Case File
efta-01438400DOJ Data Set 10OtherEFTA01438400
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01438400
Pages
6
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Gratitude America, Ltd [C] [I]
From: Richard Iarossi <
IME>
Date: Thu, 06 Sep 2018 12:21:59 -0400
To: Stewart Oldfield
Cc: Bradley Gillin
Classification: For internal use only
Hi Stew,
Do you have the account opening documents that were sent over on August 20th?
Thank You
Richard Iarossi
Assistant Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Thursday, September 06, 2018 12:20 PM
To: Richard Iarossi
Cc: Bradley Gillin <
Subject: FW: Gratitude America, Ltd [C]
I think the KYC review should be completed shortly. What else do we need to
do to open this account?
Thanks
EFTA01438400
From: Richard Kahn [mailto:
Sent: Tuesday, August 21, 2018 9:08 AM
To: Bradley Gillin
Cc: Stewart Oldfield
Richard Iarossi
Subject: Re: Gratitude America, Ltd [C]
Thank you.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phone
Fax
Cell
Bella Klein
On Aug 21, 2018, at 9:01 AM, Bradley Gillin e
> wrote:
Classification: Confidential
Richard,
Received, thank you.
EFTA01438401
This entity is currently in an annual KYC review. Once approved, the
account can be opened.
Regards,
Brad
<image001.gif>
Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl
New York, NY 10154
Tel.
Fax
Email
Securities offered through Deutsche Bank Securities Inc.
From: Richard Kahn [mailto:
Sent: Monday, August 20, 2018 4:27 PM
To: Bradley Gillin
Cc: Stewart Oldfield
Subject: Re: Gratitude America, Ltd [C]
; Bella Klein
attached is signed paperwork
please review and let me know if anything else is needed
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
EFTA01438402
New York, NY 10022
tel
fax
cell
> On Aug 8, 2018, at 4:10 PM, Bradley Gillin e
> wrote:
> Classification: Confidential
> Hi Rich,
> Please find attached account opening paperwork.
> Please complete the resolution. All other documents have pre-filled and
marked for execution.
> Thank you.
> Regards,
> Brad
>
> Bradley Gillin
> Vice President
> Deutsche Bank Wealth Management
> 345 Park Avenue, 24th Fl
> New York, NY 10154
> Tel.
> Fax
> Email
> Securities offered through Deutsche Bank Securities Inc.
Original Message
• From: Stewart Oldfield
• Sent: Wednesday, Au ust 08, 2018 11:12 AM
> To: Richard Kahn
> Cc: Bella Klein
> Subject: RE: Gratitude
> Yes, rate is currently
cash that you don't need
America, Ltd
; Bradley Gillin
1.8% so definitely worth moving over. If there is
daily liquidity on, can also move into CDs for an
EFTA01438403
even higher rate - 2.25% for 3m, 2.6% for 6m currently.
> We will send account docs to you as soon as possible. I'm on my mandatory
two week absence starting Monday, so Brad will run with this.
> Thanks.
Original Message
> From: Richard Kahn [mailto:
> Sent: Wednesday, August 08, 2018 10:43 AM
> To: Stewart Oldfield
> Cc: Bella Klein
> Subject: Gratitude America,
> can we set up an AG account with higher interest as we now have 2mm in
checking please advise thanks
> Richard Kahn
> HBRK Associates Inc.
> 575 Lexington Avenue 4th Floor
> New York, NY 10022
> tel
> fax
> cell
>
>
>
>
> ---
> This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
> Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
> Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
> <MFPScan2018-08-08-155330.pdf>
Ltd
EFTA01438404
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01438405
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View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
URL
https://db.com/disclosuresRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01433047
0p
DOJ Data Set 10OtherUnknown
EFTA01425643
5p
Dept. of JusticeOtherUnknown
EFTA Document EFTA01424993
Subject: RE: Any chance ou also have the Mort certificate handy? Thanks From: Richard Iarossi Date: Mon, 17 Sep 2018 17:54:27 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Bradley Gillin ilM1~1~1~> Hi Bella, Thank you for all of these. I've gone through the list and I believe that Neptune, LLC and Jeepers, Inc. would be the last two outstanding COGS. Please correct me if these have been sent already. Regards, Rich Richard Iarossi Assistant Vice President Deutsche Bank W
6p
DOJ Data Set 10OtherUnknown
EFTA01379643
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01428351
0p
DOJ Data Set 10OtherUnknown
EFTA01388182
1p
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