Case File
efta-01438171DOJ Data Set 10OtherEFTA01438171
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01438171
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: FW: discretionary portfolio m mt [I]
From: Stewart Oldfield
Date: Fri, 27 Oct 2017 09:52:33 -0400
To: Andrew King
Did you ever send him our healthcare and tech managers?
From: Stewart Oldfield
Sent: Thursday. October 26. 2017 11:40 PM
To:
Cc: Martin Zeman
Subject: Re: discretionary portfolio mgmt [I]
Classification: For Internal Use Only
Generally not. Would look to an external manager for something like that.
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue. New York, NY 10154
Tel:
Mobile:
blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Paul Barrett [mailto:
Sent: Thursday, October 26, 2017 10:58 PM
To: Stewart Oldfield
Cc: Martin Zeman
Subject: RE: discretionary portfolio mgmt
Thanks
Do you offer any single sector managed solutions? Like a tech or healthcare
sleeve?
EFTA01438171
Paul Barrett
Alpha Group Capital LLC
142 W 57th Street, 11th Floor, New York, NY 10019
(o)
(c)
From: Stewart Oldfield [mailto:
Sent: Thursday, October 26, 2017 9:02 PM
To: Paul Barrett
Cc: Martin Zeman
Subject: RE: discretionary port o io mgmt
I've attached a short overview of our approach and core portfolios. You
heard a good summary of this at lunch today, but let's catch up tomorrow to
discuss in more detail. Thanks,
Stew
From: Paul Barrett [mailto:
Sent: Thursday, October 26, 2017 6:26 PM
To: Stewart Oldfield e
>
Cc: Martin Zeman
Subject: Re: discretionary
EFTA01438172
Thanks.
Paul Barrett
Alpha Group Capital LLC
142 W 57th Street, 11th Floor, New York, NY 10019
(o)
(c)
On Oct 26, 2017, at 4:32 PM, Stewart Oldfield ‹
>
wrote:
Paul,
Martin mentioned that you would like some more info on our DPM offering. I
will pull together some materials for you tmw and will be happy to chat
about what we do in this space. Thanks
<image001.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank
Deutsche Bank
345 P_
Tel.
Mobile
Email
Trust Company Americas
Wealth Management
ew York, NY 10154
blackberry
Securities offered through Deutsche Bank Securities Inc.
EFTA01438173
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01438174
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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