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Case File
efta-01441268DOJ Data Set 10Other

EFTA01441268

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01441268
Pages
2
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
DEUTSCHE BANK Fax Sep 20 2013 OBiOBpm P013/03] Deutsche Bank Private Wealth Management Limited Liability Qompany Account Authorization & Indemnity I\J 4:6, Account Numban The undersigned h"by napreMhts and warrants that ha or.afte is the martafling member fh a ffmited ffefaiTfty company known hereinafter called tha "Limited Liability Company" or "LLC," and hereby "ufhorn Financial, LLC as ' (N4"<4 0< LimitKl USbtlity CotnNny) authoriMS Deutsche Bank Securities Inc. < referred to herein as "DBSD to open a securities account for the Limited Liability Company, to be known as tha Account. is/are hereby appointed agentlsj and attomeyls)-in-fact of the Limited Llabllrty Company (each an "Agent"). Each Agerrt Is authorized to buy. sell (ihduding short sales) end trade in stocks, bonds and any other securities, ij"tpd or unlisted, on nuargin.or otherwise, in said account in accordance with DBSi-s tends and conditions "nd at the LLC's risk. ORSI may conclusively assume that ail actions taken and instructions given W each Agent have been property taken or given pursuant tb ecithority vested in each Agent by al) of the member^ ir\ the LLC. DBSl is arKherized to follow the iostructions of said Agent(s) in every respect concerning said account, end to makadelivary of sficurltiea end paymer<< of moneys to said Agant(s) or as said Agent(sj may order and direct apd io send said Agent(s} all reports, confirmatioris and statements relying to said account. Each Agent is herafay authorizod to execute and deliver on laehaff of the LLC a Customer Agreement. Stock Loan Agreement and any other agreemenla[s) or documom(s) DpSl may require, "nd to act for the LUC in every respect concerning said account and to do all other thing's necessary or Incidental to the corductiof aeld account. • ' 1 This authorlzetion arid indemnity is in addition to. and in ho way limits or restricts, any rights which OBSI may have under any other agraemeht or agreements with the undersigned, or any of them, now existi'ng or here"er entered into, and is binding on the Undersigned end their legei reprosentatives, successors and assigns. This authorization "d indemnity is also a continuing one and Shall rertiain in t'uli force and effect artd DBSl may coritinue to EFTA01441268 rely on this aijthorizadon until such time as it receives written notice of its termination. No such termination Shall affect any liability arising out of any transaction initiated prior to such termination.' The LLC. and each of Its members, agrees fi) to IrKlemnrfy and hold DBSl harmless from all costs, expenses (including reasonable attorneys fees) ar>d fiafmity related to nr arising fr^m dispute's by or aoiong ony of the members with respoct to ' said account and (ii) to pay on demand any debit balance in saki account Each of the undersigned egreos to advise C>B5I in writing if he, she or any partner I'a, or becomes, an employee or member of eny securities exchange (or oorpofation of which any exchange owns a majority of the capital stock), the Rnancial Industry Regulatory Authority, any broker-dealer, or is, or bet^ioas, a serder officer cjf any bamt, savings ar>d loan Institution, insurance cornpany. register^ inveatment cbmpaiw* registered Investment advisory firm or institution that purchaaes securities, or or becomes^ a member of the immolate family of such a person. This authorization and Indemnity shall inure to the benefit ^ DBSl end' its successors in business. Irrespective of ony change or changes of any kind in the personnel thereof for any cause Whatsoever. '. The undersigned has read and agrees to the terms of the a'uthorizptkm and indemnity o I Signature of Managing'I^Jember^^^^^,^^ JciffTffy Epstein Date Print Narrta Deutsche Bank Secuilties Inc., suhaidiAry of D^utsAhe Bank M^. conducts investment banking securities activities in the United States. LLi 1 EFTA01441269

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