Case File
efta-01450022DOJ Data Set 10OtherEFTA01450022
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Unknown
Source
DOJ Data Set 10
Reference
efta-01450022
Pages
1
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Integrity
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DRAFT
constitute "plan assets" under Section 3(42) of the Employee Retirement Income Security
Act of 1974, as amended ("ERISA"), and, together with the Agreement and the
Transactions, are not and will not be subject to Part 4, Subtitle B, Title I of ERISA or
Section 4975 of the Internal Revenue Code of 1986, as amended ("Code"): (B) either (x)
the assets of Party B do not and will not constitute the assets of any "governmental plan"
within the meaning of Section 3(32) of ERISA and, together with the Agreement and the
Transactions, will not be subject to any law, rule or other restriction applicable to the
assets of any such governmental plan ("Governmental Plan Law") or (y) the execution,
delivery and performance of this Agreement and the Transactions do not and will not
violate any Governmental Plan Law; and (C) Party B is not and, prior to termination of
this Agreement and the Transactions, will not be, a "Special Entity" as defined under
Title VII, Sections 731 or 764 of the Dodd-Frank Wall Street Reform and Consumer
Protection Act of 2010 ("Reform Act") (or the amendments affected thereby). Party B
will take or permit any action (including, without limitation, permitting or effecting
withdrawals from Party B or transfers of interests in Party B) during the term of this
Agreement that may render any of the foregoing representations and/or warranties untrue,
incorrect or incomplete, and Party B shall promptly notify Part• A in writing if it
becomes aware that any event, condition or circumstance has occurred or will occur that
may render (or has rendered) any of the foregoing representations and/or warranties
untrue, incorrect or incomplete.
Part 5. Other Provisions.
(a)
Elective Termination. Unless a confirmation of a Transaction otherwise provides, either party
(the "Electing Party". the other party being the "Non-electing Party") may elect to terminate any
Transaction (which shall be deemed to be the only Affected Transaction) on the second (Ti)
anniversary of the Trade Date of such Transaction and annually thereafter (which date shall be
the Early Termination Date with respect to such Transaction) by at least five (5) days' prior
notice, provided that no other Event of Default, Potential Event of Default, or Termination Event
shall have occurred and then be continuing under this Agreement on such Early Termination Date
(any such termination, an "Elective Termination').
For purposes of calculating amounts due under this Part 5(a), the Electing Party shall be treated as
if it were the Affected Party and the Non-electing Party shall be treated as if it were the Non-
affected Party.
For the purposes of calculating amounts due under an Elective Termination, all references to
Additional Termination Event under Sections 6(b), (c), (d), and (e) should be read as references to
an Elective Termination and should apply mutatis mutanch .
(b)
Consent to Recording. Each party (i) consents to the recording of the telephone conversations of
trading and marketing and/or other personnel of the parties and their Affiliates in connection with
this Agreement or any potential Transaction (ii) agrees to obtain any necessary consent of and
give notice of such recording to such personnel of it and its Affiliates; and (iii) agrees that
recordings may be submitted in evidence in any Proceedings relating to this Agreement.
(c)
Tax Provisions
(I) ISDA 2010 Short Form HIRE Act Protocol. The panics agree that solely as between Party
A and Party B, the definitions and provisions contained in the ISDA 2010 Short Form HIRE
Act Protocol published by the International Swaps and Derivatives Association, Inc. on
38
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0105535
CONFIDENTIAL
SONY GM_00251719
EFTA01450022
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