Case File
efta-01451785DOJ Data Set 10OtherEFTA01451785
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01451785
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
SOF III - 1081 Southern Financial LLC
VIII.
Entity Owned or Controlled by an Employee of Deutsche Bank.
771E INVESTOR IS NOT AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF
DEUTSCHE BANK. PLEASE DO NOT INITIAL MIE S/A MMENT BELOW.
IF 771E INVESTOR IS AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF
DEUTSCHE BANK, PLEASE INITIAL INDICATING THAT THE INVESTOR HAS READ AND
UNDERSTOOD THE STATEMENT BELOW.
Ile Investor understands and acknowledges that, if it is determined by the General Partner or the
Investment Manager, in its sole discretion, that its investment in the Onshore Feeder Fund would
violate the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, any rules or
regulations promulgated thereunder, or any other applicable law or regulation, the Investor shall
be required to sell or otherwise transfer its Interest and none of the Onshore Feeder Fund, the
General Partner, the Administrator, the Investment Manager or any of their affiliates shall be
liable for any losses the Investor may incur.
The Investor acknowledges that it is an employee of Deutsche Bank Securities Inc. or Deutsche
Bank Trust Company Americas and has solicited Interests in the Onshore Feeder Fund.
Investor Questionnaire - II
Confidential
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0108594
CONFIDENTIAL
SONY GM_00254778
EFTA01451785
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SWIFT/BIC
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