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Case File
efta-01436599DOJ Data Set 10Other

EFTA01436599

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01436599
Pages
3
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Alpha Capital [I] From: Stewart Oldfield Date: Thu, 31 Jan 2019 12:04:12 -0500 To: Andrew Gallivan < > Classification: For internal use only Were you able to have discussions about this? Thanks From: Stewart Oldfield Sent: Thursday, Januar 24, 2019 10:59 AM To: Andrew Gallivan Subject: Fwd: Alpha Capital Can we chat about this later today, tmw or Monday? Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email EFTA01436599 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Alan Brody Date: January 24, 2019 at 10:35:41 AM EST To: Stewart Oldfield ' Sferrazza <davide- Subject: Alpha Capital Classification: Public Hi Stewart I spoke to (KCP's new onboarding onboarding Best Alan Paul Barrett today. He wants to open a Pershing account name) with DVP away instructions. Paul says he can sign agreement for Alpha. Would you mind getting the KYC and going with Paul? Happy to discuss if you have any questions. in IWP the KCP Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154-0004 Work Email: EFTA01436600 EFTA01436601

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