EFTA01452507

enT 7.77a77" - ,iltz,:.J.,.!IREPPrir DstSths Bark AO SOUTHERN FINANCIAL, LLC _ 13Feb 2014 Papa 2 Of 2 W•08,6414 Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436! SOJTHERN FXOPTION 21-Nov.2013 20410%42014 25.1lov.2014 (1.0:0 WO CO: USD 101,000000 FY SHORT EUROPEAN CALL 1010000 }1:!C8' Et! 710423459 FINANCIAL. LLC 366364438/' SOUTHER! FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 14.336 82 710423461 FINANCIAL, LLC 366364436/ SOUTHERN FXOPTION 21-Nov-2013 20-Nw•2014 25-Nov-2014 121.Ct.X.I CO) USD 0 JPY LONG EUROPEAN 0.0000 1247038 710423463 FINANCIAL. LLC 366364436/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 121030 C01 USD 0 JPY LONG ELRCPEAN 0.0000 1077320 710423465 FINANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10000 X000) USD 11.003003 00 CAD SHORT EUROPEAN CALL 1.1003 (121.X1 73) 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-Apr•2014 21-Apr•2014 (10.COD CEO 00) USD 11.300.003 00 CAD SHORT EIRCPEAN CALL 1.1300 23.44068 737154818 FINANCIAL, LLC 381388504/ SOUTHERN FX OPTION 31-Jan-2014 01.May-2014 07.May-2014 (101:00000 03) USD 1,025,000.000 JPY SHORT EURCPEAN CALL 102 5003 ::51 4X) 41) 745230011 FINANCIAL. LLC Subtotal: Math Statement ID : 182298_20140213 20140214 1 (251:842.66) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109583 CONFIDENTIAL SDNY_GM_00255767 EFTA01452507