Case File
efta-01436599DOJ Data Set 10OtherEFTA01436599
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01436599
Pages
3
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Alpha Capital [I]
From: Stewart Oldfield
Date: Thu, 31 Jan 2019 12:04:12 -0500
To: Andrew Gallivan <
>
Classification: For internal use only
Were you able to have discussions about this? Thanks
From: Stewart Oldfield
Sent: Thursday, Januar 24, 2019 10:59 AM
To: Andrew Gallivan
Subject: Fwd: Alpha Capital
Can we chat about this later today, tmw or Monday? Thanks
Stewart Oldfield, CFA, CAIA
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobile
Email
EFTA01436599
Securities offered through Deutsche Bank Securities Inc.
Begin forwarded message:
From: Alan Brody
Date: January 24, 2019 at 10:35:41 AM EST
To: Stewart Oldfield
'
Sferrazza <davide-
Subject: Alpha Capital
Classification: Public
Hi Stewart
I spoke to
(KCP's new
onboarding
onboarding
Best
Alan
Paul Barrett today. He wants to open a Pershing account
name) with DVP away instructions. Paul says he can sign
agreement for Alpha. Would you mind getting the KYC and
going with Paul? Happy to discuss if you have any questions.
in IWP
the KCP
Alan Brody
Managing Director I Head of KCP Americas Global Investments & Trading
Deutsche Bank Wealth Management
345 Park Avenue
New York, NY 10154-0004
Work
Email:
EFTA01436600
EFTA01436601
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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