EFTA01453458

rrr rrl 7 I. 27 Mar 2014 Page 2 Of 2 Dads** Bank AO SOUTHERN FINANCIAL, LLC OS • OPSoss Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 Not.Ccy 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC ExEurcepl FXOneBadDneT ouchOpt FXOneBarOneT ouchOpt EXOnef3anOneT ouchOpt ExEuroOpl FXDc4aCpt 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.0e0 C0D®, USD 21-Nov.2013 20-No4-2014 2541mi-2014 (21.000.00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21,M0 CO) USD 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21000 WI USD 31-Jan-2014 01.May-2014 07-May-2014 (10.030f:03M USD 13-Mar-2014 14-Apr-2014 15-Apr-2014 (I,0000:0 OD) USD 101.030.000 0 0 0 1.025000.000 JPY JPY JPY JPY JPY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN EIRCPEAN ELRCPEAN EUROPEAN CALL CALL CALL 1010000 0.0003 0.000D 0.0000 1025000 375960 : ia :lit eittt 13.597 04 11,560 62 9,742 10 :SO 241 at) :474240D) Subtotal: Commodities • Dedvatives Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity Derivative 13-Mar-2014 15.May-2014 22.May-2014 LONG ELRCFEAN WTI 100.00000 USD 0 CODO Din2i' (:,, . Subtotal. [:•C-5 3kf; X,.: Statement ID : 182298_20140327_20140328_1 Total: (334,325.74) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet sa CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111054 SDNY_GM_00257238 EFTA01453458