EFTA01453565

e an raup SOUTHFPN PINANCiAL, LLC Request les of 132 Apr 14 02Apt 2014 Page 2 0(2 Dadochs Bark AO SOUTHERN FINANCIAL, LW RCA:Ploys Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FxEurcC,l 21-Nor-2013 20-Nov2014 25-Noy-2014 II .00D 090 Cr.t, USD 101.090.000 FINANCIAL. LLC SOUTHERN FXOneBadOneT 21-Not-2013 20-Nor-2014 25-Nor-2014 (21.000.00) USD 0 FINANCIAL. LLC oithOpt SOUTHERN FXOneSarOneT 21-Nor-2013 20-Nov2014 25-Nor-2014 (21ff COI USD 0 FINANCIAL. LLC ouch0p1 SOUTHERN EXOnegadOneT 21-Noy-2013 20-Noy-2014 25-Noy-2014 (21.000 WI USD 0 FINANCIAL. LLC =POO SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.9C0.0030:) USD 1.025.000.000 FINANCIAL. ILO SOUTHERN FXD9Ialept 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,003.0(000) USD FINANCIAL, LLC JPY JPY JPY PT SY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUICPEAN EUROPEAN EtRCPEAN EUROPEAN ELRCPEAN CALL CALL CALL 1010000 0.0000 0.0000 0.0000 1025000 37 5950 Sr ?Z.) 41:!? 10.48628 8,785.17 7.30929 I.164.924 ®Ii (1612063) Subtotal: ;1-^ 3K3::: Conoodbes - Wats ill Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar.2014 15)May-2014 22)May-20I 4 LONG EUROPEAN LLC Derivative WTI 100.000 00 USD 00000 pi 1.0i ) Subtotal: i.%1 3. „ ., Statement ID Total: (280,469.30) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111237 SDNY_GM_00257421 EFTA01453565