EFTA01453466

30 My 2014 Pap 2 Of 2 Douro Bank AG SOUTHERN FINANCIAL, LLC FX • Options Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 Not Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC ExEurcON FXOneBanDneT ouchOpt FXOnef3arOneT ouchOpt EXOnef3anOneT ouchOpt ExEuroOpl EXThg atcpt 21-Nor.2013 2040%42014 25-Nov-2014 (1.000 COD Cr;i: USD 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 21-Nov-2013 20.11ov.2014 25-Nov-2014 (21.0)0 00) USD 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD 31-Jan-2014 01.May-2014 07-May-2014 (10000.003 CO) USD 13-Mar.2014 14-Apr-2014 15-4r-2014 (1,00.0000D) USD 101.000,000 0 0 0 1.025000.000 JPY JPY JPY PT SY SHOAT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN EURCPEAN ELIRCPEAN ELRCPEAN CALL CALL CALL 1010000 0.000D 0.0000 0.0000 1025000 375660 ;4.) 259 C-.10) 12,117 29 1025578 0610 96 (I 22819 56) (45.1® 17) Subtotal: (17133539: Commodities - DarNadvas Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity Derivative 13.lilar.2014 15.May-2014 22.May-2014 LONG ELRCFEAN WTI 100.00000 USD 0 CODO Subtotal. CI 3? Statement ID : 182298_20140328_20140331_1 Total: (391,234.26) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111066 SDNY_GM_00257250 EFTA01453466