EFTA01449666

SOUTHERN MANUAL, LLC ACCT. W91850003 For the Period 8/1/13 to 8/31/13 Price Quantity Value Adjusted Cost Original Cost Unrealized Gain Loss Est Annual Inc Accrued Div Yield Concentrated & Other Equity GENERAL ELEC CAP CORP 109.37 2,000,000.030 2.187.420 00 2,122,916.67 64,503.33 142,500.00 8.45% 7.125% DEC 15 2049 30,062.00 DTD 06/12/2012 369622-SN4 AA- /BAA GENERAL MOTORS CO 48.66 71.000.000 3,454,860.00 3,585,969.22 (131.109.22) 168.625.03 4.88% CV PFD B 42.156 25 37045V-20-9 GM PB JPMORGAN CHASE & CO 110.04 5,000,000.000 5,502,050.00 5,498,006.95 4,043.05 395.000.00 7.12% 7.9% PFD STK APR 30 2049 132,760.00 DTD 04/2312008 46625H-HA-1 BBB /8A1 JPMORGAN CHASE & CO 94.69 750.000.000 710,137.50 750,000.00 (39,862 50) 45000 00 8.38% VAR RT 07/242013 DTD 0729 2013 3.750 00 48126H-AA-8 BBB /BA1 LONG TOTAL RETURN SWAP 1.00 888.972.000 283,286.55 NIA " N/A 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/0 Client SWPBDR-UH-6 MS MARKET PLUS MRK 08/20/14 112.21 1,000,000.000 1,122,050.00 1,000,000.00 122,050.00 80% EKO BARRIER- 3.55%CPN .UNCAPPED INITIAL LEVEL-02/14/13 MRK:41.19 61761J.DA.4 Total Concentrated & Other Equity $15,483,184.05 $15,038,073.40 $141,844.10 $913,626.00 5.87% 5256,594.25 J. P. M organ Account W91850003 Page 9 of 48 Consolidated Statement Page 12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105120 CONFIDENTIAL SDNY_GM_00251304 EFTA01449666