EFTA01452885

e an raup SOUTHERN FINANCIAL. LLC Request M of 06 Mar 14 06 Mar 2014 Page 2 Of 2 Deutsche BSc AO SOUTHERN FINANCIAL, LLC 91-Oploas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN ExEurcepl 21-Nor-2013 20-Nov-2014 254lov..2014 (1.0:0 CO3 00; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :-Ii 983 e7( FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneBatOneT ouchOpt 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 12.25254 SOUTHERN FINANCIAL. LLC FXOnef3arOneT ouchOpt 21-Nor-2013 20.Nov2014 25-Nov-2014 (21ff COI USD 0 JPY LONG EUROPEAN 0.000D 10.475 23 SOUTHERN FINANCIAL. LLC EXOnef3anOneT ouchOpt 21-Nov-2013 20-Nov2014 254404014 (21.000 WI USD 0 FY LONG EtRCPEAN 0.0000 8,890 13 SOUTHERN ExEuroOpl 17-Jan-2014 17-A4x-2014 21-Arx.2014 (10.CCO.0030:4 USD 11.000.000 00 CAD SHORT ELRCPEAN CALL 1.1000 ;81.72180) FINANCIAL. LLC SOUTHERN EXOneBarEuro 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.COD.00O OD) USD 11,300,00003 CAD SHORT ELRCPEAN CALL 1.1303 7,360 41 FINANCIAL, LLC OPI SOUTHERN FkuroOpt 31-Jan-2014 01-May-2014 07-May-2014 (10.0:0.020.03j USD 1.025.000,000 JPY SHORT EUROPEAN CALL 102 5003 ,:53237821 FINANCIAL, LLC SOUTHERN F)EurcOpl C6-aka-2014 17.44'4014 21 Apf.2014 10,000,00000 USD i 110000k03) CAD LONG ELRCPEAN CALL 1.1000 81.721 80 FINANCIAL, LLC SOUTHERN FXOneBatEuro C6-Wer,2014 174ex-2014 21-Apr-2014 (10,0 Al CO; USD 11,300,003 00 CAD SHORT EUROPEAN CALL 1.1300 (7.360 41j FINANCIAL. LLC OP1 Subbtal: (1746"33801 Bat (174,603.80) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 110194 SDNY_GM_00256378 EFTA01452885