Case File
efta-01434810DOJ Data Set 10OtherEFTA01434810
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01434810
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Indications [C]
From: Liam Osullivan
Date: Mon, 13 Aug 2018 12:48:31 -0400
To: Paul Barrett
Cc: Joshua Shoshan
Martin Zeman
Xavier Avila
Stewart Oldfield
Classification: Confidential
Update:
4mm RBS Float PERP 780097AU5 - 94.50
Sold 1mm at 94.875 ( Street 99.00) —working balance, 3mm, at
94.875 street price.
900m SERV 7 14 03/01/38 81760NAB5 - 99
Sold 200m at 98.8795 (Street 99.0045) — working balance,
700m, at 99.00 street price.
Thank you,
Liam
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
EFTA01434810
Prepared on 08/13/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm
believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee
the accuracy of this information, or the reliability of these sources.
Please refer to your official account statements and confirmations for all
trade information.
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
From: Liam Osullivan
Sent: Monday, August 13, 2018 8:52 AM
To: 'Paul Barrett'
Cc: Joshua Shoshan
; Xavier Avila
Subject: Indications [C]
Martin Zeman
EFTA01434811
Classification: Confidential
Good morning Paul,
Indicative bids:
4mm RBS Float PERP 780097AU5 - 94.50
900m SERV 7 24 03/01/38 81760NAB5 — 99
Thank you,
Liam
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
EFTA01434812
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01434813
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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