EFTA01449686

a71 SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Type Quantity Per Unit Amount Proceeds Cost Realized Gala Loss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 826 Pnncipal Payment IMPAC CMB TRUST &26 Pro Rata DTD 03/03/2005 PAYMENT At PRINCIPAL (9.847 810) 100.00 9.847.81 (6.868.85) _..... 2,978.96 3 826 Pnncipal Payment STRUCTURED ASSET SECURITIES CO 82 AC 6 Pro Rata 6.000% 04/25/2033 DTD 03)26/2003 PAYMENT PRINCIPAL - (26,605.170) 100.00 25,005.17 (25,605.17) Total Settled Sales/Maturities/Redemptions $2,506,746.39 ($2,606.396.63) $6937.32 L (86,687.46) S Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 7/24 Purchase GRANA Y MONTERO SA - ADR 21.13 J.P. MORGAN 7,000 000 21.13 (147,910.00) • 8/1 SECURITIES LLC 7/31 Purchase COUSINS PROPERTIES INC 10.00J.P. MORGAN 10.000.000 10.00 (100.000.00) 65 SECURITIES LLC 8/2 Purchase Option VVT1 CALL OPTION USD PUT OPTION STRIKE 110.00 250.000 2,250.00 (562.500.00) 8.4 EXPIRING 02/142014250000 BARRELS PURCHASE OTC CALL 8/2 Write Option W11 PUT OPTION USD CALL OPTION STRIKE 93.50, KI (250.000) 2,250.00 562,500.00 EXP 83.50 EXPIRING 02/142014 250,000 BARRELS WRITTEN OTC PUT 8/1 Purchase AMERICAN HOMES 4 RENT- A 16.00 J.P. MORGAN 15,000.000 16.00 (240,000.00) 8/6 SECURITIES LLC 812 Purchase BOYD GAMING CORP 12.00 J.P. MORGAN SECURITIES 4,000.000 12.00 (48,000.00) 8/7 LLC J.P.Morgan Account age 29 of 48 Consolidated Statement Page 32 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105140 CONFIDENTIAL SDNY_GM_00251324 EFTA01449686