the client meets
the below criteria, you can enter them in compliance direct only if they
confirm attendance. Questions or concerns should be directed to the ABC
group.
Criteria:
Invitees should be limited to the wealth management client (or
prospect) and/or their family members
No sensitive counterparts (including public officials, regulatory
agencies, etc.)
DB payment of client travel & accommodation is not permitted
Pending business at the time of invite is not permitted (i.e.
specific discussions pertaining to investment type and amount have occurred
and decision or action is pending with client, or discussion on moving
assets from bank x to DB).
Prospective business is ok — general relationship building.
If they confirm, please use the following link to do this: https://-
The costs associated with this ticket type are: 11am Preview —
$376.90
EFTA01434792
Enter in comments section - Parent ID: 226591 (enter in comments
section)
Invitation (cut and paste/forward the below):
We hope you will be available to join us for the Preview of Frieze London.
Below if the invitation which includes a registration link if you would like
to reserve tickets. If you have any questions, please let me know.
{/Users/swaiale/Desktop/DBWM/Projects/DBWM - Frieze 2018 London/FINAL/-
FINAL US/PDFs/FRIEZE London US Preview.pdfl
EFTA01434793
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