Case File
efta-01451779DOJ Data Set 10OtherEFTA01451779
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01451779
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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SOF III - 1081 Southern Financial LLC
In onler to complete question 1 above, please mad Annex A of this Investor Questionnaire for
information regarding what is includable in "investments" and for infomiation regarding the valuation of
such -investments."
IV.
Status as a Politically Exposed Person.
Is the Investor a senior government, political or military official, or an immediate family member or close
associate of such person (a "politically exposed person")?
Yes
No
If yes, which government
, what position in the government
and, if an immediate family member or close associate of a politically exposed person, what relationship
to the politically exposed person
V.
Source of Funds.
Please summarize the sources of funds used to make this investment (for example, business profits (if so,
state type of business), investment income, savings, etc.):
VI.
Employee of Deutsche Bank.
IF ME INVESTOR IS NOT AN EMPLOYEE OF DEUTSCHE BANK. PLEASE DO NOT INITIAL
THE STATEMENT BELOW.
IF THE INVESTOR IS AN EMPLOYEE OF DEUTSCHE BANK, PLEASE INITIAL INDICATING
THAT THE !NV&STOR HAS READ AND UNDERSTOOD THE STATEMENT BELOW.
The Investor understands and acknowledges that, if it is determined by the General Partner or the
Investment Manager, in its sole discretion, that its investment in the Onshore Feeder Fund would
violate the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, any rules or
regulations promulgated thereunder, or any other applicable law or regulation, the Investor shall
be requited to sell or otherwise transfer its Interest and none of the Onshore Feeder Fund, the
General Partner, the Investment Manager or any of their affiliates shall be liable for any losses the
Investor may incur.
The Investor acknowledges that it is an employee of Deutsche Bank Securities Inc. or Deutsche
Bank Trust Company Americas and has solicited Interests in the Onshore Feeder Fund.
Investor Questionnaire - 3
Confidential
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0108586
CONFIDENTIAL
SONY GM_00254770
EFTA01451779
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