Case File
efta-01453160DOJ Data Set 10OtherEFTA01453160
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01453160
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Private Wealth Management
Option Agreement and Approval Form
Please Complete All Sections
Account No.
&COW NW*
Account Type
Account Registration
El Managed Account
0
Discretionary Account
0
Other
Name(s) of person(s) other than account owner(s) authorized to place orders for the account:
Account and Owner Information (Provide requested information for each account owner ("Client"). Attach supplement to this Agreement if
necessary.)
fin
Bilk
IMO
EMI
MOM
Tai
NEMO
INIMMIll
Pr'
fialPREMINIMP
L)Car,` trn,
i-taUtY
Cu :.5`,
io);;(.rItto!
UP:10,1
K Yes K No
If yes, please provide the account number(s):
Client(s) Financial Information
06
Deut!,,:;..., dank Seucr;;Ies It
Aooroximaria Nor vvonn
than $50,000
Salary/Bonus
%
L qwd Net Wptn
Excluding Ponca* Rosoclorco
8
Less
550,000 - $99.999
Interest/Dividends
• Less than $50,000
0 Less than $50,000
oh,
0
$100.000 - 5249.999
0 $50,000 - $99.999
MI 550.000 - 599.999
0
5250,000 - 5499,999
Other (specify):
•
5100,000 - $249,999
0 5100,000 -$249.999
0
5500.000 - 5999.999
%
0 5250,000 - $499,999
• 5250,000 -$499,999
0
$1,000,000 - $2,499999
%
•
$500,000 - $999.999
ID S500,000 - $999,999
0
$2,500.000 - S4999.999
0 SI,000,000 - $2,499,999 0 51,000,000 - 52,4999
iya
0
55.000.000 and over
-
0 $2.500.000 - $4,999.999 • $2,500,000 - $4,999.9-'
•
$5,000.000 and over
.
S5,000,000 and over
Investment Experience of Account Owner(s)
M
ili
tr
ill
n
a
Options
MI
Covered C3II Writing
Stocks
0
Purchased Options
0
Option Spreads
0
Uncovered Put Writing
0
Uncovered Call Writing
0
None
Bonds
Commodities
listed Stock Index
OTC Derivatives
Structured Products
Other (Specify)
Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, conducts investment banking and securities activities in the United Six
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e)
CONFIDENTIAL
09-PWM-0127 OM 14 (05111)
006404 052711
DB-SDNY-0 110614
SDNY_GM_00256798
EFTA01453160
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