Case File
efta-01434893DOJ Data Set 10OtherEFTA01434893
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Unknown
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DOJ Data Set 10
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efta-01434893
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12
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0
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
From: Nina-X Nevidzanska ‹
>
Date: Tue, 31 Jul 2018 11:45:59 -0400
To: Stewart Oldfield
Cc: Alison Sinicropi
Terri Sohrab
Bradley Gillin
Hi Stew,
Happy to. May need more information in terms of her contact details but we
can connect on that once the DB Access team creates her registrants profile
from their end.
Thank you
Nina
From: Stewart Oldfield
Sent: Tuesday, July 31, 2018 11:41 AM
To: Nina-X Nevidzanska
Cc: Alison Sinicropi
; Terri Sohrab
<
).; Bradley Gillin
Subject: Re: DB tech conference - Sep. 12/13 Las Vegas [I]
And will you then register niki for the aviation conf? Thanks.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
EFTA01434893
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
On Jul 31, 2018, at 11:38 AM, Stewart Oldfield
wrote:
Thanks!
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
EFTA01434894
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
On Jul 31, 2018, at 11:17 AM, Nina-X Nevidzanska c
>
wrote:
Stew,
Just got confirmation that Mr. Tehranchian is already registered for Tech
Conference so they will only need Niki to sign the Attendee Acknowledgment
form.
Thanks a lot
Nina
Kind regards
<image001.gif>
Nina Nevidzanska
Deutsche Bank
Corporate Finance Partnership - Americas
EFTA01434895
60 Wall Street, New York, NY 10005
Tel:
E-mail:
From: Nina-X Nevidzanska
Sent: Tuesday, July 31, 2018 10:44 AM
To: Stewart Oldfield
Cc: Alison Sinicropi
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
Hi Stew,
Looks like the new process for prospects registration is the same for all
the conferences going forward.
Could you please have Mr. Tehranchian and Niki Rokni to sign the Attendee
Acknowledgment form and send it back to me?
I will also need their e-mail addresses so that the Corporate Access team
can create their profiles in the registration system upon which they will be
able to register (Kurosh for Tech conference and Niki for the Aircraft
Financing).
Thank you
Nina
Kind regards
EFTA01434896
<image001.gif>
Nina Nevidzanska
Deutsche Bank
Corporate Finance Partnership - Americas
60 Wall Street, New York, NY 10005
Tel:
E-mail:
From: Stewart Oldfield
Sent: Monday, July 30, 2018 3:55 PM
To: Nina-X Nevidzanska
Cc: Alison Sinicropi
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
prospect
From: Nina-X Nevidzanska
Sent: Monday, July 30, 2018 3:54 PM
To: Stewart Oldfield
Cc: Alison Sinicropi
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
EFTA01434897
Thank you, Stew.
Is Kurosh Tehranchian a client or prospect? Checking with the events team if
he is registered.
Will get back to you re Aircraft Financing Conference as well.
Nina
From: Stewart Oldfield
Sent: Monday, July 30, 2018 3:47 PM
To: Nina-X Nevidzanska
Cc: Alison Sinicropi
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
I have invited the people listed below. Only a few are likely to attend.
Shouldn't be a problem getting the doc filled out. Please call when you'd
like to discuss. Thanks
Kurosh Tehranchian (relationship of Terri). I know he registered (or tried
to). Perhaps you can check
Steve Warner — CIO of Tisch, doubt he will attend
Robert Forsythe and Paul Watson — Third Lake. Robert attended last year.
Not sure whether either plans to go this year
Greg Martin — Shamrock. Don't think he's planning to go
Roger Bulloch — Brightstar Capital
Jim Burritt — Pacific Life
Milo Gonzalez and Gosha Zandt — Henry Nicholas family office
Katherine Montrone — Liberty Lane Services
Paul Barrett — Southern Financial
EFTA01434898
Chuck Chai — Hillspire
Amber Caska — Portfolia
Gregory Ruben — Elysium (Leon Black family office)
Rob Cain and Tim Sarhatt — CFM, won't attend
Ali Rashid — cannot attend
Ray Tonsing
Rahul Vaid — Crestline. Attended last year
Lara George and Mike Niccolina — MCM. Cannot attend
Reaz Iaslam — cannot attend
Also, I have someone who would like to attend the Aircraft Financing and
Leasing conference in NY — Niki Rokni (please see link below)
http://www.axonaviation.com/company/our-team
From: Nina-X Nevidzanska
Sent: Friday, July 27, 2018 11:07 AM
To: Stewart Oldfield
Cc: Alison Sinicropi
Subject: FW: DB tech conference - Sep. 12/13 Las Vegas [I]
Hi Stew,
Alison and I are again centralizing the list of all WM guests going to the
Tech conference. I see you invited Alan Resnikoff from Shamrock. Anyone else?
Please note that there are a few important changes to the registration this
year:
EFTA01434899
With the enforced KYC processes in place, going forward, the
prospective Clients/non-onboarded guests, will have to attest to the
attached waiver. This isn't applicable for on-boarded clients.
Alison Sinicropi and I will be happy to help with the actual
online registration with coordination with the Events team, as guests who
aren't on-boarded in registration system won't be able to register freely.
Also please note that special programming/social evening events are still
TBD and would be only open to the select guests. We will keep you posted as
they shape out.
Thanks a lot
Nina
Kind regards
<image001.gif>
Nina Nevidzanska
Deutsche Bank
Corporate Finance Partnership - Americas
60 Wall Street, New York, NY 10005
Tel:
E-mail:
EFTA01434900
From: Edward Carlstrom
Sent: Tuesday, July 24, 2018 2:32 PM
To: Stewart Oldfield
Cc: Harris Winters
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
Stew — you can send this one out. It's approved to use with clients.
From: Stewart Oldfield
Sent: Monday, July 23, 2018 1:15 PM
To: Edward Carlstrom
Cc: Harris Winters
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
Nice, thanks. Let me know when there's something I can send, even if only
an indicative list.
Thanks
From: Edward Carlstrom
Sent: Monday, July 23, 2018 2:24 PM
To: Stewart Oldfield
Cc: Harris Winters
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]
Classification: For internal use only
I don't think this is cleared to send to clients yet, as its still shifting,
but attached is the most recent draft agenda I've seen. Most of the private
company track is filled out — take a look at the right most column.
EFTA01434901
Edward A. Carlstrom
Director, Deutsche Bank Securities Inc.
Mobile +1 347-463-3781
Email
From: Stewart Oldfield
Sent: Monday, July 23, 2018 10:32 AM
To: Edward Carlstrom
Cc: Harris Winters
Subject: FW: DB tech conference - Sep. 12/13 Las Vegas
When will have the private companies confirmed?
From: Alan Resnikoff [mailto:
Sent: Monday, July 23, 2018 1:28 PM
To: Stewart Oldfield
Subject: RE: DB tech conference - Sep. 12/13 Las Vegas
Thanks Stewart. Would be great to know more about the private companies
that are attending.
Alan Resnikoff I Partner
Shamrock Capital
1100 Glendon Ave, Suite 1600
Los Angeles, CA 90024
EFTA01434902
www.shamrockcap.com
Joanna Nelson I Executive Assistant
From: Stewart Oldfield
Sent: Monday, July 23, 2018 8:54 AM
To: Alan Resnikoff ‹
>
Subject: DB tech conference - Sep. 12/13 Las Vegas
Alan,
Registration for our September tech conference is now open using the link
below. I hope all is well and look forward to catching up soon.
Stew
https://conferences.db.com/americas/tech18
<image002.png>
EFTA01434903
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01434904
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