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efta-01446951DOJ Data Set 10Other

EFTA01446951

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efta-01446951
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
4 February 2014 Health Care Facilities and Services HCA Holdings, Inc. Appendix 1 Important Disclosures Additional information available upon request Disclosure checklist Company Tucker Recent price• Disclosure HCA Holdings, Inc. HCA.N 48.46 (USD) 3 Feb 14 7,8,14,15,17 fences an sourced from local exchanges Via Reuters. Bloomberg and other vendors. Data .s sourced from booted,* Bark and subject compenres Important Disclosures Required by U.S. Regulators Disclosures marked with an asterisk may also be required by at least one jurisdiction in addition to the United States. See Important Disclosures Required by Non-US Regulators and Explanatory Notes. 7. Deutsche Bank and/or its affiliate(s) has received compensation from this company for the provision of investment banking or financial advisory services within the past year. 8. Deutsche Bank and/or its affiliate(s) expects to receive, or intends to seek, compensation for investment banking services from this company in the next three months. 14. Deutsche Bank and/or its affiliate(s) has received non-investment banking related compensation from this company within the past year. 15. This company has been a client of Deutsche Bank Securities Inc within the past year, during which time it received non-investment banking securities-related services. Important Disclosures Required by Non-U.S. Regulators Please also refer to disclosures in the Important Disclosures Required by US Regulators and the Explanatory Notes. 7. Deutsche Bank and/or its affiliate(s) has received compensation from this company for the provision of investment banking or financial advisory services within the past year. 17. Deutsche Bank and or/its affiliate(s) has a significant Non-Equity financial interest (this can include Bonds, Convertible Bonds, Credit Derivatives and Traded Loans) where the aggregate net exposure to the following issuer(s), or issuer(s) group, is more than 25m Euros. For disclosures pertaining to recommendations or estimates made on securities other than the primary subject of this research, please see the most recently published company report or visit our global disclosure look-up page on our website at http://gm.db,com/ger/disclosure/Disclosure.eqsr?ricCode=HCA.N Analyst Certification The views expressed in this report accurately reflect the personal views of the undersigned lead analyst(s) about the subject issuer and the securities of the issuer. In addition, the undersigned lead analyst(s) has not and will not receive any compensation for providing a specific recommendation or view in this report. Darren Lehrich Page 12 Deutsche Bank Securities Inc. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0101407 CONFIDENTIAL SDNY_GM_00247591 EFTA01446951

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URLhttp://gm.db,com/ger/disclosure/Disclosure.eqsr?ricCode=HCA.N

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