EFTA01453775

SOU ERN FI Request 182298 As of 15 Apr 14 I5Apr 2014 Page 2 Of 3 Deutsche Berk AO SOUTHERN FINANCIAL, LLC Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put! Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Nov-2013 20-Nov-2014 25-Nov-2014 (1.000000 00) USD 101.030.000 PT FINANCIAL. LW SOUTHERN FXOneBanDneT 21-Not-2013 20-No4014 25-Nov-2014 (21.00000) USD 0 JPY FINANCIAL, LLC otchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,03000) USD 0 JPY FINANCIAL, LLC ouchOpt SOUTHERN FXOneBanOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 PY FINANCIAL. LLC ouchOpt SOUTHERN FxEuroOpl 31-Jan-2014 0I-May-2014 07-May-2014 (10.CCO.CO3 WI USD 1.025900.000 PT FNANC0AL, LLC SHORT LONG LONG LONG SHORT EUROPEAN EUROPEAN EUROPEAN EtPCPEAN EIRCPEAN CALL 1010000 :•2( 6 -8 67( 0.0003 1387083 0.0000 11,568.79 0.0000 9,54887 CALL 102 5000 r27.79381) Subtotal: (7242405) Lone( Trade ID Counterparty Trade Type Trade Date Maturity Dale Settlement Date Shod Optlon Style Putt Cal Ref. Entity NotCcy NotAmt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 11Krer-2014 15-M r-2014 224A*2014 Laic EUFICPEAN LLC Derivahe WTI 100.00000 LSO 00000 (3e-44.'Cfj 4'3) Subtotal: t304.299 43 Ceethotilles • Base Metal Dedvattas 1 Long/ Trade ID Counterparty Trade Type Trade Date Matunty Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt i NotCcy 1 Price Per Quantity Unit Unit Stnke Price MTM(USD) SOUTHERN Ccomodiy0prEu 03-Apr-2014 05-Deo-2014 05-Dec-2014 SHORT EUROPEAN CALL XCU FINANCIAL. LLC ro BaseN4etal (8.TY).033 CO) USD (50 00IMT25 0 7.000 0000 (244;22022) Statement ID : 182298_20140415_20140416_1 Subtotal: (214.2E., 22: The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111590 SDNY_GM_00257774 EFTA01453775