Case File
efta-01436005DOJ Data Set 10OtherEFTA01436005
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01436005
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FW: Structured Products A reement [C]
From: Stewart Oldfield
Date: Mon, 23 Oct 2017 15:39:48 -0400
To: Andrew King ‹
>
This was the last I saw on this.
From: Liam Osullivan
Sent: Friday, October 13, 2017 5:24 PM
To: 'Paul Barrett'
; 'Richard Kahn'
Cc: Martin Zeman
; Vahe Ste anian
; Davide-A Sferrazza
Stewart Oldfield
; Joshua Shoshan
Subject: Structured Products Agreement [C]
Classification: Confidential
Richard and Paul,
Martin requested that we send you the attached Structured Products Agreement
and e-delivery forms to approve relevant account(s) to purchase Structured
Notes. We will need the forms completed for each account in which you would
like to trade structured notes. Given most of the trading activity is
concentrated in the SFLLC acct ending x804 - feel free to only complete for
that account. These forms need to be refreshed as the previous forms on file
have expired.
Separately — I've also included our Email Waiver form, which will allow Paul
to send us orders via email and Bloomberg. The form should be signed by
both Mr. Epstein and Paul.
Please contact us with any questions.
EFTA01436005
Kind regards,
Liam O'Sullivan
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel. +1 212 454-0453
Email
EFTA01436006
Technical Artifacts (3)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
+1 212 454-0453URL
https://brandportal.intranet.db.com/img/modules/logo.gifWire Ref
refreshedRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01420806
0p
DOJ Data Set 10OtherUnknown
EFTA01437509
4p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01435813
0p
DOJ Data Set 10OtherUnknown
EFTA01376881
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01428329
0p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01432190
0p
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