EFTA01453335

Used with permission of Bloomberg Finance LP Mark to market source: DB Valuation Statement, 3/17/14 From: Tazia Smith Sent: 3/18/2014 9:36:17 AM To: [email protected] CC: Vinit Sahni ; Nay Gupta I ; Paul Morris Subject: USDJPY 101 strike triple no-touch & USDJPY 102.5 vanilla - updates [CI Classification: Confidential Jeffrey - Your USDJPY zero-cost 101 strike triple no-touch is up $4,507 mark-to-market. Matures in 8 mos, 11/20. Your USDJPY 102.5 strike call is down $76.687 mark to market. Matures in 1.5mos, 5/1. Initial details on both below. JPY I 101.117 „....firtn-^•--- ', EGN 101.47 /101.48 EGY At 9:21 101.77 Hi 101.94 Lo 101.32 Close 101.77 Yalu' 03/20/14 IIIIIIIniriPM.IniMir r . Uinta ri eltiall MEM elar --r"" n'' III =Mall Li: 1Y m.rx PO, V t Track AruictatA News V." 106.00 -- Forwarded by Tazia Smith on 03/18/2014 09.29 AM --- From. Tazia Snathi To. jeovacationigigmail.com, Cc. Pad Morris. Date 01/31/2014 01:33 PM Subject Trade Report 1,31,14 • 3mo short yen (C) Nay Gupta Classification: Confidential Jeffrey - Today you executed the following slightly near-the-money, 3mo USDJPY vanilla call for 1.9% (pulled the strike in from the 102.75 level shown to 102.50 since spot has come in since prior indicative level). CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 110879 CONFIDENTIAL SDNY_GM_00257063 EFTA01453335